Northwestern Mutual (HR) files Form 144 notifying proposed sale of HR shares

Rhea-AI Filing Summary

HR reported a Form 144 notice indicating an affiliated holder, Northwestern Mutual Investment Services LLC, has listed Common Stock for proposed sale with a filing date of 06/23/2026. The filing lists multiple equity compensation grants with explicit share counts tied to grant dates.

Insights

Securities Counsel

Form 144 notifies a proposed affiliate sale; this is an administrative disclosure.

The filing lists an affiliated broker-dealer, Northwestern Mutual Investment Services LLC, and records multiple equity compensation grant entries by date and share count. The primary action is a notice of intent to sell, which notifies the market but does not itself effectuate sales.

Timing and cash-flow details are limited to the filing date 06/23/2026. Subsequent transaction details and proceeds treatment will appear in trade reports or later disclosures if sales occur.

Key Figures

Filing date: 06/23/2026 Listed identifier: 25767 Amount field: 519,462.72 +3 more

6 metrics

Filing date 06/23/2026 Form 144 filing date shown in header

Listed identifier 25767 numeric line in header (exact meaning as presented)

Amount field 519,462.72 numeric field in header (as presented)

Reference number 346,521,578 numeric field in header (as presented)

Grant shares examples 8,188 shares; 4,397 shares; 2,975 shares Equity Compensation grant entries dated 12/15/2021, 02/09/2026, 01/03/2026

Other grant counts 864; 413; 1,739; 4,347; 2,844 Additional equity compensation grant entries with listed share counts

Key Terms

Form 144, Equity Compensation, Grant, Issuer

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"Equity Compensation Common Stock | 12/15/2021 | Grant"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Grant financial

"12/14/2020 | Grant | Issuer"

Issuer regulatory

"Grant | Issuer | 864"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/22/2026 - 09:48 PM Accepted by SEC EDGAR 06/22/2026 - 09:48 PM Learn about SEC filing dates

FAQ

What does HR's Form 144 filing mean for shareholders?

It notifies a proposed sale of Common Stock by an affiliate on 06/23/2026. The filing lists grant dates and share counts but does not report completed trades or proceeds.

Who is listed as the selling holder in the HR Form 144?

The filing names Northwestern Mutual Investment Services LLC at 720 E Wisconsin Ave, Milwaukee. It is shown as the affiliate proposing to sell Common Stock on 06/23/2026.

Does the Form 144 show how many shares will be sold?

The filing includes multiple share counts tied to equity compensation grants (for example 8,188 shares on 12/15/2021) but does not aggregate a single ‘offered’ total for sale in the excerpt.

Are proceeds or timing disclosed in HR's Form 144?

No cash proceeds or final sale timing are provided in the excerpt; the document records a filing date of 06/23/2026 and lists grant entries by date.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northwestern Mutual Investment Services LLC 720 E Wisconsin Ave Milwaukee WI 53202	25767	519462.72	346521578	06/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	12/14/2020	Grant	Issuer			864	12/14/2020	Equity Compensation
Common Stock	12/15/2021	Grant	Issuer			8188	12/15/2021	Equity Compensation
Common Stock	02/03/2022	Grant	Issuer			413	02/03/2022	Equity Compensation
Common Stock	12/04/2025	Grant	Issuer			1739	12/04/2025	Equity Compensation
Common Stock	12/13/2025	Grant	Issuer			4347	12/13/2025	Equity Compensation
Common Stock	01/03/2026	Grant	Issuer			2975	01/03/2026	Equity Compensation
Common Stock	02/09/2026	Grant	Issuer			4397	02/09/2026	Equity Compensation
Common Stock	02/10/2026	Grant	Issuer			2844	02/10/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)