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John Hancock Preferred Income Fund III Director Files Zero-Ownership Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

John Hancock Preferred Income Fund III (HPS) filed an initial ownership report (Form 3) for a director as of 11/12/2025. The filing states that the reporting person serves as a Director of the fund and that, according to the explanation of responses, no securities are beneficially owned. The form is filed on behalf of one reporting person, with the signature executed by Thomas W. Dee acting under a power of attorney.

Positive

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Phelan Kenneth J

(Last) (First) (Middle)
C/O JOHN HANCOCK
200 BERKELEY STREET

(Street)
BOSTON MA 02116

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/12/2025
3. Issuer Name and Ticker or Trading Symbol
JOHN HANCOCK PREFERRED INCOME FUND III [ HPS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Thomas W. Dee, by Power of Attorney 11/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing mean for John Hancock Preferred Income Fund III (HPS)?

This Form 3 shows that a reporting person who is a Director of John Hancock Preferred Income Fund III (HPS) has filed an initial ownership statement indicating no securities are beneficially owned as of the stated event date.

Who is the reporting person in this HPS Form 3 filing?

The filing is signed by Thomas W. Dee, by Power of Attorney, on behalf of the reporting person, who is identified as a Director of John Hancock Preferred Income Fund III.

What is the relationship of the reporting person to John Hancock Preferred Income Fund III (HPS)?

The reporting person is listed as a Director of John Hancock Preferred Income Fund III (HPS), with no boxes checked for 10% Owner, Officer, or Other roles.

Does the director report any ownership of HPS securities on this Form 3?

No. In the Explanation of Responses, it is explicitly stated that No securities are beneficially owned, and the non-derivative and derivative ownership tables contain no holdings.

Is this Form 3 for a single individual or a group for HPS?

The filing indicates it is a Form filed by One Reporting Person, not a joint or group filing.

What is the event date for this HPS Form 3 beneficial ownership report?

The Date of Event Requiring Statement is listed as 11/12/2025, which is the reference date for the reported beneficial ownership status.
JH Preferred Income III

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