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Honeywell Aerospace (HONAV) director awarded deferred phantom share units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Honeywell Aerospace Inc. director David L. Goldfein reported a compensation-related award of deferred compensation units tied to the company’s common stock. On June 29, 2026, he acquired 135.1441 phantom shares at a reference price of $226.24 per share.

These phantom shares are bookkeeping units under the Deferred Compensation Plan for Non-Employee Directors and are calculated by dividing the dollar value of his contribution by the stock price. They do not represent actual shares and carry no direct trading, as they will be settled in cash based on Honeywell Aerospace’s stock price when paid.

Positive

  • None.

Negative

  • None.
Insider Goldfein David L.
Role null
Type Security Shares Price Value
Grant/Award Deferred Compensation (Phantom Shares) 135.144 $226.24 $31K
Holdings After Transaction: Deferred Compensation (Phantom Shares) — 135.144 shares (Direct, null)
Footnotes (1)
  1. Deferred Compensation (Phantom Shares) are allocated based on the price of common stock, par value $0.01 per share ("HONA Common Stock"), of Honeywell Aerospace Inc., a Delaware corporation ("HONA"), on the contribution date by dividing the dollar amount of the contribution by the price per share of HONA Common Stock. HONA Common Stock prices are based on the mean of the highest and lowest sales price on the date of contribution. Phantom Shares are settled in cash based on the price of HONA Common Stock at settlement. Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.
Phantom shares granted 135.1441 phantom shares Deferred Compensation Plan grant on June 29, 2026
Reference stock price $226.24 per share Price of Honeywell Aerospace common stock on contribution date
Underlying security 135.1441 shares of Common Stock Underlying Honeywell Aerospace common stock equivalent for phantom units
Conversion price $0.00 Conversion or exercise price for deferred compensation phantom shares
Post-transaction phantom holdings 135.1441 phantom shares Total deferred compensation phantom shares following the award
Deferred Compensation (Phantom Shares) financial
"Deferred Compensation (Phantom Shares) are allocated based on the price of common stock"
Deferred Compensation Plan for Non-Employee Directors financial
"Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors"
Phantom Shares financial
"Phantom Shares are settled in cash based on the price of HONA Common Stock at settlement"
Phantom shares are a form of employee or executive compensation that mimics the economic value of owning company stock without actually issuing real shares; holders receive cash or equivalent payments tied to the company’s share price or dividends. Think of it like a receipt that pays out if the stock rises — it aligns managers’ interests with shareholders but does not dilute ownership, while creating a future cash obligation that investors should watch as it can affect company cash flow and valuation.
HONA Common Stock financial
"HONA Common Stock prices are based on the mean of the highest and lowest sales price"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goldfein David L.
(Last)(First)(Middle)
C/O HONEYWELL AEROSPACE INC.
1944 E SKY HARBOR CIRCLE N
(Street)
PHOENIX ARIZONA 85034
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Honeywell Aerospace Inc. [ HONA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Compensation (Phantom Shares)(1)06/29/2026A135.1441 (2) (2)Common Stock135.1441$226.24135.1441D
Explanation of Responses:
1. Deferred Compensation (Phantom Shares) are allocated based on the price of common stock, par value $0.01 per share ("HONA Common Stock"), of Honeywell Aerospace Inc., a Delaware corporation ("HONA"), on the contribution date by dividing the dollar amount of the contribution by the price per share of HONA Common Stock. HONA Common Stock prices are based on the mean of the highest and lowest sales price on the date of contribution. Phantom Shares are settled in cash based on the price of HONA Common Stock at settlement.
2. Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.
Remarks:
/s/ Jennifer Nelson for David L. Goldfein07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Honeywell Aerospace (HONAV) report for David L. Goldfein?

Honeywell Aerospace reported that director David L. Goldfein received 135.1441 deferred compensation phantom shares on June 29, 2026. These units are a non-cash award linked to the company’s common stock price and are part of the Deferred Compensation Plan for Non-Employee Directors.

What are Deferred Compensation Phantom Shares at Honeywell Aerospace (HONAV)?

Deferred Compensation Phantom Shares are bookkeeping units valued using Honeywell Aerospace’s common stock price. They are allocated by dividing the contribution amount by the stock price and are ultimately settled in cash based on the stock price at the time of settlement.

How were David L. Goldfein’s 135.1441 phantom shares at Honeywell Aerospace (HONAV) valued?

David L. Goldfein’s 135.1441 phantom shares were valued using a reference price of $226.24 per share of Honeywell Aerospace common stock. The number of phantom shares equals his deferred contribution amount divided by that stock price on the contribution date.

Does David L. Goldfein’s phantom share award at Honeywell Aerospace (HONAV) involve open-market stock purchases?

The phantom share award does not involve open-market stock purchases. It is a compensation-related allocation under the Deferred Compensation Plan, recorded as units tied to Honeywell Aerospace’s stock price and settled in cash later, rather than actual share purchases or sales.

How and when are Honeywell Aerospace (HONAV) phantom shares for directors settled?

Phantom shares accrued under Honeywell Aerospace’s Deferred Compensation Plan for Non-Employee Directors are settled in cash. Settlement timing and elections are made by the reporting person in accordance with plan rules, using the company’s common stock price at settlement to determine the cash amount.