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Harvard Apparatus (HRGN) investors approve board, auditor and say-on-pay

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
8-K

Rhea-AI Filing Summary

Harvard Apparatus Regenerative Technology, Inc. held its Annual Meeting of Stockholders on June 18, 2026. Stockholders elected three Class I Directors — Junli (Jerry) He, James Shmerling, and Mao Zhang — each for a one-year term ending at the 2027 annual meeting.

Shareholders ratified the appointment of CBIZ CPAs P.C. as the independent registered public accounting firm for the fiscal year ending December 31, 2026, with 14,077,329 votes for. They also approved, on a non-binding advisory basis, the compensation of the company’s named executive officers, with 12,467,264 votes for.

Positive

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Negative

  • None.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Votes for Junli (Jerry) He 12,802,162 votes Election as Class I Director at 2026 annual meeting
Votes for James Shmerling 10,725,274 votes Election as Class I Director at 2026 annual meeting
Votes for Mao Zhang 12,804,230 votes Election as Class I Director at 2026 annual meeting
Votes for auditor ratification 14,077,329 votes Ratification of CBIZ CPAs P.C. for fiscal year ending Dec. 31, 2026
Votes for say-on-pay 12,467,264 votes Non-binding advisory approval of named executive officer compensation
broker non-votes financial
"Votes For | | Votes Withheld | | Broker Non-Votes Junli (Jerry) He | | 12,802,162 | | 859,270 | | 1,274,478"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
independent registered public accounting firm financial
"ratification of the appointment of CBIZ CPAs P.C. as the Company’s independent registered public accounting firm"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
non-binding advisory vote financial
"Approval, by Non-Binding Advisory Vote, of the Compensation of the Company’s Named Executive Officers"
A non-binding advisory vote is a shareholder vote that expresses investors’ opinion on a proposal (such as executive pay, corporate policy, or governance practices) but does not legally force the company to act. Think of it like a customer survey: it signals whether owners approve or disapprove and can pressure boards and managers to change course, so investors watch the result as an indicator of governance risk and potential future shifts in company strategy or leadership.
Annual Meeting of Stockholders financial
"held its Annual Meeting of Stockholders, or the Annual Meeting"
Class I Directors financial
"three Director Nominees as Class I Directors, each nominated by the Board of Directors"
Class I directors are the subset of a company’s board whose terms expire at a specific annual meeting under a staggered election system that divides directors into multiple groups with different re-election years. For investors this matters because staggered classes slow how quickly shareholders can replace the board, affecting takeover risk, governance change and the pace of corporate decisions — like rotating only part of a team instead of swapping everyone at once.
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Learn about SEC filing dates
false 0001563665 0001563665 2026-06-18 2026-06-18
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 18, 2026
 
 
HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
001-35853
45-5210462
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
 
84 October Hill Road, Suite 11HollistonMA
01746
(Address of principal executive offices)
(Zip Code)
 
Registrant's telephone number, including area code:   (774233-7300
 
 
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act: None
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
 
 
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 

 
Item 5.07
Submission of Matters to a Vote of Security Holders.
 
On June 18, 2026, Harvard Apparatus Regenerative Technology, Inc., or the Company, held its Annual Meeting of Stockholders, or the Annual Meeting. At the Annual Meeting, the Company’s stockholders voted on the following proposals: (i) the election of three Director Nominees as Class I Directors, each nominated by the Board of Directors of the Company for a one-year term, such term to continue until the annual meeting of stockholders in 2027 and until such Director’s successor is duly elected and qualified or until their earlier resignation or removal, (ii) the ratification of the appointment of CBIZ CPAs P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026, and (iii) the non-binding approval of the compensation of the Company’s named executive officers. The voting results for the matters submitted to a stockholder vote at the Annual Meeting are reported below.
 
Proposal 1 - Election of Directors
 
On such election of directors proposal, each of Junli (Jerry) He, James Shmerling, and Mao Zhang were elected as Class I Directors, each for a one-year term, such term to continue until the annual meeting of stockholders in 2027 and until such Director’s successor is duly elected and qualified or until their earlier resignation or removal. Due to the plurality election, votes could only be cast in favor of or withheld from the nominee and thus votes against were not applicable. The results of the election were as follows:
 
Name
 
Votes For
 
Votes Withheld
 
Broker Non-Votes
Junli (Jerry) He
 
12,802,162
 
859,270
 
1,274,478
James Shmerling
 
10,725,274
 
2,936,158
 
1,274,478
Mao Zhang
 
12,804,230
 
857,202
 
1,274,478
 
 
Proposal 2 Ratification of the appointment of CBIZ CPAs P.C. as the Companys independent registered public accounting firm for the fiscal year ending December 31, 2026
 
The ratification of the appointment of CBIZ CPAs P.C. as the Company’s independent registered public accounting firm was approved as follows:
 
Votes For
 
Votes Against
 
Votes Abstained
 
Broker Non-Votes

 
 
14,077,329
 
 
 
5,417
 
 
 
853,164
 
 
 
0
 
 
 
Proposal 3 Approval, by Non-Binding Advisory Vote, of the Compensation of the Companys Named Executive Officers
 
The compensation of the Company’s named executive officers was approved, by a non-binding advisory vote, as follows:
 
Votes For
 
Votes Against
 
Votes Abstained
 
Broker Non-Votes

 
 
12,467,264
 
 
 
39,284
 
 
 
1,154,884
 
 
 
1,274,478
 
 

 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC. 
 
 
(Registrant)
 
 
 
June 24, 2026
 
/s/   Junli He
(Date)
 
Junli He
 
 
Chief Executive Officer
 

FAQ

What did Harvard Apparatus (HRGN) shareholders decide at the 2026 annual meeting?

Shareholders elected three Class I Directors for one-year terms, ratified CBIZ CPAs P.C. as auditor for the 2026 fiscal year, and approved a non-binding advisory vote on the compensation of the company’s named executive officers.

Which directors were elected at Harvard Apparatus (HRGN)’s 2026 annual meeting?

Stockholders elected Junli (Jerry) He, James Shmerling, and Mao Zhang as Class I Directors. Each will serve a one-year term, continuing until the 2027 annual meeting and until a successor is duly elected and qualified or earlier resignation or removal.

Was the auditor ratified at Harvard Apparatus (HRGN)’s 2026 shareholder meeting?

Yes. Shareholders ratified CBIZ CPAs P.C. as the independent registered public accounting firm for the fiscal year ending December 31, 2026, with 14,077,329 votes for, 5,417 against, and 853,164 abstentions, and no broker non-votes reported.

How did Harvard Apparatus (HRGN) shareholders vote on executive compensation?

The compensation of the company’s named executive officers received non-binding advisory approval. There were 12,467,264 votes for, 39,284 votes against, 1,154,884 abstentions, and 1,274,478 broker non-votes recorded on this say-on-pay proposal.

What were the vote totals for Harvard Apparatus (HRGN) director Junli (Jerry) He?

For Junli (Jerry) He’s election as a Class I Director, stockholders cast 12,802,162 votes for and 859,270 votes withheld, with 1,274,478 broker non-votes. Directors were elected by plurality, so votes against were not applicable in this election format.

What were the vote results for director Mao Zhang at Harvard Apparatus (HRGN)?

For Mao Zhang’s election as a Class I Director, shareholders cast 12,804,230 votes for and 857,202 votes withheld, with 1,274,478 broker non-votes. As with other directors, the election used a plurality standard with votes for or withheld only.

Filing Exhibits & Attachments

4 documents