STOCK TITAN

HPE (NYSE: HPE) director paid in stock and RSUs for 2025 retainer

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lane Raymond J. reported acquisition or exercise transactions in this Form 4 filing.

Hewlett Packard Enterprise Co director Raymond J. Lane reported two equity compensation awards. He received 1,585 shares of common stock at $23.81 per share, issued under the 2021 Stock Incentive Plan in lieu of a $37,750 Q4 cash retainer for Board Year 2025.

Lane was also credited with 94.6123 restricted stock units as dividend equivalent rights tied to a prior grant of 14,235 RSUs. These RSUs will cliff vest on the earlier of May 2, 2026 or the company’s 2026 Annual Stockholders Meeting, and his RSU balance increased to 14,499.0518 units. Following the stock grant, he directly holds 975,064 common shares.

Positive

  • None.

Negative

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Insider Lane Raymond J.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 1,585 $23.81 $38K
Grant/Award Restricted Stock Units 94.612 $0.00 --
Holdings After Transaction: Common Stock — 975,064 shares (Direct); Restricted Stock Units — 14,499.052 shares (Direct)
Footnotes (1)
  1. These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q4 cash retainer of $37,750 for Issuer's Board Year 2025. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26.
Stock grant shares 1,585 shares Common stock issued in lieu of $37,750 Q4 2025 cash retainer
Grant price per share $23.81 per share Value used for 1,585-share common stock award
Cash retainer replaced $37,750 Q4 cash retainer for Issuer's Board Year 2025 paid in stock
Common shares after grant 975,064 shares Total Hewlett Packard Enterprise common stock held directly after grant
Dividend equivalent RSUs 94.6123 RSUs RSUs credited as dividend equivalent rights on January 16, 2026
Underlying RSU grant 14,235 RSUs Previously granted RSUs that will cliff vest by May 2, 2026 or 2026 meeting
Total RSUs after credits 14,499.0518 RSUs RSU balance from this grant after adding dividend equivalent rights
Dividend equivalent rate $21.44 per RSU Rate used to credit 94.6123 dividend equivalent rights
Restricted Stock Units financial
"The number of derivative securities in column 5 reflects 94.6123 dividend equivalent rights at $21.44 per RSU"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
cliff vest financial
"all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting"
A cliff vest is a schedule for stock options or restricted shares where no ownership rights are earned until a fixed date, after which a set portion becomes fully owned all at once — like a probation period that suddenly unlocks pay. Investors watch cliff vests because they influence when insiders can sell shares, affect staff retention and dilution timing, and help predict short-term changes in a company’s shareholder makeup.
2021 Stock Incentive Plan financial
"These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q4 cash retainer"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lane Raymond J.

(Last)(First)(Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E. MOSSY OAKS ROAD

(Street)
SPRING TEXAS 77389

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026A1,585(1)A$23.81975,064D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)01/16/2026A94.6123(3) (3) (3)Common Stock94.6123(3)14,499.0518D
Explanation of Responses:
1. These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q4 cash retainer of $37,750 for Issuer's Board Year 2025.
2. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
3. As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26.
Jonathan Sturz as Attorney-in-Fact for Raymond J. Lane04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity compensation did HPE director Raymond J. Lane receive in this Form 4?

Raymond J. Lane received 1,585 shares of Hewlett Packard Enterprise common stock and 94.6123 restricted stock units. The stock grant replaced a $37,750 Q4 2025 cash retainer, while the RSUs were credited as dividend equivalent rights on an existing RSU award.

How many Hewlett Packard Enterprise shares does Raymond J. Lane hold after this transaction?

After the reported stock grant, Raymond J. Lane directly holds 975,064 shares of Hewlett Packard Enterprise common stock. This figure reflects his position immediately following the 1,585-share award made in lieu of a Board retainer payment for the 2025 Board year.

What are the terms of Raymond J. Lane’s HPE restricted stock units mentioned in the filing?

Lane previously received 14,235 HPE restricted stock units that will cliff vest on the earlier of May 2, 2026 or the 2026 Annual Stockholders Meeting. Dividend equivalent rights added 94.6123 RSUs, bringing his total RSUs from this grant to 14,499.0518 units.

Why did Hewlett Packard Enterprise issue 1,585 shares to Raymond J. Lane instead of paying cash?

The 1,585 shares were issued under HPE’s 2021 Stock Incentive Plan in lieu of a $37,750 Q4 cash retainer for Board Year 2025. This structure compensates Lane for board service using equity rather than a traditional cash payment.

How were the 94.6123 HPE restricted stock units for Raymond J. Lane calculated?

The 94.6123 RSUs represent dividend equivalent rights credited at $21.44 per RSU on January 16, 2026. They relate to Lane’s existing 14,235 RSU grant, accruing additional RSUs when Hewlett Packard Enterprise pays dividends on its common stock.