Highpeak Energy，Inc SEC Filings

HighPeak Energy (HPK) reported an insider ownership filing for Executive Vice President William Ryan Hightower. As of the event date, he beneficially owns 128,555 shares of common stock directly and 4,720 shares indirectly held by his daughter.

He also holds derivative awards: stock options for 372,650 shares and 300,000 restricted stock units. The filing notes prior grant dates and vesting, including options granted on July 21, 2023, August 15, 2022, May 4, 2022, November 4, 2021, and August 24, 2020. Certain options are fully vested; remaining options have stated expirations between August 22, 2030 and August 14, 2032, with specific exercisability conditions and a 90‑day exercise window tied to defined events for the July 21, 2023 grant.

HighPeak Energy (HPK) executive Christopher Mundy filed an initial ownership report as of 11/04/2025. He directly owns 2,614 shares of common stock and holds stock options covering 249,000 shares.

The options were granted on August 24, 2020; November 4, 2021; May 4, 2022; August 15, 2022; and July 21, 2023. The 2022 and 2023 grants are fully vested; earlier grants vested one‑third at grant and on each of the first and second anniversaries. The July 21, 2023 grant is exercisable only during a 90‑day period tied to specific events or August 1, 2026. Other grants expire between 2030 and 2032.

HighPeak Energy (HPK) filed its Q3 2025 10‑Q, reporting a quarterly net loss as revenue fell year over year. Total operating revenues were $188.9 million versus $271.6 million in Q3 2024. The company recorded a net loss of $18.3 million (basic and diluted EPS of $-0.15) compared with net income of $49.9 million a year ago. Results reflect lower revenues, $100.6 million in DD&A, interest expense of $37.2 million, and a $25.4 million loss on extinguishment of debt, partially offset by a $6.9 million net gain on derivatives.

Year to date through September 30, 2025, operating revenues were $646.7 million (vs. $834.6 million in 2024) with net income of $44.2 million. Operating cash flow reached $418.5 million, funding $426.8 million of investing outflows largely for oil and gas properties. Cash rose to $164.9 million from $86.6 million at year‑end, while long‑term debt, net, increased to $1.16 billion from $928.4 million. The company continued its quarterly dividend of $0.04 per share ($0.12 YTD). As of October 31, 2025, there were 125,587,093 shares of common stock outstanding.

HighPeak Energy appointed Michael L. Hollis as Chief Executive Officer on a permanent basis, effective immediately. Hollis has served as Interim CEO since September 15, 2025 and remains the Company’s principal executive officer. The Board also promoted Daniel Silver to Executive Vice President, Ryan Hightower to Executive Vice President, and Chris Mundy to Senior Vice President Reserves and Evaluations, each effective immediately.

The Company stated it has not finalized any additional compensatory arrangements for Hollis in connection with his appointment and will disclose material terms in a subsequent Form 8-K. HighPeak furnished a press release as Exhibit 99.1 announcing third quarter 2025 earnings, its quarterly dividend, and Hollis’s appointment.

HighPeak Energy, Inc. (HPK) reported its third-quarter results for the period ended September 30, 2025, and furnished the details via a press release attached as Exhibit 99.1. The company submitted this information under Item 2.02 of Form 8-K, and it is designated as furnished, not filed. Item 7.01 incorporates the same information under Regulation FD.

HighPeak Energy, Inc. (HPK) filed a mixed shelf on Form S-3. The filing registers a primary offering of up to $300,000,000 of common stock and a resale of up to 108,764,359 shares by selling securityholders. Issuer sales may occur from time to time after effectiveness, with terms to be set in future prospectus supplements. The company states it will use any net proceeds from its own sales for general corporate purposes, which may include debt repayment, acquisitions, capital expenditures and working capital. The company will not receive proceeds from selling securityholder sales.

For context, HPK common stock trades on Nasdaq under “HPK,” and the closing price was $6.36 on October 30, 2025. Shares outstanding were 125,587,093 as of the prospectus date. The resale registration covers shares granted registration rights, including 29,057,783 shares under a Forward Purchase Agreement and 79,706,576 shares under a Registration Rights Agreement. The selling securityholder table lists individual maximums, including John Paul DeJoria Family Trust 15,457,152 and Jack Hightower 13,084,131, among others. Sales may be made in various transactions described under “Plan of Distribution.”

HighPeak Energy (HPK): Initial insider ownership filed. Daniel Silver, Director and Vice President Finance, reported beneficial ownership effective 09/15/2025. He holds 357,501 shares directly and additional common stock held indirectly by family members of 2,709 shares. He also reports stock options covering 365,150 shares and 300,000 restricted stock units, with vesting and expiration schedules described in the footnotes.

This Amendment No. 6 to the Schedule 13D updates ownership and governance details for HighPeak Energy, Inc. (Common Stock). The filing is made by a group of HighPeak-related entities that collectively own approximately 64.4% of the company. Individual cover-page disclosures show holdings such as 44,498,461 shares (35.3%) attributed to HighPeak Energy Partners, LP; 39,642,461 shares (31.4%) to HighPeak Energy, LP; 36,740,593 shares (29.1%) to HighPeak Energy II, LP; and 4,856,000 shares (3.8%) to HighPeak Pure Acquisition, LLC.

The amendment states that on September 15, 2025 Jack Hightower retired from managing the Filing Parties and ceased to be a beneficial owner of more than 5% of the Common Stock. Management of the Filing Parties is now by a three-member committee of Michael Hollis, Daniel Silver and Ryan Hightower, with decisions requiring a majority. The filing also discloses no transactions in the Common Stock by the Filing Parties in the past 60 days.

John Paul DeJoria, both individually and as trustee of the John Paul DeJoria Family Trust, amended a Schedule 13D regarding HighPeak Energy, Inc. (HPK). The filing reports the Trustee beneficially owns 15,457,152 shares, equal to 12.25% of 126,132,288 shares outstanding (per the Companys August 7, 2025 count). The Amendment describes governance changes on September 15, 2025 to the general partner boards of HighPeaks affiliated funds (HP GP 1 and HP GP 2) that give the Trustee rights to reconstitute those boards after notice and certain consultation rights on winding up the funds. The Trustee currently disclaims beneficial ownership of shares held by HighPeak 1 and HighPeak 2 but notes potential ability to influence fund and company affairs and supports the Boards evaluation of strategic alternatives, including a possible sale. The Trustee holds sole voting and dispositive power over the reported 15,457,152 Shares.