Hovnanian director reports share delivery or withholding

The report lists indirect holdings of 3,784 Class A shares by a SLAT and 3,846 shares held by the director’s spouse.

Available on EDGAR 11/04/2026 - 04:35 PM EST Accepted by SEC EDGAR 11/04/2026 - 04:35 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

HOV director J. Larry Sorsby reported 1,842 and 3,491 Class A shares delivered or withheld on November 2, 2026, for payment of exercise price or tax liability. The reported price for each transaction was $104.92 per share. The report also lists indirect holdings of 3,784 shares by a SLAT and 3,846 shares held by the director’s spouse. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Exercise Price or Tax Liability: 5,333 shares

Exercise Price or Tax Liability 2 txns

Insider SORSBY J LARRY

Role Director

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Common Stock	1,842	$104.92	$193K
Exercise Price or Tax Liability	Class A Common Stock	3,491	$104.92	$366K
Holding	Class A Common Stock	--	--	--
Holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 182,082.925 shares (Direct); Class A Common Stock — 3,784 shares (Indirect, By SLAT); Class A Common Stock — 3,846 shares (Indirect, Held by Spouse)

Key Figures

Class A shares delivered or withheld: 1,842 shares Class A shares delivered or withheld: 3,491 shares Reported price per share: $104.92 per share +2 more

5 metrics

Class A shares delivered or withheld 1,842 shares For payment of exercise price or tax liability on November 2, 2026

Class A shares delivered or withheld 3,491 shares For payment of exercise price or tax liability on November 2, 2026

Reported price per share $104.92 per share For each transaction on November 2, 2026

Indirect Class A shares held by SLAT 3,784 shares Holding listed on November 2, 2026

Indirect Class A shares held by spouse 3,846 shares Holding listed on November 2, 2026

Key Terms

SLAT, exercise price, tax liability

3 terms

SLAT financial

"By SLAT"

exercise price financial

"payment of exercise price or tax liability"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

tax liability financial

"payment of exercise price or tax liability"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HOV Class A shares did director J. Larry Sorsby deliver or have withheld?

He reported 1,842 and 3,491 Class A shares delivered or withheld on November 2, 2026, for payment of exercise price or tax liability, at a reported price of $104.92 per share for each transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SORSBY J LARRY

(Last) (First) (Middle)

C/O HOVNANIAN ENTERPRISES, INC.

90 MATAWAN ROAD

(Street)

MATAWAN NEW JERSEY 07747

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HOVNANIAN ENTERPRISES INC [ HOV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/02/2026		F		1,842	D	$104.92	185,573.925	D
Class A Common Stock	11/02/2026		F		3,491	D	$104.92	182,082.925	D
Class A Common Stock								3,784	I	By SLAT
Class A Common Stock								3,846	I	Held by Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Elizabeth D. Tice Attorney-in-Fact	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)