Welcome to our dedicated page for Horizon Techn SEC filings (Ticker: HRZN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Horizon Technology Finance Corporation (HRZN) SEC filings page provides direct access to the company’s regulatory disclosures as a publicly traded business development company. Through its filings with the U.S. Securities and Exchange Commission, Horizon reports on its secured lending activities, capital structure, risk factors and significant corporate events affecting HRZN stock and its public debt securities.
Investors can use this page to review current reports on Form 8-K, where Horizon discloses material events such as new note offerings, convertible note issuances, amendments to credit facilities, dividend declarations and entry into merger agreements. Recent 8-K filings describe, for example, the issuance of 7.00% Notes due 2028 under a Fifth Supplemental Indenture, the sale of 5.50% convertible notes due 2030, and the Agreement and Plan of Merger under which Monroe Capital Corporation would merge with and into Horizon, subject to approvals and closing conditions.
Horizon’s filings also detail the terms and ranking of its public notes and convertible notes, including 4.875% Notes due 2026 (HTFB), 6.25% Notes due 2027 (HTFC), 7.00% Notes due 2028, 5.50% convertible notes due 2030 and 7.125% convertible notes due 2031. These documents outline interest rates, maturities, redemption provisions, conversion mechanics and covenants tied to asset coverage and other requirements under the Investment Company Act of 1940.
In addition to event-driven reports, Horizon files periodic reports that include financial statements, portfolio schedules, leverage and asset coverage information, and detailed risk factor discussions. These filings explain how the company manages its secured loan portfolio, warrant and equity positions, liquidity resources and distribution practices, including its Dividend Reinvestment Plan.
On Stock Titan, HRZN filings are updated as they are released on EDGAR, and AI-powered tools can help summarize key terms, highlight changes from prior filings and surface important items such as new debt issuances, merger-related disclosures and distribution announcements. This makes it easier to interpret complex documents like indentures, note purchase agreements and merger agreements without reading every page line by line.
Horizon Technology Finance Corporation entered into a limited liability company agreement with CR Financial Holdings to form a new joint venture, HRZN CRFH LLC. The partners have committed up to $100,000,000 of capital, with Horizon committing up to $87,500,000 and CRFH up to $12,500,000, invested as membership interests.
The joint venture will provide growth capital financing solutions to primarily U.S.-based small- and micro-cap public companies, generally targeting financings in the $5–$25 million range and may use warehouse credit facilities to leverage its equity capital. Governance and investment decisions will be shared equally through a four-person board and four-person investment committee with equal representation from each partner.
The venture is described as aligned with Horizon’s long-term strategy of expanding its secured lending to venture capital and private equity-backed companies and publicly traded companies, with potential support on larger investments from Monroe Capital, which manages approximately $24 billion in assets as of January 1, 2026.
Horizon Technology Finance Corporation reported that its shareholders approved issuing new common stock for the planned merger with Monroe Capital Corporation. More than 83% of voting HRZN shareholders backed the share issuance proposal, while over 88% of MRCC shareholders approved both the merger and a related asset sale.
Before the merger, Monroe Capital Income Plus Corporation will purchase for cash substantially all of MRCC’s assets at fair value. After the asset sale, MRCC will merge into HRZN, which will remain a public company managed by Horizon Technology Finance Management LLC and continue trading on Nasdaq as HRZN. The parties currently expect closing within the next 30 days, subject to customary conditions.
Horizon Technology Finance Corporation held a special stockholder meeting where investors approved key steps related to a planned merger. Stockholders authorized the issuance of common shares pursuant to the Merger Agreement, allowing the company to move forward with the transaction. As of January 15, 2026, 46,316,648 common shares were outstanding and eligible to vote.
On the merger share issuance proposal, 19,318,369 votes were cast in favor, 3,776,878 against, and 1,755,735 abstained, showing clear support. Stockholders also elected Thomas J. Allison as a Class I director, with 20,996,897 votes for and 3,854,085 withheld, contingent on the merger’s closing.
Horizon Technology Finance Corporation and Monroe Capital Corporation filed Supplement No. 2 to their Joint Proxy Statement/Prospectus updating disclosures about the proposed asset sale and merger and announcing enhanced near-term cash distributions. The supplement describes a Supplemental MRCC Distribution of $13.0 million and proposed HRZN Supplemental Distributions to use undistributed taxable earnings for two quarters following closing, subject to board declaration and closing conditions.
The supplement also discloses that following HRZN’s March 3, 2026 announcement of a reduced quarterly distribution of $0.18 per share, HRZN’s closing price fell from $6.11 to $4.69 on March 4, 2026, and MRCC’s closing price fell from $6.03 to $4.84 on March 4, 2026. The supplement states the Special Committees and Boards supported announcing the supplemental distributions and describes related fiduciary deliberations and tax treatment of the Supplemental MRCC Distribution.
Horizon Technology Finance Corporation announces intent to supplement monthly distributions following its pending merger with Monroe Capital Corporation. The HRZN Board intends to use $27.6 million of undistributed taxable earnings as of December 31, 2025 to supplement regular monthly distributions for two quarters after closing, subject to the Merger closing and Board declaration.
The company anticipates first-quarter post-closing supplemental distributions of at least $0.02 to $0.04 per share per month. The announcement also notes a proposed $13.0 million supplemental final distribution from MRCC (approximately $0.61 per share), contingent on MRCC stockholder approval and closing conditions.
Horizon Technology Finance Corporation has filed a Current Report stating it will supplement the joint proxy statement/prospectus related to its proposed merger with Monroe Capital Corporation following shareholder litigation alleging incomplete disclosures.
The report adds detailed prospective financial information prepared as of June 30, 2025, including standalone and pro forma forecasts of $ net investment income per share, estimated dividends, and estimated net asset value per share for 2026–2030, and clarifies prior disclosure about advisor relationships. The Special Meeting to vote on the Merger remains scheduled for March 13, 2026.
Horizon Technology Finance Corporation is issuing supplemental disclosures about its planned merger with Monroe Capital Corporation after three shareholder lawsuits challenged the adequacy of the joint proxy statement. The suits allege the proxy omitted material details and seek additional disclosure and to block closing.
HRZN denies any wrongdoing but is voluntarily expanding the proxy to include detailed prospective financial information for MRCC, HRZN, and the combined company. These internal forecasts show estimated annual net investment income per share and dividends for 2026–2030, plus projected net asset value per share, with combined-company projections reflecting assumed cost savings from the merger.
HRZN also updates disclosure about prior and potential future engagements of its financial advisor Oppenheimer with HRZN, MRCC, their affiliates, and other transaction participants. A special committee of independent directors and the full board unanimously continue to recommend that stockholders vote “FOR” the merger stock issuance and related director election proposals at the March 13, 2026 special meeting.
Horizon Technology Finance Corporation filed Supplement No. 1 dated March 5, 2026 to the joint proxy statement/prospectus dated January 16, 2026. The supplement amends, supplements or modifies information in the combined prospectus and definitive joint proxy statement of HRZN and Monroe Capital Corporation.
The supplement incorporates by reference previously filed SEC documents and states that the Joint Proxy Statement/Prospectus is available free of charge at www.sec.gov or via the HRZN and MRCC investor relations contact details provided in the text.
Horizon Technology Finance Corporation reported fourth-quarter and full-year 2025 results showing mixed operating performance and balance-sheet actions tied to its planned merger with Monroe Capital. For the quarter, net investment income was $0.18 per share and NAV per share was $6.98. The Company reported a dollar-weighted yield on debt investments of 14.3% and ended the year with a $154 million committed backlog. Horizon recorded significant net realized losses in 2025 and reduced net assets to $318.5 million, while maintaining available liquidity of $189.2 million. The Board declared monthly distributions of $0.06 per share for April–June 2026 and the company described progress toward its anticipated merger with Monroe Capital.
Horizon Technology Finance declared monthly cash distributions of $0.06 per share payable in April, May and June 2026, totaling $0.18 per share. The Board said it sets quarterly distributions based on operating results, spillover income and outlook, and considered the anticipated merger with Monroe Capital Corporation when making its decision.
The company noted it has paid $360 million in distributions since its 2010 IPO and maintains a Dividend Reinvestment Plan (DRIP). Horizon may satisfy DRIP share requirements either by issuing new shares or by open-market purchases by the DRIP administrator.