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HPE EVP Rahim exercises RSUs, gifts 1,310,854 HPE shares to family trust

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hewlett Packard Enterprise EVP Rami Rahim reported a series of equity compensation and estate-planning transactions. On July 2–3, 2026, he exercised multiple restricted stock unit awards into a total of 1,122,365 shares of common stock, with 556,472 shares withheld to cover tax obligations.

After these transactions, his directly held common stock was transferred by bona fide gifts into the Rahim Family Trust. Footnotes explain decreases of 89,534 shares on March 10, 2026 and 565,893 shares on July 7, 2026 in direct holdings, matched by increases in indirect holdings in the trust, leaving 909,589 common shares held indirectly.

Positive

  • None.

Negative

  • None.
Insider rahim rami
Role EVP, Pres GM Networking
Type Security Shares Price Value
Gift Common Stock 565,893 $0.00 --
Gift Common Stock 565,893 $0.00 --
Exercise Restricted Stock Units 109,401 $0.00 --
Exercise Restricted Stock Units 308,311 $0.00 --
Exercise Restricted Stock Units 260,290 $0.00 --
Exercise Restricted Stock Units 394,379 $0.00 --
Exercise Common Stock 308,311 $41.23 $12.71M
Tax Withholding Common Stock 152,861 $41.23 $6.30M
Exercise Common Stock 109,401 $41.23 $4.51M
Tax Withholding Common Stock 54,242 $41.23 $2.24M
Exercise Common Stock 260,290 $41.23 $10.73M
Tax Withholding Common Stock 129,052 $41.23 $5.32M
Exercise Common Stock 394,379 $41.23 $16.26M
Tax Withholding Common Stock 195,534 $41.23 $8.06M
Exercise Restricted Stock Units 49,984 $0.00 --
Exercise Common Stock 49,984 $41.23 $2.06M
Tax Withholding Common Stock 24,783 $41.23 $1.02M
Grant/Award Restricted Stock Units 1,142.556 $0.00 --
Gift Common Stock 89,534 $0.00 --
Gift Common Stock 89,534 $0.00 --
Holdings After Transaction: Common Stock — 0 shares (Direct, null); Common Stock — 909,589 shares (Indirect, Living Trust); Restricted Stock Units — 0 shares (Direct, null)
Footnotes (1)
  1. The total direct beneficial ownership reflects a decrease of 89,534 shares on 03/10/26 and 565,893 shares on 07/07/26 due to transfer of the shares into the reporting person's Rahim Family Trust. The total indirect beneficial ownership reflects an increase of 89,534 shares on 03/10/26 and 565,893 shares on 07/07/26 due to transfer of the shares into the reporting person's Rahim Family Trust. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 07/02/25, the reporting person's 02/20/24 equity award was converted into 218,800 Restricted Stock Units ("RSUs"), 65,631 of which vested on 07/02/25, 43,769 of which vested on 02/20/26, and 109,401 of which vested on 07/03/26. As previously reported, on 07/02/25, the reporting person's 02/20/24 PSU equity award was converted into 308,311 RSUs, all of which vested on 07/03/26. As previously reported, on 07/02/25, the reporting person's 02/20/25 equity award was converted into 394,379 RSUs, 134,089 of which vested on 02/20/26, and 260,290 of which vested on 07/03/26. As previously reported, on 07/02/25, the reporting person's 06/20/25 PSU equity award was converted into 394,379 RSUs, all of which vested on 07/03/26. As previously reported, on 07/17/2025, the reporting person was granted 146,484 RSUs, 48,828 of which vested on 07/02/26, and 48,828 of which will vest on each of 07/02/27 and 07/02/28. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects RSUs that vested, 1,156 vested dividend equivalent rights, and a portion of the 747.3673 dividend equivalent rights at $27.93 per RSU credited to the reporting person's account on 04/23/26 reflected in column 9. As previously reported, on 09/30/2025, the reporting person was granted 223,941 RSUs, 74,647 of which will vest on each of 12/15/26, 12/15/27 and 12/15/28. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,142.5561 dividend equivalent rights at $27.93 per RSU credited to the reporting person's account on 04/23/26.
RSU exercises into common stock 1,122,365 shares Total exerciseShares from derivative exercises reported
Tax-withholding dispositions 556,472 shares Shares delivered to cover tax or exercise obligations
Bona fide gifts 1,310,854 shares Total giftShares transferred, including to Rahim Family Trust
Indirect holdings after transfers 909,589 shares Common stock held indirectly following July 7, 2026 transactions
Decrease in direct holdings on 03/10/26 89,534 shares Transferred from direct ownership to Rahim Family Trust
Decrease in direct holdings on 07/07/26 565,893 shares Transferred from direct ownership to Rahim Family Trust
RSU grant on 07/17/2025 146,484 RSUs Equity award with scheduled vesting through 2028
PSU-converted RSUs on 09/30/2025 223,941 RSUs Grant with vesting in 2026, 2027 and 2028
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
bona fide gift financial
"transaction_code_description": "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
dividend equivalent rights financial
"Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
Rahim Family Trust financial
"due to transfer of the shares into the reporting person's Rahim Family Trust."
PSU equity award financial
"the reporting person's 02/20/24 PSU equity award was converted into 308,311 RSUs"
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FAQ

What did HPE executive Rami Rahim report in this Form 4 for HPE?

Rami Rahim reported exercising multiple restricted stock unit awards into HPE common stock and related tax-withholding dispositions. He also reported bona fide gifts transferring directly held shares into the Rahim Family Trust, shifting his ownership from direct to indirect while retaining economic exposure.

How many HPE shares did Rami Rahim acquire through equity exercises?

Rahim exercised awards into a total of 1,122,365 shares of HPE common stock. These exercises converted previously granted restricted stock units into actual shares as they vested, reflecting routine equity compensation events rather than open-market purchases of stock.

How many HPE shares were withheld for taxes in Rahim’s Form 4?

The Form 4 shows 556,472 shares of HPE common stock disposed of via tax-withholding transactions. These shares were delivered to cover exercise price or tax liabilities tied to vested restricted stock units, not sold through open-market transactions.

What gifts or transfers did Rami Rahim make involving HPE stock?

Rahim reported bona fide gifts totaling 1,310,854 shares of HPE common stock. Footnotes state that 89,534 shares in March 2026 and 565,893 shares in July 2026 moved from direct ownership into the Rahim Family Trust as part of these transfers.

How many HPE shares does Rami Rahim hold after these transactions?

After the reported transactions, Rahim’s directly held HPE common stock position is shown as zero. His indirect holdings, through the Rahim Family Trust, total 909,589 shares, reflecting the transfer of previously direct holdings into the family trust structure.

Were Rami Rahim’s transactions in HPE stock open-market buys or sells?

The filing does not show open-market buys or sells. Instead, it reports derivative exercises converting restricted stock units to shares, tax-withholding dispositions to cover obligations, and bona fide gifts transferring shares into the Rahim Family Trust, all classified under specific transaction codes.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
rahim rami

(Last)(First)(Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E MOSSY OAKS ROAD

(Street)
SPRING TEXAS 77389

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Pres GM Networking
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/10/2026G89,534(1)D$00D
Common Stock07/02/2026M49,984A$41.2349,984D
Common Stock07/02/2026F24,783D$41.2325,201D
Common Stock07/03/2026M308,311A$41.23333,512D
Common Stock07/03/2026F152,861D$41.23180,651D
Common Stock07/03/2026M109,401A$41.23290,052D
Common Stock07/03/2026F54,242D$41.23235,810D
Common Stock07/03/2026M260,290A$41.23496,100D
Common Stock07/03/2026F129,052D$41.23367,048D
Common Stock07/03/2026M394,379A$41.23761,427D
Common Stock07/03/2026F195,534D$41.23565,893D
Common Stock07/07/2026G565,893(1)D$00D
Common Stock03/10/2026G89,534(2)A$0343,696ILiving Trust
Common Stock07/07/2026G565,893(2)A$0909,589ILiving Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)07/03/2026M109,401(4) (4) (4)Common Stock109,401(4)0D
Restricted Stock Units(3)07/03/2026M308,311(5) (5) (5)Common Stock308,311(5)0D
Restricted Stock Units(3)07/03/2026M260,290(6) (6) (6)Common Stock260,290(6)0D
Restricted Stock Units(3)07/03/2026M394,379(7) (7) (7)Common Stock394,379(7)0D
Restricted Stock Units(3)07/02/2026M49,984(8) (8) (8)Common Stock49,984(8)99,965D
Restricted Stock Units(3)04/23/2026A1,142.5561(9) (9) (9)Common Stock1,142.5561(9)227,839.9285D
Explanation of Responses:
1. The total direct beneficial ownership reflects a decrease of 89,534 shares on 03/10/26 and 565,893 shares on 07/07/26 due to transfer of the shares into the reporting person's Rahim Family Trust.
2. The total indirect beneficial ownership reflects an increase of 89,534 shares on 03/10/26 and 565,893 shares on 07/07/26 due to transfer of the shares into the reporting person's Rahim Family Trust.
3. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
4. As previously reported, on 07/02/25, the reporting person's 02/20/24 equity award was converted into 218,800 Restricted Stock Units ("RSUs"), 65,631 of which vested on 07/02/25, 43,769 of which vested on 02/20/26, and 109,401 of which vested on 07/03/26.
5. As previously reported, on 07/02/25, the reporting person's 02/20/24 PSU equity award was converted into 308,311 RSUs, all of which vested on 07/03/26.
6. As previously reported, on 07/02/25, the reporting person's 02/20/25 equity award was converted into 394,379 RSUs, 134,089 of which vested on 02/20/26, and 260,290 of which vested on 07/03/26.
7. As previously reported, on 07/02/25, the reporting person's 06/20/25 PSU equity award was converted into 394,379 RSUs, all of which vested on 07/03/26.
8. As previously reported, on 07/17/2025, the reporting person was granted 146,484 RSUs, 48,828 of which vested on 07/02/26, and 48,828 of which will vest on each of 07/02/27 and 07/02/28. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects RSUs that vested, 1,156 vested dividend equivalent rights, and a portion of the 747.3673 dividend equivalent rights at $27.93 per RSU credited to the reporting person's account on 04/23/26 reflected in column 9.
9. As previously reported, on 09/30/2025, the reporting person was granted 223,941 RSUs, 74,647 of which will vest on each of 12/15/26, 12/15/27 and 12/15/28. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,142.5561 dividend equivalent rights at $27.93 per RSU credited to the reporting person's account on 04/23/26.
Jonathan Sturz as Attorney-in-Fact for Rami Rahim07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)