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Heron Therapeutics (HRTX) CEO exercises 84,810 RSUs into common shares

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

Heron Therapeutics CEO Craig A. Collard exercised previously granted restricted stock units into common stock in late July 2026. On July 30 he converted 50,021 RSUs, and on July 31 he converted 34,789 RSUs, each on a one-for-one basis at a stated price of $0.00 per share. The RSUs vest in 16 equal quarterly installments beginning one quarter after their respective grant dates in January 2025 and January 2026.

Positive

  • None.

Negative

  • None.
Insider Collard Craig A
Role Chief Executive Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F3 34,789 $0.00 $0.00
Exercise Common Stock F1 34,789 -- --
Exercise Restricted Stock Units F2 50,021 $0.00 $0.00
Exercise Common Stock F1 50,021 -- --
Holdings After Transaction: Restricted Stock Units — 1,048,181 shares (Direct); Common Stock — 856,492 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of common stock.
  2. F2. On January 30, 2026 (the "Date of Grant"), the Reporting Person was granted 800,337 RSUs which vest upon the following time-based vesting schedule: the RSUs vest in 16 equal quarterly installments beginning one quarter after the Date of Grant. The full amount of the RSUs granted to the Reporting Person is reflected herein.
  3. F3. The restricted stock units vest in 16 equal installments beginning one quarter after the date of grant (January 31, 2025).
RSUs converted on 2026-07-30 50,021 shares Restricted stock units converted into common stock on July 30, 2026
RSUs converted on 2026-07-31 34,789 shares Restricted stock units converted into common stock on July 31, 2026
Total RSU conversions 84,810 shares Aggregate restricted stock units converted into common stock across both July 2026 transactions
RSU grant size 800,337 RSUs Grant awarded January 30, 2026, vesting in 16 equal quarterly installments
Exercise/Conversion price $0.00 per share Stated price for the RSU conversions into common stock
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive one share of common stock"
time-based vesting schedule financial
"RSUs which vest upon the following time-based vesting schedule"
Date of Grant financial
"On January 30, 2026 (the "Date of Grant"), the Reporting Person"

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FAQ

What insider transactions did Heron Therapeutics (HRTX) CEO Craig A. Collard report?

Craig A. Collard reported two RSU conversions into common stock. On July 30, 2026, 50,021 restricted stock units converted, and on July 31, 2026, another 34,789 RSUs converted, all on a one-for-one basis into common shares at $0.00 per share.

How many Heron Therapeutics (HRTX) RSUs did the CEO convert and at what price?

Across both transactions, Craig A. Collard converted 84,810 restricted stock units into common stock. Each RSU represented one share, and the stated exercise or conversion price was $0.00 per share, indicating no cash price was paid per share in these conversions.

What are the vesting terms of Craig A. Collard’s 800,337 RSU grant at Heron Therapeutics (HRTX)?

On January 30, 2026, Craig A. Collard was granted 800,337 RSUs. These restricted stock units vest under a time-based vesting schedule in 16 equal quarterly installments, with vesting beginning one quarter after the January 30, 2026 grant date.

How do the earlier Heron Therapeutics (HRTX) RSUs held by the CEO vest?

A separate tranche of restricted stock units vests in 16 equal installments, beginning one quarter after the January 31, 2025 grant date. Each vested restricted stock unit represents a contingent right to receive one share of Heron Therapeutics common stock.

Were Craig A. Collard’s Heron Therapeutics (HRTX) RSU transactions under a Rule 10b5-1 trading plan?

The reported RSU conversions were not indicated as being executed under a Rule 10b5-1 trading plan. The regulatory checkbox for Rule 10b5-1 plan status was not affirmed, so the transactions are not reported as pre-arranged under such a plan.

What does each RSU reported by Heron Therapeutics (HRTX) represent for the CEO?

Each restricted stock unit reported for Craig A. Collard represents a contingent right to receive one share of Heron Therapeutics common stock. When an RSU vests and is converted, the CEO receives one share for each RSU on a one-for-one basis.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Collard Craig A

(Last)(First)(Middle)
25 FENTON MAIN STREET
SUITE 300

(Street)
CARY NORTH CAROLINA 27511

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HERON THERAPEUTICS, INC. /DE/ [ HRTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/30/2026M50,021A(1)821,703D
Common Stock07/31/2026M34,789A(1)856,492D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$007/30/2026M50,021 (2) (2)Common Stock50,021$0700,295D
Restricted Stock Units$007/31/2026M34,789 (3) (3)Common Stock34,789$0347,886D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of common stock.
2. On January 30, 2026 (the "Date of Grant"), the Reporting Person was granted 800,337 RSUs which vest upon the following time-based vesting schedule: the RSUs vest in 16 equal quarterly installments beginning one quarter after the Date of Grant. The full amount of the RSUs granted to the Reporting Person is reflected herein.
3. The restricted stock units vest in 16 equal installments beginning one quarter after the date of grant (January 31, 2025).
/s/Kathryn Lester Attorney-in-fact for Craig Collard08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)