Welcome to our dedicated page for Hesai Group SEC filings (Ticker: HSAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hesai Group filings document the regulatory disclosures of a Cayman Islands foreign private issuer with Nasdaq-listed American depositary shares and HKEX-listed Class B ordinary shares under a weighted voting rights structure. The record includes Form 20-F annual reports, 6-K current reports, Hong Kong annual results announcements, ESG reports, board-meeting notices, annual general meeting record-date announcements, and monthly returns on movements in securities.
The filings also cover capital-structure details such as Class A and Class B ordinary shares, authorized share capital, issued shares, treasury shares, public-float confirmations, and Hong Kong listing-related securities reporting. Governance and compensation disclosures include RSU awards under the 2021 Plan, director and employee grants, continuing connected transactions, board composition, material agreements, operating results, and related risk and shareholder-reporting matters.
Hesai Group filed a post-effective amendment to its existing Form S-8 that does not register any additional securities. The change is limited to updating the exhibit index so that the original 2021 Share Incentive Plan is replaced by the Amended and Restated 2021 Share Incentive Plan, which took effect on September 16, 2025, the date the company’s Class B ordinary shares were listed on the Main Board of the Hong Kong Stock Exchange.
The amendment consists only of the cover page, an explanatory note, and the revised exhibit index. All directors and key executives, including Chief Executive Officer Yifan Li and Chief Financial Officer Peng Fan, signed the filing, and Cogency Global Inc. signed as the company’s authorized U.S. representative.
Hesai Group Schedule 13G/A summary: Xiaomi Corporation and related entities filed Amendment No. 1 to their Schedule 13G reporting beneficial ownership of Hesai Group Class B ordinary shares. Collectively, Xiaomi Corporation beneficially owns 5,032,680 Class B ordinary shares, representing 3.22% of the class and approximately 1.26% of total voting power. Holdings are split as 2,149,230 shares held by Shanghai Ziyue Enterprise Management Consulting Partnership and 2,883,450 shares held by Fast Pace Limited, a BVI subsidiary wholly owned by Xiaomi.
The amendment states the Reporting Persons have ceased to be beneficial owners of more than five percent of the issuer and that this filing is the final amendment constituting an exit filing. All reported shares are held with sole voting and dispositive power by the listed reporting entities. Percentages are calculated based on the issuer's combined outstanding Class A and Class B shares as of September 16, 2025.
Hesai Group furnished a Form 6-K that mainly updates the legal documents tied to its existing Form F-3 shelf registration. The company filed an international underwriting agreement form, a signed Hong Kong underwriting agreement dated September 5, 2025, and a specimen certificate for its Class B ordinary shares. These exhibits are incorporated by reference into Hesai Group’s Form F-3 registration statement, meaning they now form part of the legal framework that would govern any future securities offerings under that shelf.
Hesai Group is conducting a Global Offering of Class B ordinary shares (each represented by one ADS on Nasdaq as symbol HSAI) consisting of an international offering and a Hong Kong public offering, with an international tranche of 15,300,000 shares and a Hong Kong tranche of 1,700,000 shares subject to reallocation and over-allotment options. The maximum Hong Kong public offering price is HK$228.00 (approx. US$29.04) per share. Cornerstone Investors have agreed to buy ~US$148.0 million aggregate, equivalent to 5,059,820 shares at the max price. Proceeds are expected to fund R&D, manufacturing, business development and working capital. The prospectus details material China-related risks, HFCAA/PCAOB inspection considerations, restrictions on cross-border cash transfers, required CSRC filing for the offering, and summary financials showing revenue growth to RMB2,077.2 million in 2024 and narrowing net loss to RMB102.4 million in 2024.
Hesai Group furnished a Form 6-K for September 2025 that adds two exhibits to its existing Form F-3 registration statement. Exhibit 99.1 contains supplemental and updated disclosures, while Exhibit 99.2 is a form of Cornerstone Investment Agreement with multiple financial institutions, plus a schedule of executed agreements.
Hesai Group reports that the China Securities Regulatory Commission has issued a notice of filing regarding its proposed global offering and dual primary listing of its Class B ordinary shares on The Stock Exchange of Hong Kong Limited. The company intends to move forward with this global offering and listing in due course, but only if it obtains necessary stock exchange approvals, market conditions are favorable, and other relevant factors are satisfied.
The company cautions that there is no assurance the proposed global offering or listing will be completed or when it might occur. This communication clearly states it is not an offer to sell or a solicitation to buy the company’s securities in any jurisdiction where such activities would be unlawful.