HSTM Form 144: Broker-noted 3,000-share resale

HSTM filed a Form 144 notice reporting proposed sales of Common Stock through J.P.

Rhea-AI Filing Summary

HSTM filed a Form 144 notice reporting proposed sales of Common Stock through J.P. Morgan Securities LLC. The filing lists a proposed quantity of 3,000 shares associated with the broker and records two RSU awards dated 02/26/2025 (1,945 shares) and 03/26/2025 (1,055 shares). The filing shows a date of 05/20/2026.

Insights

Securities Compliance Analyst

Form 144 documents proposed resale by an affiliate and lists broker, quantities, and award dates.

The excerpt names J.P. Morgan Securities LLC as the broker and shows a proposed quantity of 3,000 shares alongside RSU awards dated 02/26/2025 (1,945 shares) and 03/26/2025 (1,055 shares). This filing is a regulatory notice of intent to sell under applicable resale rules.

Timing and proceeds treatment are not detailed in the excerpt; subsequent filings or trade reports would provide sale execution details and purchaser/price information.

Equity Compensation Specialist

RSU award lines are reported alongside the resale notice, indicating recently vested/issued awards are part of the affiliation context.

The record shows two RSU Award entries with exact share counts: 1,945 (02/26/2025) and 1,055 (03/26/2025). These figures are useful for understanding what shares an affiliate may hold prior to any resale.

Further position details and any withholding or carve-outs are not shown in the excerpt; additional filings would clarify actual shares eligible for resale.

Key Figures

Proposed resale quantity: 3,000 shares RSU Award: 1,945 shares RSU Award: 1,055 shares +1 more

4 metrics

Proposed resale quantity 3,000 shares Listed alongside J.P. Morgan Securities LLC; <date>05/20/2026</date>

RSU Award 1,945 shares RSU Award dated <date>02/26/2025</date>

RSU Award 1,055 shares RSU Award dated <date>03/26/2025</date>

Filing date shown 05/20/2026 Date appearing on the securities/broker line

Key Terms

Form 144, RSU Award, J.P. Morgan Securities LLC, Common Stock

4 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU Award financial

"Common Stock | 02/26/2025 | RSU Award"

J.P. Morgan Securities LLC other

"J.P. Morgan Securities LLC 270 Park Avenue - 10th Floor"

Common Stock financial

"144: Securities To Be Sold Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the HSTM Form 144 disclose about the broker?

The filing names J.P. Morgan Securities LLC as the broker-dealer handling the proposed sale. It links that broker to a reported proposed quantity of 3,000 shares and shows the market identifier NASDAQ in the excerpt.

How many RSU shares are listed in the HSTM excerpt and on which dates?

The excerpt lists two RSU Award entries: 1,945 shares dated 02/26/2025 and 1,055 shares dated 03/26/2025. Those counts appear as award lines within the filing content.

What proposed sale quantity does the HSTM Form 144 show?

The filing includes a proposed quantity figure of 3,000 shares associated with J.P. Morgan Securities LLC. That number appears on the same line that lists the broker and market identifier.

Does the excerpt show when the Form 144 was filed for HSTM?

The excerpt includes the date 05/20/2026, shown near the broker and securities line. That date appears in the filing content provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/20/2026 - 06:44 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001390240
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HealthStream, Inc.
SEC File Number	000-27701
Address of Issuer	500 11th Avenue North, Suite 850 Nashville TENNESSEE 37203
Phone	615-301-3100
Name of Person for Whose Account the Securities are To Be Sold	Kevin Patrick O'Hara
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue - 10th Floor New York NY 10017	3000	73290	29215188	05/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/26/2025	RSU Award	Issuer			1945	02/26/2025	N/A
Common Stock	03/26/2025	RSU Award	Issuer			1055	03/26/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for KEVIN PATRICK O'HARA
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)