Welcome to our dedicated page for Horizon Techn SEC filings (Ticker: HRZN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Horizon Technology Finance Corporation (HRZN) SEC filings page provides direct access to the company’s regulatory disclosures as a publicly traded business development company. Through its filings with the U.S. Securities and Exchange Commission, Horizon reports on its secured lending activities, capital structure, risk factors and significant corporate events affecting HRZN stock and its public debt securities.
Investors can use this page to review current reports on Form 8-K, where Horizon discloses material events such as new note offerings, convertible note issuances, amendments to credit facilities, dividend declarations and entry into merger agreements. Recent 8-K filings describe, for example, the issuance of 7.00% Notes due 2028 under a Fifth Supplemental Indenture, the sale of 5.50% convertible notes due 2030, and the Agreement and Plan of Merger under which Monroe Capital Corporation would merge with and into Horizon, subject to approvals and closing conditions.
Horizon’s filings also detail the terms and ranking of its public notes and convertible notes, including 4.875% Notes due 2026 (HTFB), 6.25% Notes due 2027 (HTFC), 7.00% Notes due 2028, 5.50% convertible notes due 2030 and 7.125% convertible notes due 2031. These documents outline interest rates, maturities, redemption provisions, conversion mechanics and covenants tied to asset coverage and other requirements under the Investment Company Act of 1940.
In addition to event-driven reports, Horizon files periodic reports that include financial statements, portfolio schedules, leverage and asset coverage information, and detailed risk factor discussions. These filings explain how the company manages its secured loan portfolio, warrant and equity positions, liquidity resources and distribution practices, including its Dividend Reinvestment Plan.
On Stock Titan, HRZN filings are updated as they are released on EDGAR, and AI-powered tools can help summarize key terms, highlight changes from prior filings and surface important items such as new debt issuances, merger-related disclosures and distribution announcements. This makes it easier to interpret complex documents like indentures, note purchase agreements and merger agreements without reading every page line by line.
Horizon Technology Finance and Monroe Capital Corporation plan a merger that requires shareholder approval. A special meeting of Horizon shareholders is scheduled for March 13, 2026 to vote on two merger-related proposals, with the board unanimously recommending a FOR vote on each.
Based on September 30, 2025 financials, the combined company is expected to have approximately $160 million of additional equity capital and more than $475 million of net assets, which is expected to reduce per-share operating expenses. The companies highlight potential benefits including improved trading liquidity, neutral net investment income in the first year with expected accretion over time, additional capital to expand Horizon’s venture lending strategy, and broader access to long-term, lower-cost debt funding.
Horizon’s adviser has agreed, only if the merger closes, to waive up to $4 million of advisory fees over the first four full fiscal quarters after closing, at a rate of up to $1 million per quarter. The communication also includes extensive forward-looking statement disclosures and urges shareholders of both companies to read the joint proxy statement and registration statement on Form N-14.
Horizon Technology Finance Corporation and Monroe Capital Corporation are asking stockholders to approve a two‑step transaction in which MRCC will first sell all of its investment assets for cash to Monroe Capital Income Plus Corporation, then merge into HRZN, with HRZN as the surviving BDC.
MRCC will receive cash equal to the fair value of its assets, use it to repay liabilities and distribute undistributed net investment income, then MRCC stockholders will receive HRZN common stock based on a NAV‑driven exchange ratio calculated shortly before closing, with cash paid instead of fractional shares. Separate special meetings on March 13, 2026 will seek HRZN stockholder approval of issuing HRZN shares for the merger and electing one Class I director, and MRCC stockholder approval of both the asset sale and the merger; each board, following independent special committee review and financial advisor opinions, unanimously recommends voting in favor of its respective proposals. The HRZN adviser has agreed to a $4.0 million management and incentive fee waiver over four quarters after closing, and the merger is intended to be tax‑free for MRCC stockholders except for cash in lieu of fractional shares.
Horizon Technology Finance Corporation filed an amended current report to correct an exhibit hyperlink and described a new debt issuance. The company entered into a Fifth Supplemental Indenture with U.S. Bank National Association covering the issuance, offer and sale of $57.5 million in aggregate principal amount of 7.00% Notes due 2028.
The notes mature on December 15, 2028 and pay 7.00% interest semiannually on June 15 and December 15, starting June 15, 2026. They are unsecured, unsubordinated obligations ranking equally with the company’s existing unsecured notes and structurally junior to subsidiary-level debt. The notes can be redeemed before June 15, 2028 at a make-whole price and at par plus accrued interest on or after that date. Horizon intends to use the net proceeds primarily to redeem its outstanding 2026 notes and for general corporate purposes, with temporary use for credit facility repayment or short-term investments.
Horizon Technology Finance Corporation entered into a Fifth Supplemental Indenture to issue $57.5 million of 7.00% Notes due December 15, 2028.
The Notes are unsecured obligations ranking equally with Horizon’s existing unsecured notes and structurally junior to debt at its subsidiaries and under its credit facilities. Interest at 7.00% per year will be paid semiannually on June 15 and December 15, starting June 15, 2026, and the company may redeem the Notes early at specified make-whole or par redemption prices.
Horizon plans to use the net proceeds primarily to redeem its outstanding 2026 Notes and for general corporate purposes, with the option to temporarily repay borrowings under its credit facilities or invest in short-term, high-quality instruments.
Horizon Technology Finance Corporation is offering $57.5 million of unsecured 7.00% notes maturing on December 15, 2028. The notes are priced at 100% of principal, pay interest semi-annually each June 15 and December 15 starting June 15, 2026, and are issued in minimum denominations of $2,000.
The notes rank equally with the company’s other unsecured, unsubordinated debt and are effectively and structurally subordinated to secured and subsidiary-level obligations. Horizon estimates net proceeds of about $56.4 million, which it intends to use to repay indebtedness, including its 4.875% notes due 2026, and for general corporate purposes. The notes are callable at a make-whole premium before June 15, 2028 and at par thereafter, and investors may require repurchase at 100% of principal upon a Change of Control Repurchase Event.
Horizon Technology Finance Corporation entered into an underwriting agreement to issue and sell $57.5 million aggregate principal amount of its 7.00% Notes due 2028. The offering is expected to close on December 15, 2025, subject to customary closing conditions.
The company intends to use the net proceeds to repay indebtedness, including repayment of its 4.875% Notes due 2028, and for general corporate purposes. The notes are being offered under Horizon’s effective shelf registration statement on Form N-2, as supplemented by a prospectus supplement dated December 11, 2025. In practical terms, Horizon is raising new fixed-rate debt and plans to use it mainly to reduce existing borrowings.
Horizon Technology Finance Corporation declared monthly cash distributions totaling $0.33 per share. The Board approved three monthly dividends of $0.11 per share each.
The schedule is: ex-dividend and record date December 17, 2025 with payment on January 15, 2026; ex-dividend and record date January 16, 2026 with payment on February 13, 2026; and ex-dividend and record date February 17, 2026 with payment on March 13, 2026. These distributions go to stockholders of record on the listed dates.
Horizon Technology Finance Corp (HRZN) filed its Q3 2025 10‑Q, highlighting capital structure and per‑share mechanics. For the nine months ended September 30, 2025, potential dilution from the 2031 Convertible Notes and the 2030 Convertible Notes was antidilutive, so no interest or incremental shares were included in per‑share calculations. The filing notes these convertible notes were not outstanding as of September 30, 2024.
The company’s per‑share figures reflect the impact of common stock issuances through its continuous public offering under the distribution reinvestment plan and from conversions of portions of the 2031 and 2030 Convertible Notes into common stock. Distributions are determined based on taxable income, which can differ from GAAP due to unrealized gains/losses and timing differences. The filing also references outstanding debt securities, including notes due 2026 and 2027, and clarifies that total return equals price change plus distributions over the period.
Horizon Technology Finance Corporation furnished an 8-K announcing it issued a press release with financial results for the three and nine months ended September 30, 2025. The press release is attached as Exhibit 99.1.
The information under Item 2.02, including Exhibit 99.1, is being furnished and is not deemed filed under the Exchange Act. The company’s listed securities include common stock (HRZN) on Nasdaq and notes due 2026 (HTFB) and 2027 (HTFC) on the NYSE.
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