John Hancock Preferred Income Fund III Director Files Zero-Ownership Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
John Hancock Preferred Income Fund III (HPS) filed an initial ownership report (Form 3) for a director as of 11/12/2025. The filing states that the reporting person serves as a Director of the fund and that, according to the explanation of responses, no securities are beneficially owned. The form is filed on behalf of one reporting person, with the signature executed by Thomas W. Dee acting under a power of attorney.
Positive
- None.
Negative
- None.
FAQ
What does this Form 3 filing mean for John Hancock Preferred Income Fund III (HPS)?
This Form 3 shows that a reporting person who is a Director of John Hancock Preferred Income Fund III (HPS) has filed an initial ownership statement indicating no securities are beneficially owned as of the stated event date.
Who is the reporting person in this HPS Form 3 filing?
The filing is signed by Thomas W. Dee, by Power of Attorney, on behalf of the reporting person, who is identified as a Director of John Hancock Preferred Income Fund III.
What is the relationship of the reporting person to John Hancock Preferred Income Fund III (HPS)?
The reporting person is listed as a Director of John Hancock Preferred Income Fund III (HPS), with no boxes checked for 10% Owner, Officer, or Other roles.
Does the director report any ownership of HPS securities on this Form 3?
No. In the Explanation of Responses, it is explicitly stated that No securities are beneficially owned, and the non-derivative and derivative ownership tables contain no holdings.
Is this Form 3 for a single individual or a group for HPS?
The filing indicates it is a Form filed by One Reporting Person, not a joint or group filing.
What is the event date for this HPS Form 3 beneficial ownership report?
The Date of Event Requiring Statement is listed as 11/12/2025, which is the reference date for the reported beneficial ownership status.