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H&R Block (NYSE: HRB) director Stephanie Plaines files Form 3 showing no holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

H&R Block Inc. director files initial ownership report showing no holdings

H&R Block Inc. director Stephanie Plaines filed an initial ownership report as a company insider. The filing states that no non-derivative or derivative securities of H&R Block Inc. are beneficially owned. The form is filed by a single reporting person and is signed under a power of attorney, confirming her current starting point of zero reported ownership in the company’s stock or related derivative securities.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Plaines Stephanie

(Last) (First) (Middle)
C/O H&R BLOCK
ONE H&R BLOCK WAY

(Street)
KANSAS CITY MO 64105

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/20/2026
3. Issuer Name and Ticker or Trading Symbol
H&R BLOCK INC [ HRB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
Katharine M. Haynes, per Power of Attorney 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does H&R Block (HRB) director Stephanie Plaines report owning on this Form 3?

The filing states that no securities are beneficially owned by director Stephanie Plaines, covering both non-derivative and derivative securities of H&R Block Inc.

What is the event date for this H&R Block (HRB) Form 3 filing?

The date of the event requiring the statement is listed as 01/20/2026, which is the reference date for this initial insider ownership report.

What is Stephanie Plaines’ relationship to H&R Block (HRB) in this filing?

Stephanie Plaines is identified as a Director of H&R Block Inc. and not as an officer or 10% owner in this Form 3.

Are there any insider transactions reported for H&R Block (HRB) in this Form 3?

No insider transactions are reported. The tables for non-derivative and derivative securities contain no entries, and the remarks confirm that no securities are beneficially owned.

Who signed the H&R Block (HRB) Form 3 for Stephanie Plaines?

The Form 3 is signed by Katharine M. Haynes under an Exhibit 24 Power of Attorney, indicating she is authorized to sign on behalf of Stephanie Plaines.

Is this H&R Block (HRB) Form 3 filed for one or multiple reporting persons?

The document indicates that it is a Form filed by one reporting person, referring solely to director Stephanie Plaines.
Block (H.&R.), Inc.

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