Rocket One director granted 75,000 stock options

Rocket One Inc. director Jeff Pavell received a grant of stock options that give him the right to acquire 75,000 shares of Common Stock.

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Form Type

Rhea-AI Filing Summary

Rocket One Inc. director Jeff Pavell received a grant of stock options that give him the right to acquire 75,000 shares of Common Stock. The options have an exercise price of $0.7083 per share and expire on May 26, 2036.

The options were issued under the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan and vested in full upon grant, meaning they are immediately exercisable. Following this grant, Pavell holds 75,000 options directly.

Insider Trade Summary

Grant/Award: 75,000 shares

Grant/Award 1 txn

Insider Pavell Jeff

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Options	75,000	$0.00	$0.00

Holdings After Transaction: Options — 75,000 contracts (Direct)

Footnotes (1)

F1. The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant.

Key Figures

Options granted: 75,000 options Exercise price: $0.7083 per share Underlying shares: 75,000 shares +3 more

6 metrics

Options granted 75,000 options Grant to director Jeff Pavell on May 26, 2026

Exercise price $0.7083 per share Strike price for the 75,000 options

Underlying shares 75,000 shares Common Stock underlying the options

Expiration date May 26, 2036 Options lapse after this date

Total options after grant 75,000 options Holdings following the reported transaction

Grant price paid $0.0000 per option Options granted at no purchase price

Key Terms

Amended and Restated 2022 Omnibus Equity Incentive Plan, vested in full upon grant, Grant, award, or other acquisition, Common Stock

4 terms

Amended and Restated 2022 Omnibus Equity Incentive Plan financial

"The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan"

vested in full upon grant financial

"and vested in full upon grant"

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock financial

"underlying_security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

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What did Rocket One (RKTO) director Jeff Pavell receive in this Form 4?

Jeff Pavell received a grant of 75,000 stock options from Rocket One Inc. These options give him the right to buy 75,000 shares of Common Stock at a fixed exercise price, functioning as equity-based compensation under the company’s 2022 Omnibus Equity Incentive Plan.

What is the exercise price of Jeff Pavell’s Rocket One (RKTO) options?

The options granted to Jeff Pavell have an exercise price of $0.7083 per share. This is the price he must pay to convert each option into a share of Common Stock if he chooses to exercise the options before expiration.

When do Jeff Pavell’s Rocket One (RKTO) options vest and become exercisable?

The options granted to Jeff Pavell vested in full upon grant. Because they are fully vested immediately, he can exercise all 75,000 options at the $0.7083 exercise price anytime before the stated expiration date in 2036, subject to plan terms.

When do Jeff Pavell’s Rocket One (RKTO) options expire?

Jeff Pavell’s options expire on May 26, 2036. After this expiration date, any unexercised options will lapse and can no longer be used to purchase Rocket One Common Stock at the $0.7083 per share exercise price specified in the grant.

How many Rocket One (RKTO) options does Jeff Pavell hold after this grant?

After this grant, Jeff Pavell holds 75,000 options directly. Each option is linked to one share of Rocket One Common Stock, so his derivative position from this grant covers 75,000 underlying shares under the company’s equity incentive plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/28/2026 - 04:15 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pavell Jeff

(Last)

(First)

(Middle)

C/O ROCKET ONE INC., 720 MONROE STREET

SUITE E514

(Street)

HOBOKEN

NEW JERSEY

07030

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket One Inc. [ RKTO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Options	$0.7083	05/26/2026		A⁽¹⁾		75,000		05/26/2026	05/26/2036	Common Stock	75,000	$0	75,000	D

Explanation of Responses:

1. The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant.

	/s/ Hayley Springer as Attorney-In-Fact for Jeff Pavell	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR