STOCK TITAN

[Form 4] HOVNANIAN ENTERPRISES INC Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hovnanian Enterprises director J. Larry Sorsby reported gifting 6,820 shares of Class A Common Stock. The bona fide gifts occurred on April 27 and April 29, 2026, split between his direct holdings and shares held indirectly through his spouse. After these transfers, Sorsby holds 187,524 shares directly and 3,846 shares indirectly via his spouse. The gifts were reported at a price of $0.00 per share, reflecting non-cash transfers rather than market sales.

Positive

  • None.

Negative

  • None.
Insider SORSBY J LARRY
Role null
Type Security Shares Price Value
Gift Class A Common Stock 1,280 $0.00 --
Gift Class A Common Stock 1,280 $0.00 --
Gift Class A Common Stock 2,130 $0.00 --
Gift Class A Common Stock 2,130 $0.00 --
Holdings After Transaction: Class A Common Stock — 187,524 shares (Direct, null); Class A Common Stock — 3,846 shares (Indirect, Held by Spouse)
Footnotes (1)
  1. Reflects a transfer of shares of Class A Common Stock, par value $.01 per share, cumulative ("Class A Common Stock"), from the Reporting Person's grantor retained annuity trust ("GRAT") to the Reporting Person exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Reflects a transfer of shares of Class A Common Stock from the GRAT of the Reporting Person's spouse to the Reporting Person's spouse exempt from reporting under Rule 16a-13 of the Exchange Act.
Total shares gifted 6,820 shares Bona fide gifts of Class A Common Stock
Gift date April 27, 2026 Class A Common Stock bona fide gifts
Gift date April 29, 2026 Class A Common Stock bona fide gifts
Direct holdings after gifts 187,524 shares Class A Common Stock held directly post-transaction
Indirect holdings after gifts 3,846 shares Class A Common Stock held indirectly via spouse
Reported gift price $0.00 per share Non-cash bona fide gift transactions
bona fide gift financial
"transaction_code_description": "Bona fide gift""
grantor retained annuity trust financial
"transfer of shares of Class A Common Stock, par value $.01 per share, cumulative ("Class A Common Stock"), from the Reporting Person's grantor retained annuity trust ("GRAT")"
A grantor retained annuity trust (GRAT) is an estate-planning tool where the person who creates the trust transfers assets into it but receives fixed cash payments (an annuity) from the trust for a set number of years; whatever remains after that term passes to designated beneficiaries. It matters to investors because it can shift future appreciation of assets out of the creator’s taxable estate—like putting an asset into a timed vending machine that pays you fixed amounts while any extra value that grows inside the machine goes to heirs with reduced gift or estate tax consequences.
Rule 16a-13 regulatory
"exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934"
indirect ownership financial
""direct_or_indirect": "I","nature_of_ownership": "Held by Spouse""
Class A Common Stock financial
"Reflects a transfer of shares of Class A Common Stock, par value $.01 per share"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SORSBY J LARRY

(Last)(First)(Middle)
C/O HOVNANIAN ENTERPRISES, INC.
90 MATAWAN ROAD

(Street)
MATAWAN NEW JERSEY 07747

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HOVNANIAN ENTERPRISES INC [ HOV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/27/2026G2,130A$0.0000186,244(1)D
Class A Common Stock04/29/2026G1,280A$0.0000187,524D
Class A Common Stock04/27/2026G2,130D$0.00005,126(2)IHeld by Spouse
Class A Common Stock04/29/2026G1,280D$0.00003,846IHeld by Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects a transfer of shares of Class A Common Stock, par value $.01 per share, cumulative ("Class A Common Stock"), from the Reporting Person's grantor retained annuity trust ("GRAT") to the Reporting Person exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
2. Reflects a transfer of shares of Class A Common Stock from the GRAT of the Reporting Person's spouse to the Reporting Person's spouse exempt from reporting under Rule 16a-13 of the Exchange Act.
Elizabeth D. Tice Attorney-in-Fact04/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did HOV director J. Larry Sorsby report?

Director J. Larry Sorsby reported making bona fide gifts of 6,820 shares of Hovnanian Enterprises Class A Common Stock. These non-cash transfers occurred on April 27 and April 29, 2026, and reflect charitable or personal gifting rather than open-market trading activity.

How many HOV shares did J. Larry Sorsby gift in this Form 4?

J. Larry Sorsby gifted a total of 6,820 shares of Hovnanian Enterprises Class A Common Stock. The transactions were reported at $0.00 per share, consistent with bona fide gifts, and were split between his direct holdings and shares held indirectly through his spouse.

On what dates did the HOV stock gifts by J. Larry Sorsby occur?

The reported gifts of Hovnanian Enterprises Class A Common Stock occurred on April 27, 2026 and April 29, 2026. Multiple bona fide gift transactions were filed for both dates, covering shares held directly and shares held indirectly through Sorsby’s spouse.

What are J. Larry Sorsby’s HOV holdings after the reported gifts?

After the reported gifts, J. Larry Sorsby holds 187,524 shares of Hovnanian Enterprises Class A Common Stock directly and 3,846 shares indirectly through his spouse. These post-transaction balances are disclosed in the Form 4 totals following each gift transaction.

Were the HOV stock gifts by J. Larry Sorsby market sales?

No. The transactions are coded as bona fide gifts (Code G) with a reported price of $0.00 per share. This indicates non-cash transfers, such as charitable or personal gifts, rather than open-market purchases or sales of Hovnanian Enterprises stock.

How are indirect HOV holdings by J. Larry Sorsby reported in this filing?

Indirect holdings are reported as Held by Spouse