HealthStream officer proposes $306K share sale

The notice lists Raymond James & Associates, Inc. as broker and Nasdaq as the market for the proposed sale.

Available on EDGAR 11/05/2026 - 05:05 PM EST Accepted by SEC EDGAR 11/05/2026 - 05:05 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

HealthStream, Inc. officer Scott A. Roberts reported a proposed sale of 9,500 shares of common stock, with an aggregate market value of $306,000. Raymond James & Associates, Inc. is listed as the broker, November 5, 2026 as the approximate sale date, and Nasdaq as the market.

Key Figures

Proposed shares to be sold: 9,500 shares Aggregate market value: $306,000 Shares outstanding: 30,632,969 shares

3 metrics

Proposed shares to be sold 9,500 shares HealthStream common stock

Aggregate market value $306,000 Proposed sale

Shares outstanding 30,632,969 shares HealthStream

Key Terms

Rule 144, Restricted Share Units

2 terms

Rule 144 regulatory

"definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Share Units financial

"Restricted Share Units"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HSTM shares does Scott A. Roberts propose to sell?

Scott A. Roberts reported a proposed sale of 9,500 shares of common stock, with an aggregate market value of $306,000.

When is Scott A. Roberts's proposed HSTM sale listed, and which broker is named?

The approximate sale date is November 5, 2026, and Raymond James & Associates, Inc. is identified as the broker. Nasdaq is listed as the market for the common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001769058
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HealthStream, Inc.
SEC File Number	000-27701
Address of Issuer	500 11TH AVENUE NORTH SUITE 850 NASHVILLE TENNESSEE 37203
Phone	615-301-3100
Name of Person for Whose Account the Securities are To Be Sold	Roberts, Scott A
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg FL 33716	9500	306000.00	30632969	11/05/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/18/2019	Restricted Share Units	Issuer			1051	03/18/2019	NA
Common Stock	09/20/2021	Restricted Share Units	Issuer			529	09/20/2021	NA
Common Stock	09/30/2024	Restricted Share Units	Issuer			319	09/30/2024	NA
Common Stock	10/31/2024	Restricted Share Units	Issuer			387	10/31/2024	NA
Common Stock	02/26/2025	Restricted Share Units	Issuer			1407	02/26/2025	NA
Common Stock	03/28/2025	Restricted Share Units	Issuer			4959	03/28/2025	NA
Common Stock	03/19/2014	Restricted Share Units	Issuer			189	03/19/2014	NA
Common Stock	09/30/2025	Restricted Share Units	Issuer			657	09/30/2025	NA
Common Stock	03/17/2020	Restricted Share Units	Issuer			2	03/17/2020	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Scott A Roberts
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)