STOCK TITAN

High-Trend International (NASDAQ: HTCO) grows revenue to $137.5M

(Neutral)
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

High-Trend International Group reported unaudited results for the six months ended April 30, 2026, with total revenue of $137,452,478, up 38.3% from $99,415,959 a year earlier, driven mainly by expanded coal transportation routes. Consolidated net loss narrowed to $3,522,093, and net loss attributable to the company was $4,551,395.

Cost of revenues rose 40.1% to $133,694,577 as ship leases, fuel and port fees increased, compressing gross margin to 2.7% from 4.0%. Share-based compensation dropped 76.3% to $3,382,671, reducing operating expenses and loss from operations to $2,262,157. Cash and cash equivalents increased to $17,346,121, supported by $5,913,722 of net cash from operating activities. A Streeterville promissory note was fully repaid and terminated, and subsequent to period end the company raised approximately $15 million by selling 2,307,700 Class A Ordinary Shares at $6.50 per share.

Positive

  • Revenue grew 38.3% to $137,452,478 for the six months ended April 30, 2026, driven by expanded coal transportation routes and higher voyage days.
  • Net loss improved significantly, with consolidated loss before income taxes shrinking 71.6% to $3,522,093 as share-based compensation fell 76.3% to $3,382,671.
  • Operating cash flow was strong at $5,913,722, lifting cash and cash equivalents to $17,346,121 as of April 30, 2026 and supporting liquidity.

Negative

  • Gross margin compressed to 2.7% from 4.0% as cost of revenues rose 40.1% to $133,694,577, outpacing revenue growth.
  • Profitability remains weak, with a net loss attributable to the company of $4,551,395 for the six months ended April 30, 2026 and very thin margins.

Filing Explained

The July 22 filing records stronger Class B voting rights and expanded share authorization, without treating that authorization as an issuance.

The company reports that shareholders approved an increase in authorized share capital to $5,275,250, covering 2,000,000,000 Class A and 110,100,000 Class B shares, and raised each Class B share’s voting rights from 20 to 100. For existing Class A holders, the immediate structural change is reduced relative voting influence; the authorization increases issuance capacity but is not itself an issuance.

As a Form 6-K, this filing furnishes material interim information from a foreign private issuer, including the unaudited results and subsequent events through July 22, 2026. It states that the remaining $2,373,951 related-party promissory-note balance was repaid on May 21, 2026, leaving that disclosed obligation settled.

The filing also reports options to purchase 1,030,000 Class A shares at $8.27 per share. Of those options, 970,000 vest only upon specified strategic milestones that the company said were not probable of achievement as of April 30, 2026; these are potential future share issuance rather than currently issued shares.

A specified uncertainty remains: in June 2026, a third-party service provider indicated it would imminently commence a breach-of-contract proceeding, but formal proceedings had not begun by the filing date. The next resolution point is formal commencement or further disclosure of that matter.

Total revenue $137,452,478 For the six months ended April 30, 2026; up 38.3% from $99,415,959 in 2025
Ocean freight revenue $136,933,232 Core segment revenue for the six months ended April 30, 2026
Cost of revenues $133,694,577 Six months ended April 30, 2026; increased 40.1% year over year
Gross margin 2.7% Gross profit of $3,757,901 as a percentage of revenue for six months ended April 30, 2026
Consolidated net loss $3,522,093 Loss before income taxes for six months ended April 30, 2026, versus $12,404,504 in 2025
Share-based compensation $3,382,671 Operating expense for six months ended April 30, 2026; down 76.3% from prior-year period
Net cash from operating activities $5,913,722 Net cash provided by operating activities for six months ended April 30, 2026
Cash and cash equivalents $17,346,121 Balance as of April 30, 2026 on the unaudited condensed consolidated balance sheet
reverse recapitalization financial
"accounted for as a reverse recapitalization, which is equivalent to the issuance of shares"
A reverse recapitalization is a way for a privately held company to become publicly traded by taking control of an existing public company and swapping ownership rather than going through a traditional public offering. For investors it matters because it can quickly change who controls a company and reshape its share structure and value — like a homeowner swapping houses and keys rather than building a new one — so it can create sudden shifts in stock supply, dilution and market expectations.
voyage contracts financial
"The Group primarily derives its freight revenue from voyage contracts and provides vessel services"
loss on extinguishment of promissory note financial
"Loss on extinguishment of promissory note | | | ( 945,554 | )"
Maritime Sector Incentive-Approved International Shipping Enterprise regulatory
"participates under the Maritime Sector Incentive-Approved International Shipping Enterprise (MSI-AIS) award"
share-based compensation financial
"Share-based compensation dropped 76.3% to $3,382,671, reducing operating expenses"
Share-based compensation is when a company pays employees, executives or directors with its own stock or rights to buy stock instead of, or in addition to, cash. Think of it like receiving store gift cards instead of extra paycheck — it can motivate staff to boost the company’s value, but it also increases the number of shares outstanding and can shrink each existing owner’s slice of profits and voting power. Investors watch it because it affects reported earnings, share count and the alignment between management and shareholders.
right-of-use assets financial
"Operating lease right-of-use assets, net | | | 67,115"
Right-of-use assets are the rights a company gains to use a physical space or equipment under a lease agreement. They are recorded as assets on the company's balance sheet, reflecting the value of future benefits from the leased item. For investors, these assets provide a clearer picture of a company's obligations and resources related to leasing arrangements, helping to assess its financial health and operational commitments.

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FAQ

How did High-Trend International Group (HTCO) perform for the six months ended April 30, 2026?

High-Trend International Group reported revenue of $137.5 million, up 38.3% year over year, and a consolidated net loss of $3.5 million. Net loss attributable to the company was $4.6 million, reflecting much narrower losses than the prior-year period.

What drove revenue growth at High-Trend International Group (HTCO) in the first half of 2026?

Revenue growth was mainly driven by ocean freight revenue of $136.9 million, supported by new coal transportation routes and more voyage days. Total voyage days increased to 4,698, and average daily revenue rose slightly to about $29,149 per day.

How did margins and costs change for HTCO in the six months ended April 30, 2026?

Cost of revenues increased 40.1% to $133.7 million, pushing gross margin down to 2.7% from 4.0%. Higher ship lease, fuel and port expenses associated with greater shipping activity drove the margin pressure despite strong top-line growth.

What is High-Trend International Group (HTCO)’s liquidity position as of April 30, 2026?

As of April 30, 2026, cash and cash equivalents totaled $17,346,121, supported by $5,913,722 of net cash provided by operating activities. A Streeterville promissory note was fully repaid and terminated, and subsequent equity issuance raised about $15 million in gross proceeds.

What capital and share structure changes did HTCO make in 2026?

Shareholders approved increasing authorized capital to 2,000,000,000 Class A and 110,100,000 Class B shares and raised Class B voting rights to 100 votes per share. HTCO later issued 2,307,700 Class A shares at $6.50, generating roughly $15 million in gross proceeds.

What customer and supplier concentration risks does High-Trend International Group (HTCO) disclose?

For the six months ended April 30, 2026, two customers represented 14% and 11% of total revenue. One related-party supplier accounted for 31% of total purchases, and several suppliers each represented double-digit percentages of accounts payable, indicating notable concentration exposure.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 6-K

 

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of July 2026

 

Commission File Number: 001-41573

 

 

 

HIGH-TREND INTERNATIONAL GROUP

(Exact name of registrant as specified in its charter)

 

 

 

60 Paya Lebar Road

#06-17 Paya Lebar Square

Singapore 409051

+ 1 (929) 666 0683

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒          Form 40-F ☐

 

 

 

 

 

 

Explanatory Note

 

Attached hereto as Exhibits 99.1 and 99.2, respectively, are the Condensed Interim Unaudited Consolidated Financial Statements as of April 30, 2026 and for the Six Months ended April 30, 2026 of High-Trend International Group (the “Registrant”), and Management’s Discussion and Analysis with respect to the six months ended April 30, 2026.

 

On July 22, 2026, the Registrant issued a press release announcing its financial results for the six months ended April 30, 2026. A copy of the press release is attached as Exhibit 99.3 hereto.

 

Exhibits Index

 

Exhibit No.   Description
   
99.1   Unaudited Condensed Consolidated Financial Statements as of April 30, 2026 and for the Six Months Ended April 30, 2026
99.2   Management’s Discussion and Analysis
99.3   Press release, dated July 22, 2026.
101.INS   Inline XBRL Instance Document
101.SCH   Inline XBRL Taxonomy Extension Schema Document
101.CAL   Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF   Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB   Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE   Inline XBRL Taxonomy Extension Presentation Linkbase Document
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: July 22, 2026

 

  HIGH-TREND INTERNATIONAL GROUP
     
  By: /s/ Shixuan He
  Name: Shixuan He
  Title: Chief Executive Officer

 

 

2

 

 

Exhibit 99.1

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES  

INDEX TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS  

 

Unaudited Condensed Consolidated Financial Statements    
Unaudited Condensed Consolidated Balance Sheets as of April 30, 2026 and October 31, 2025   F-2
Unaudited Condensed Consolidated Statements of Operations and Comprehensive Loss for the six months ended April 30, 2026 and 2025   F-3
Unaudited Condensed Consolidated Statements of Changes in Equity for the six months ended April 30, 2026 and 2025   F-4
Unaudited Condensed Consolidated Statements of Cash Flows for the six months ended April 30, 2026 and 2025   F-5
Notes to Unaudited Condensed Consolidated Financial Statements   F-6 – F-24

 

F-1

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

UNAUDITED CONDENSED CONSOLIDATED BALANCE SHEETS

 

  

As of
April 30,
2026

  

As of
October 31,
2025

 
ASSETS        
Current Assets:        
Cash and cash equivalents  $17,346,121   $10,140,032 
Accounts receivable   6,543,735    8,651,612 
Prepayments, prepaid expenses and other current assets   7,263,566    8,481,387 
Deferred compensation expense   1,172,600    1,587,603 
Due from related parties   46,173    1,428,808 
Total Current Assets   32,372,195    30,289,442 
           
Property and equipment, net   3,993    4,767 
Prepayments, prepaid expenses and other non-current assets   839,667    830,389 
Deferred compensation expense- non-current   544,176    1,130,476 
Operating lease right-of-use assets, net   67,115    104,129 
Total Assets  $33,827,146   $32,359,203 
           
LIABILITIES AND EQUITY          
Current Liabilities:          
Accounts payable  $1,262,074   $1,106,686 
Advances from customers   8,045,440    7,427,910 
Accrued expenses and other liabilities   10,054,288    11,018,723 
Operating lease liability-current   67,115    77,596 
Due to related parties   2,677,141    91,059 
Taxes payable   9,075    9,213 
Total Current Liabilities   22,115,133    19,731,187 
           
Operating lease liability-noncurrent   
-
    26,533 
Total Liabilities   22,115,133    19,757,720 
           
COMMITMENTS AND CONTINGENCIES (Note 12)   
 
    
 
 
           
Equity:          
Class A Ordinary Shares, $0.0025 par value, 2,000,000,000 shares authorized, 6,655,324 and 6,632,441 shares issued and outstanding at April 30, 2026 and October 31, 2025, respectively*   16,640    16,583 
Class B Ordinary Shares, $0.0025 par value, 110,100,000 shares authorized, 100,000 shares issued and outstanding at April 30, 2026 and October31, 2025   250    250 
Additional paid-in capital   61,911,764    59,279,198 
Accumulated deficit   (55,970,549)   (51,419,154)
Total Shareholders’ Equity   5,958,105    7,876,877 
Non-controlling interest   5,753,908    4,724,606 
Total Equity   11,712,013    12,601,483 
Total Liabilities and Equity  $33,827,146   $32,359,203 

 

* excluding the Pre-delivery shares of 630,000 Class A Ordinary Shares, effectively returned and cancelled on May 4, 2026, pursuant to notice given on April 30, 2026 (Note 7)

 

The accompanying notes are an integral part of these unaudited condensed consolidated financial statements.

 

F-2

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

UNAUDITED CONDENSED CONSOLIDATED STATEMENT OF OPERATIONS

 

   For the Six Months Ended 
   April 30,
2026
   April 30,
2025
 
Revenue        
Ocean freight revenue  $136,933,232   $98,993,119 
Vessel services revenue and others   519,246    422,840 
Total revenue   137,452,478    99,415,959 
           
Cost of revenues   133,694,577    95,454,109 
Gross profit   3,757,901    3,961,850 
           
Operating expenses:          
Share-based compensation   3,382,671    14,245,605 
General and administrative expenses   2,637,387    2,118,962 
Total operating expenses   6,020,058    16,364,567 
           
Loss from operations   (2,262,157)   (12,402,717)
           
Other income (expense)          
Interest income   27,811    6,652 
Interest expense   (360,728)   (30,214)
Loss on extinguishment of promissory note   (945,554)   
-
 
Other income, net   18,535    21,775 
Total other expense, net   (1,259,936)   (1,787)
           
Loss before income taxes   (3,522,093)   (12,404,504)
           
Provision for income taxes   
-
    1,280 
           
Net loss   (3,522,093)   (12,405,784)
Less: Net income attributable to non-controlling interests   1,029,302    897,412 
Net loss attributable to the Company  $(4,551,395)  $(13,303,196)
           
Loss per share attributable to the Company - Basic and diluted  $(0.67)  $(3.29)
Weighted Average Shares Outstanding - Basic and diluted   6,755,071    4,939,914 

 

The accompanying notes are an integral part of these unaudited condensed consolidated financial statements.

 

F-3

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

UNAUDITED CONDENSED CONSOLIDATED STATEMENTS OF CHANGES IN EQUITY (DEFICIT)

FOR THE SIX MONTHS ENDED APRIL 30, 2026 AND 2025

 

   Ordinary shares   Additional   Accumulate   Non-controlling     
   Class A   Amount   Class B   Amount   Paid in Capital   Deficits   interest   Total 
Balance at November 1, 2024   4,715,419   $11,790    
-
   $
-
   $33,904,575   $(28,553,022)  $3,372,271   $8,735,614 
Share-based compensation for shares issued   430,169    1,075    -    
-
    24,290,610    
-
    
-
    24,291,685 
Issuance of shares for warrants settlement   
-
    
-
    100,000    250    (250)   
-
    
-
    
-
 
Issuance of shares for warrants exercise   386,427    966    -    
-
    374,164    
-
    
-
    375,130 
Issuance of shares for private placement   67,985    170    -    
-
    4,452,829    
-
    
-
    4,452,999 
Warrants modification   -    
-
    -    
-
    2,930,495    (2,930,495)   
-
    
-
 
Net income (loss) for the period   -    
-
    -    
-
    
-
    (13,303,196)   897,412    (12,405,784)
Balance as of April 30, 2025   5,600,000   $14,001    100,000   $250   $65,952,423   $(44,786,713)  $4,269,683   $25,449,644 
                                         
Balance at November 1, 2025   6,632,441   $16,583    100,000   $250   $59,279,198   $(51,419,154)  $4,724,606   $12,601,483 
Issuance of shares as commitment fee to investor   22,883    57    -    
-
    251,198    
-
    
-
    251,255 
Issuance shares for pre-delivery   630,000    1,575    -    
-
    2,747,170    
-
    
-
    2,748,745 
Retirement of pre-delivery shares   (630,000)   (1,575)   -    
-
    (2,747,170)   
-
    
-
    (2,748,745)
Share-based compensation for shares issued   -    
-
    -    
-
    1,958,334    
-
    
-
    1,958,334 
Share-based compensation for option granted   -    
-
    -    
-
    423,034    
-
    
-
    423,034 
Net income (loss) for the period   -    
-
         
-
    
-
    (4,551,395)   1,029,302    (3,522,093)
Balance as of April 30, 2026   6,655,324   $16,640    
 
   $250   $61,911,764   $(55,970,549)  $5,753,908   $11,712,013 

 

The accompanying notes are an integral part of these unaudited condensed consolidated financial statements.

 

F-4

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

UNAUDITED CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS

 

   For the Six Months Ended 
   April 30,
2026
   April 30,
2025
 
Cash flows from operating activities:          
Net loss  $(3,522,093)  $(12,405,784)
Adjustments to reconcile net loss to net cash provided by operating activities:          
Depreciation   482    102 
Amortization of operating lease right-of-use assets   37,014    35,603 
Share-based compensation   3,382,671    14,245,605 
Gain from disposal of property, plant and equipment   292    
-
 
Interest and surcharges accrued for promissory note   495,154    
-
 
Loss on extinguishment of promissory note   945,554    
-
 
Changes in operating assets and liabilities:          
Accounts receivable   2,107,877    3,693,968 
Prepayments and other assets   1,208,542    316,268 
Due from related parties   1,486,898    (202)
Accounts payable   155,388    312,349 
Advance from customers   617,530    1,143,495 
Accrued expenses and other liabilities   (964,435)   (776,092)
Taxes payable   (138)   (7,756)
Operating leases liabilities   (37,014)   (35,603)
Net cash provided by operating activities   5,913,722    6,521,953 
           
Cash flows from investing activities:          
Additions to property and equipment   
-
    (5,071)
Net cash used in investing activities   
-
    (5,071)
           
Cash flows from financing activities:          
Repayment to related parties   (4,873,739)   (623,659)
Loans from related parties   4,755,559    612,686 
Repayment of long-term bank loans   
-
    (495,180)
Cash received from warrants exercised   
-
    375,130 
Proceeds from promissory note   3,000,000    
-
 
Repayment of promissory note   (1,589,453)   
-
 
Net cash provided by (used in) financing activities   1,292,367    (131,023)
           
Net increase in cash and cash equivalents   7,206,089    6,385,859 
Cash and cash equivalents, beginning of period   10,140,032    6,862,970 
Cash and cash equivalents, end of period  $17,346,121   $13,248,829 
           
Supplemental disclosure information:          
Cash paid for income tax  $140   $1,548 
Cash paid for interest  $360,728   $30,214 
SUPPLEMENTAL DISCLOSURES OF NON-CASH ACTIVITIES          
Operating lease right-of-use assets obtained in exchange for operating lease liabilities  $
-
   $152,672 
Ordinary Shares issued as commitment fee  $251,255   $
-
 
Ordinary Shares issued for deferred compensation expense  $
-
   $9,981,949 
Ordinary Shares issued for settlement of liabilities in a private placement  $
-
   $4,452,999 
Promissory note paid off by a related party  $2,600,000   $
-
 

 

The accompanying notes are an integral part of these unaudited condensed consolidated financial statements.

 

F-5

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 1 — ORGANIZATION AND BUSINESS DESCRIPTION

 

High-Trend International Group (the “Company”), formerly known as Caravelle International Group, and its subsidiaries (together the “Group”) is an international operator of ocean transportation services. It is engaged in seaborne transportation services under voyage contracts as well as vessels services for and on behalf of ship owners. The Company, a Cayman Islands exempted company, was formed on February 28, 2022 to serve as a holding company. On January 3, 2025, the annual general meeting of shareholders approved the Company changed its name from “Caravelle International Group” to “High-Trend International Group”.

 

Reverse Recapitalization

 

On April 5, 2022, Pacifico Acquisition Corp. (“Pacifico”) entered into that certain Agreement and Plan of Merger which was amended by the Amended and Restated Agreement and Plan of Merger (the “SPAC Transaction”) dated August 15, 2022 (the “Merger Agreement”), by and among Caravelle Group Co., Ltd (“Caravelle Group”), Pacifico International Group, a Cayman Islands exempted company and a direct wholly-owned subsidiary of the Company (“Merger Sub 1”), Pacifico Merger Sub 2 Inc., a Delaware corporation and a direct wholly-owned subsidiary of the Company (“Merger Sub 2” and, together with the Company and Merger Sub 1, each, individually, an “Acquisition Entity” and, collectively, the “Acquisition Entities”), and Caravelle Group.

 

On December 16, 2022, the SPAC Transaction was completed and the Company became a publicly traded holding company listed on the Nasdaq Capital Market and Caravelle Group became a wholly owned subsidiary of the Company. The SPAC Transaction was completed through a two-step process as follows:

 

(Step 1) Merger Sub 1 merged with and into Caravelle Group (the “Initial Merger”), and Caravelle Group was the surviving corporation of the Initial Merger and a direct wholly owned subsidiary of the Company, and

 

(Step 2) following confirmation of the effectiveness of the Initial Merger, Merger Sub 2 merged with and into Pacifico (the “SPAC Merger” and together with the Initial Merger, the “Merger”), and Pacifico was the surviving corporation of the SPAC Merger and a direct wholly owned subsidiary of the Company (collectively, the “SPAC Transaction” or “reverse merger”).

 

As a result of the SPAC Transaction, among other things, (i) all outstanding Ordinary Shares of Caravelle Group were cancelled in exchange for 2,000,000 Ordinary Shares of the Company, (ii) each outstanding unit of Pacifico (the “Pacifico Unit”) was automatically detached, (iii) each unredeemed outstanding share of common stock of Pacifico (the “Pacifico Common Stock”) was cancelled in exchange for the right to receive one (1) Ordinary Share of the Company, (iv) every ten (10) outstanding rights of Pacifico (the “Pacifico Rights”) were contributed in exchange for one (1) one Ordinary Share of the Company, and were cancelled and ceased to exist, and (v) each unit purchase option of Pacifico (the “Pacifico UPO”) were automatically cancelled and ceased to exist in exchange for one (1) unit purchase option of the Company (the “UPO”).

 

Caravelle Group was determined to be the accounting acquirer given that the original shareholders of Caravelle Group effectively controlled the combined entity after the Transaction.  Pacifico is treated as the acquired company for financial reporting purposes. This determination is primarily based on the fact that subsequent to the SPAC Transaction, the Caravelle Group’s shareholders held a majority of the voting power of the combined company, Caravelle Group’s business comprised all of the ongoing operations of the combined entity, Caravelle Group comprised a majority of the governing body of the combined company, and Caravelle Group’s senior management comprised all of the senior management of the combined company. Accordingly, for accounting purposes, the SPAC Transaction was accounted for as a reverse recapitalization, which is equivalent to the issuance of shares by the Company for the net assets of Pacifico, accompanied by a recapitalization. Caravelle Group was determined to be the predecessor, and the historical financial statements of Caravelle Group became the Company’s historical financial statements, with retrospective adjustments to give effect of the reverse recapitalization. The share and per share data is retrospectively restated to give effect to the reverse recapitalization. Net assets of Pacifico were stated at historical costs. No goodwill or other intangible assets were recorded. Operations prior to the SPAC Transaction were those of the Caravelle Group.

 

F-6

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 1 — ORGANIZATION AND BUSINESS DESCRIPTION (continued)

 

As of April 30, 2026, the Company’s subsidiaries are as follows:

 

Subsidiaries 

Date of
Incorporation/

Acquisition

  Jurisdiction of
Formation
  Percentage of 
direct/indirect
Economic
Ownership
   Principal
Activities
Caravelle Group Co., Ltd (“Caravelle Group”)  April 1, 2021  Cayman Islands   100%  Investment Holding
SGEX Group Co., Ltd (“SGEX”)  April 19, 2021  British Virgin Islands (“BVI”)   100%  Investment Holding
Topsheen Shipping Group Corporation (“Topsheen Samoa”)  July 23, 2012  Samoa   90%  Transportation service
Topsheen Shipping Singapore Pte. Ltd (“Topsheen Shipping”)  October 30, 2015  Singapore   61% owned subsidiary of Topsheen Samoa   Transportation service
Topsheen Bulk Singapore Pte. Ltd (“Topsheen Bulk”)  March 16, 2019  Singapore   100% owned subsidiary of Topsheen Shipping   Transportation service
Singapore Garden Technology Pte. Ltd. (“Garden Technology”)  December 6, 2020  Singapore   100%  Transportation and heating business

 

Basis of presentation

 

The accompanying unaudited condensed consolidated financial statements have been prepared in accordance with the U.S. generally accepted accounting principles (“GAAP”) for interim financial information. Accordingly, they do not include all of the information and footnotes required by generally accepted accounting principles for complete financial statements. In the opinion of management, all adjustments (consisting only of normal recurring accruals) considered necessary for a fair presentation have been included. Operating results for the six months ended April 30, 2025 and 2024 are not necessarily indicative of the results that may be expected for the full year. The information included in this interim report should be read in conjunction with Management’s Discussion and Analysis of Financial Condition and Results of Operations and the financial statements and notes thereto included in the Group’s annual report on Form 20-F for the fiscal year ended October 31, 2025 filed with the SEC on January 23, 2026. 

 

The unaudited condensed consolidated financial statements include the financial statements of the Company and its subsidiaries. All significant inter-company transactions and balances between the Company and its subsidiaries are eliminated upon consolidation.

 

Principles of consolidation

 

The unaudited condensed consolidated financial statements include the financial statements of the Company and its subsidiaries. All intercompany transactions and balances are eliminated upon consolidation.

 

A subsidiary is an entity in which the Company, directly or indirectly, controls more than one half of the voting power, has the power to appoint or remove the majority of the members of the board of directors, to cast a majority of votes at the meeting of the board of directors or to govern the financial and operating policies of the investee under a statute or agreement among the shareholders or equity holders.

 

Non-controlling interest represents the portion of the net assets of subsidiaries attributable to interests that are not owned by the Company. The non-controlling interest is presented in the unaudited condensed consolidated balance sheets, separately from equity attributable to the shareholders of the Company. The operating results of the non-controlling interests is presented on the face of the unaudited condensed consolidated statements of operations as an allocation of the total income for the year between non-controlling shareholders and the shareholders of the Group. As of April 30, 2026 and October 31, 2025, non-controlling interests represent non-controlling shareholders’ proportionate share of equity interests in Topsheen Shipping Group Corporation and Topsheen Shipping Singapore Pte. Ltd.

 

F-7

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 2 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

 

Foreign currency translation

 

The Group follows U.S. GAAP for both the translation and remeasurement of balance sheet and income statement items into U.S. Dollars. For those business units that operate in a local currency functional environment, all assets and liabilities are translated into U.S. Dollars using the exchange rates in effect at the end of the period; revenue and expenses are translated using average exchange rates in effect during each period. Resulting translation adjustments are reported as a separate component of accumulated comprehensive income (loss) in shareholders’ equity. For those business units that operate in a U.S. Dollar functional environment, foreign currency assets and liabilities are remeasured into U.S. Dollars using the exchange rates in effect at the end of the period except for nonmonetary assets and capital accounts, which are remeasured at historical exchange rates. Revenue and expenses are generally translated at monthly exchange rates which approximate average exchange rates in effect during each year, except for those expenses related to balance sheet amounts that are remeasured at historical exchange rates. For the six months ended April 30, 2026 and 2025, all the Group’s functional currency is the U.S. Dollar.

 

Uses of estimates

 

In preparing the unaudited condensed consolidated financial statements in conformity with U.S. GAAP, management makes estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. These estimates are based on information as of the date of the unaudited condensed consolidated financial statements Significant accounting estimates required to be made by management include, but are not limited to revenue recognition, the allowance for credit losses of accounts receivable, useful lives and assessment for impairment of long-lived assets, fair value of the notes and warrants well as share-based compensation. Actual results could differ from those estimates.

 

Cash and cash equivalents

 

Cash and cash equivalents comprise cash at banks and on hand, which includes deposits with original maturities of three months or less with commercial banks.

 

Accounts receivable

 

Accounts receivable are recognized and carried at original invoiced amount less an estimated allowance for credit losses. On November 1, 2022, the Group adopted ASU 2016-13, “Financial Instruments — Credit Losses (Accounting Standards Codification (“ASC” Topic 326): Measurement on Credit Losses on Financial Instruments”, including certain subsequent amendments, transitional guidance and other interpretive guidance within ASU 2018-19, ASU 2019-04, ASU 2019-05, ASU 2019-11, ASU 2020-02 and ASU 2020-03 (collectively, including ASU 2016-13, “ASC 326”). ASC 326 introduces an approach based on expected losses to estimate the allowance for doubtful accounts, which replaces the previous incurred loss impairment model. The adoption of this guidance did not have a material impact on the Group’s unaudited condensed consolidated financial statements. The Group’s estimation of allowance for credit losses considers factors such as historical credit loss experience, age of receivable balances, current market conditions, reasonable and supportable forecasts of future economic conditions, as well as an assessment of receivables due from specific identifiable counterparties to determine whether these receivables are considered at risk or uncollectible. The Group evaluates its accounts receivable for expected credit losses on a regular basis. The Group maintains an estimated allowance for credit losses to reduce its accounts receivable to the amount that it believes will be collected. The Group considers factors in assessing the collectability of its receivables, such as the age of the amounts due, the customer’s payment history, credit-worthiness and other specific circumstances related to the accounts. The Group adjusts the allowance percentage periodically when there are significant differences between estimated bad debts and actual bad debts. If there is strong evidence indicating that the accounts receivable is likely to be unrecoverable, the Group also makes specific allowance in the period in which a loss is determined to be probable. No credit losses were recorded as of April 30, 2026 and October 31, 2025, respectively.

 

F-8

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 2 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)

  

Prepayments, prepaid expenses and other assets

 

Prepayments, prepaid expenses and other assets primarily consist of prepayments for fuel and other costs, prepayments for keyman insurance, which are presented net of allowance for credit losses. These balances are unsecured and are reviewed periodically to determine whether their carrying value has become impaired.

 

Fair value of financial instruments

 

ASC 825-10 requires certain disclosures regarding the fair value of financial instruments. Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. A three-level fair value hierarchy prioritizes the inputs used to measure fair value. The hierarchy requires entities to maximize the use of observable inputs and minimize the use of unobservable inputs. The three levels of inputs used to measure fair value are as follows:

 

  Level 1 — inputs to the valuation methodology are quoted prices (unadjusted) for identical assets or liabilities in active markets.
     
  Level 2 — inputs to the valuation methodology include quoted prices for similar assets and liabilities in active markets, quoted market prices for identical or similar assets in markets that are not active, inputs other than quoted prices that are observable and inputs derived from or corroborated by observable market data.
     
  Level 3 — inputs to the valuation methodology are unobservable.

  

The carrying amounts of financial assets and liabilities, such as cash and cash equivalents, prepayments, prepaid expenses and other current assets, accounts payables, balances with related parties, and other current liabilities, approximate their fair values because of the short-term maturity of these instruments. The carrying amounts of long-term loans approximate fair values as the related interest rates currently offered by financial institutions for similar debt instruments of comparable maturities.

 

F-9

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 2 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)

 

Revenue recognition

 

The Group is an international operator of comprehensive ocean transportation services. On November 1, 2019, the Group adopted ASU 2014-09, Revenue from Contracts with Customers (Topic 606) and all subsequent ASUs that modified ASC 606 using the modified retrospective approach. The core principle of the guidance is that an entity should recognize revenue to depict the transfer of promised goods or services to customers in an amount that reflects the consideration to which the entity expects to be entitled in exchange for those goods or services. To achieve that core principle, the Group applies the following steps:

 

Step 1: Identify the contract(s) with a customer

 

Step 2: Identify the performance obligations in the contract

 

Step 3: Determine the transaction price

 

Step 4: Allocate the transaction price to the performance obligations in the contract

 

Step 5: Recognize revenue when (or as) the entity satisfies a performance obligation

 

The Group primarily derives its freight revenue from voyage contracts and provides vessel services.

 

In accordance with ASC 606, the Group evaluates whether our businesses themselves promise to transfer services to the customer (as the principal) or to arrange for services to be provided by another party (as the agent) using a control model. Based on the evaluation of the control model, the Group determined that the Group is the principal to the transaction for voyage contracts and the related revenue from voyage contracts is recognized on a gross basis based on the transfer of control to the customer. The Group’s vessel service contracts engage in certain transactions wherein the Group act as an agent of ship owners. Revenue from these transactions is recorded on a net basis. Net revenue includes billings to customers less third-party charges, including transportation or handling costs, fees, commissions and taxes and duties.

 

Revenue from voyage contracts

 

Under a voyage contract, the Group is engaged to provide the transportation of cargo between specific ports in return for an ocean freight payment at an agreed upon freight per ton of cargo. The Group’s voyage contracts generally do not contain cancellation provisions. A voyage is deemed to commence when a vessel is available for loading and is deemed to end upon the completion of the discharge of the cargo. For the voyage contracts, the customer simultaneously receives and consumes the benefits provided by the Group’s performance over the voyage period because of the continuous service to the customer. Customers receive the benefit of our services as the goods are transported from one location to another. If the Group is unable to complete delivery to the final location, another entity would not need to reperform the transportation service already performed. As control transfers over time, the Group recognizes revenue ratably from port of loading to when the charterer’s cargo is discharged based on the relative transit time completed in each reporting period. For the unfinished voyages, the Group estimates the percentage of completion based on voyage days completed and total estimated voyage days. Estimated losses on voyages are provided for in full at the time such losses become evident. Voyage expense and other ocean transportation operating costs are charged to operating costs as incurred.

 

F-10

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 2 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)

 

Revenue from vessel services

 

The Group contracts with various customers to carry out vessel services for vessels as agents for and on behalf of ship owners. These services include lease of vessels on behalf of the ship owners and commercial management. As the operator of the vessels, the Group undertakes to use its best endeavors to provide the agreed vessel services as agents for and on behalf of the ship owners and to protect and promote the interest of the ship owners in all matters relating to the provision of services. Most of the vessel service agreements have a term of less than one year and are typically billed on a monthly basis. The vessel service revenue is recorded on a net basis. Net revenue includes billings to customers, net of voyage operating expenses incurred. The Group transfers control of the service to the customer and satisfies its performance obligation over the term of the contract, and therefore recognized revenue over the term of the contracts.

 

Revenue from others

 

In February 2025, the Group began to provide technology consulting services related to onboard carbon capture technologies. The majority of the technology consulting contracts have a short term of up to one year and are typically billed in advance. Technology consulting revenue is recognized at the point in time when the required technical or feasibility assessments are delivered to the customers for their intended use, as control is transferred so that the customer can direct the use and obtain the associated benefits and the Group has an enforceable right to payment of its fees.

 

Contract balances

 

Timing of revenue recognition may differ from the timing of invoicing to customers. Accounts receivable represents amounts invoiced and revenues recognized prior to invoicing when the Group has satisfied the Group’s performance obligation and has the unconditional rights to payment. Contract liabilities are reflected as advance from customers on the consolidated balance sheet. Contract liabilities relate to payments received in advance of completion of performance obligations under a contract. Contract liabilities are recognized as revenue upon the fulfillment of performance obligations. As of April 30, 2026 and October 31, 2025, the advances from customers amounted to $8,045,440 and $7,427,910, respectively. The Group expects to recognize the entire contract liabilities as of April 30, 2026 as revenue in the next 12 months.

 

For the six months ended April 30, 2026 and 2025, the disaggregation of revenue is as follows:

 

   April 30,
2026
   April 30,
2025
 
         
Ocean freight revenue  $136,933,232   $98,993,119 
Vessel services revenue and others   519,246    422,840 
Total  $137,452,478   $99,415,959 

 

Operating leases

 

The Group adopted Topic 842 on November 1, 2022 using the modified retrospective transition approach. The Group has lease contracts for shipping and office space under operating leases. The Group determines whether an arrangement constitutes a lease and records lease liabilities and right-of-use assets on its consolidated balance sheets at lease commencement. The Group measures its lease liabilities based on the present value of the total lease payments not yet paid discounted based on the more readily determinable of the rate implicit in the lease or its incremental borrowing rate, which is the estimated rate the Group would be required to pay for a collateralized borrowing equal to the total lease payments over the term of the lease. The Group estimates its incremental borrowing rate based on an analysis of weighted average interest rate. The Group measures right-of-use assets based on the corresponding lease liability adjusted for payments made to the lessor at or before the commencement date, and initial direct costs it incurs under the lease. The Group begins recognizing lease expense when the lessor makes the underlying asset available to the Group.

 

For leases with lease term less than one year (short-term leases), the Group records operating lease expense in its consolidated statements of operations on a straight-line basis over the lease term and records variable lease payments as incurred.

 

F-11

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 2 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)

  

Income taxes

 

The Group accounts for current income taxes in accordance with the laws of the relevant tax authorities. Deferred income taxes are recognized when temporary differences exist between the tax bases of assets and liabilities and their reported amounts in the unaudited condensed consolidated financial statements. Deferred tax assets and liabilities are measured using enacted tax rates expected to apply to taxable income in the years in which those temporary differences are expected to be recovered or settled. The effect on deferred tax assets and liabilities of a change in tax rates is recognized in income in the period including the enactment date. Valuation allowances are established, when necessary, to reduce deferred tax assets to the amount expected to be realized.

 

An uncertain tax position is recognized as a benefit only if it is “more likely than not” that the tax position would be sustained in a tax examination. The amount recognized is the largest amount of tax benefit that is greater than 50% likely of being realized on examination. For tax positions not meeting the “more likely than not” test, no tax benefit is recorded. Penalties and interest incurred related to underpayment of income tax are classified as income tax expense in the period incurred. No significant penalties or interest relating to income taxes were incurred for the six months ended April 30, 2026 and 2025. All of the tax returns of the Company’s subsidiaries in Singapore remain subject to examination by the tax authorities for four years from the date of filing.

 

Loss per share

 

The Group computes earnings (loss) per share (“EPS”) in accordance with ASC 260, “Earnings per Share” (“ASC 260”). ASC 260 requires companies with complex capital structures to present basic and diluted EPS. Class A ordinary shares and Class B ordinary shares have the same rights in dividend, Therefore, basic and diluted loss per share is the same for both classes of ordinary shares. Basic EPS is measured as net income divided by the weighted average common shares outstanding for the period. Diluted presents the dilutive effect on a per share basis of potential common shares (e.g., convertible securities, options and warrants) as if they had been converted at the beginning of the periods presented, or issuance date, if later. Potential Ordinary Shares that have an anti-dilutive effect (i.e., those that increase income per share or decrease loss per share) are excluded from the calculation of diluted EPS. For the six months ended April 30, 2026 and 2025, there were no dilutive shares.

 

Related parties

 

Related parties, which can be a corporation or individual, are considered to be related if the Company has the ability, directly or indirectly, to control the other party or exercise significant influence over the other party in making financial and operating decisions. Companies are also considered to be related if they are subject to common control or common significant influence, such as a family member or relative, shareholder, or a related corporation.

 

Concentrations of risks

 

a. Significant customers

 

For the fiscal six months ended April 30, 2026, two customers accounted for approximately 14% and 11% of the Group’s total revenues, respectively. For the six months ended April 30, 2025, one customer accounted for approximately 19% of the Group’s total revenues. As of April 30, 2026, one customer accounted for approximately 39% of the Group’s accounts receivable. As of October 31, 2025, two customers accounted for approximately 16% and 12% of the Group’s accounts receivable, respectively.

 

b. Significant suppliers

 

For the six months ended April 30, 2026, one related-party supplier accounted for approximately 31% of the Group’s total purchases. For the six months ended April 30, 2025, one related-party supplier accounted for approximately 23% of the Group’s total purchases. As of April 30, 2026, four third-party suppliers accounted for approximately 39%, 32%, 16% and 13% of the Group’s total accounts payable, respectively. As of October 31, 2025, three suppliers accounted for approximately 33%, 31% and 19% of the Group’s total accounts payable, respectively. 

 

c. Cash and cash equivalents

 

The Group maintains cash and cash equivalents with various financial institutions in Singapore and management believes these financial institutions are high credit quality. As of April 30, 2026 and October 31, 2025, we held cash and cash equivalents of $16,904,069 and $9,723,474, respectively, at major financial institutions in Singapore where there is a 100,000 Singapore Dollar (approximately $78,505) deposit insurance limit for a legal entity’s aggregated balance at each bank. As of April 30, 2026 the total insured balance was approximately $135,252.

 

Recent accounting pronouncements 

 

The Group considers the applicability and impact of all accounting standards updates (“ASUs”). Management periodically reviews new accounting standards that are issued.

   

F-12

 

  

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 2 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)

 

In December 2023, the FASB issued ASU 2023-09, Improvements to Income Tax Disclosures (Topic 740). The ASU requires disaggregated information about a reporting entity’s effective tax rate reconciliation as well as additional information on income taxes paid. The ASU is effective on a prospective basis for annual periods beginning after December 15, 2025. Early adoption is also permitted for annual financial statements that have not yet been issued or made available for issuance. Once adopted, this ASU will result in additional disclosures. The Group does not expect the adoption of ASU-2023-09 will have a material effect on the Company’s unaudited condensed consolidated financial statements.

 

In November 2024, the FASB issued ASU 2024-03, Income Statement — Reporting Comprehensive Income (Topic 220-40): Expense Disaggregation Disclosures (“ASU 2024-03”). This update requires, among other things, more detailed disclosure about types of expenses in commonly presented expense captions such as cost of sales and selling, general, and administrative expenses, and is intended to improve the disclosures about an entity’s expenses including purchases of inventory, employee compensation, depreciation and amortization. ASU 2024-03 is effective for fiscal years beginning after December 15, 2026, and interim periods within fiscal years beginning after December 15, 2027. The Group is currently assessing the impact this standard will have on the Company’s unaudited condensed consolidated financial statements.

 

In January 2025, the FASB issued ASU 2025-01 Income Statement — Reporting Comprehensive Income — Expense Disaggregation Disclosures (Subtopic 220-40). The FASB issued ASU 2024-03 on November 4, 2024. ASU 2024-03 states that the amendments are effective for public business entities for annual reporting periods beginning after December 15, 2026, and interim reporting periods beginning after December 15, 2027. Following the issuance of ASU 2024-03, the FASB was asked to clarify the initial effective date for entities that do not have an annual reporting period that ends on December 31 (referred to as non-calendar year-end entities). Because of how the effective date guidance was written, a non-calendar year-end entity may have concluded that it would be required to initially adopt the disclosure requirements in ASU 2024-03 in an interim reporting period, rather than in an annual reporting period. he FASB’s intent in the basis for conclusions of ASU 2024-03 is clear that all public business entities should initially adopt the disclosure requirements in the first annual reporting period beginning after December 15, 2026, and interim reporting periods within annual reporting periods beginning after December 15, 2027. The Group is currently assessing the impact this standard will have on the Company’s unaudited condensed consolidated financial statements.

 

In May 2025, the FASB issued ASU 2025-04, Compensation—Stock Compensation (Topic 718) and Revenue from Contracts with Customers (Topic 606). ASU 2025-04 revises the definition of the term performance condition for share-based consideration payable to a customer to incorporate conditions that are based on the volume or monetary amount of a customer’s purchases or potential purchases. ASU 2025-04 also eliminates the policy election to account for forfeitures as they occur for awards with service conditions. ASU 2025-04 also clarifies that ASC 606 variable consideration guidance does not apply to share-based payments to customers; instead, vesting probability should be assessed solely under ASC 718, Compensation—Stock Compensation. ASU 2025-04 is effective for the Company’s annual reporting periods beginning after December 15, 2026, and interim reporting periods within those annual reporting periods, with early adoption permitted. ASU 2025-04 may be applied on either a modified retrospective basis or on a retrospective basis. The Group is currently assessing the impact this standard will have on the Company’s unaudited condensed consolidated financial statements.

 

In July 2025, the FASB issued ASU 2025-05, Measurement of Credit Losses for Accounts Receivable and Contract Assets. ASU 2025-05 amends ASC 326, Financial Instruments—Credit Losses, and introduces a practical expedient available for all entities and an accounting policy election available for all entities, other than public business entities, that elect the practical expedient. These changes apply to the estimation of expected credit losses for current accounts receivable and current contract assets arising from transactions accounted for under ASC 606, Revenue Recognition. Under the practical expedient, entities may assume that current conditions as of the balance sheet date remain unchanged for the remaining life of the asset when developing reasonable and supportable forecasts. This simplifies the estimation process for short-term financial assets. ASU 2025-05 is effective for the Company’s annual reporting periods beginning after December 15, 2025, and interim reporting periods within those annual reporting periods, with early adoption permitted. ASU 2025-05 should be applied on a prospective basis. The Group is currently assessing the impact this standard will have on the Company’s unaudited condensed consolidated financial statements.  

 

In December 2025, the FASB issued ASU 2025-10, Government Grants (Topic 832): Accounting for Government Grants Received by Business Entities to establish authoritative guidance on the accounting for government grants received by business entities. This update is effective for annual and interim periods beginning after December 15, 2028, though early adoption is permitted. The Group is currently assessing the impact this standard will have on the Company’s unaudited condensed consolidated financial statements.

 

In December 2025, the FASB issued ASU 2025-11, Interim Reporting (Topic 270): Narrow-Scope Improvement. ASU 2025-11 is intended to improve the navigability of required interim disclosures and clarify when that guidance is applicable, and also to provide additional guidance on what disclosures should be provided in interim reporting periods. ASU 2025-11 is effective for public business entities for interim reporting periods within annual reporting periods beginning after December 15, 2027. Early adoption is permitted. The Group is currently assessing the impact this standard will have on the Company’s unaudited condensed consolidated financial statements.

 

F-13

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 2 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)

 

In December 2025, the FASB issued ASU 2025-12, Codification Improvements. ASU 2025-12 makes thirty-three incremental improvements to generally accepted accounting principles. ASU 2025-12 is effective for all entities for annual reporting periods beginning after December 15, 2026, and interim reporting periods within those annual reporting periods. The Group is currently assessing the impact this standard will have on the Company’s unaudited condensed consolidated financial statements.

 

The Group does not believe other recently issued but not yet effective accounting standards, if currently adopted, would have a material effect on the Group’s unaudited condensed consolidated financial statements.

 

Note 3 — ACCOUNTS RECEIVABLE

 

Accounts receivable consisted of the following:

 

  

April 30,

2026

   October 31,
2025
 
Accounts receivable  $6,543,735   $8,651,612 

 

Note 4 — PREPAYMENTS AND OTHER ASSETS

 

Prepayments and other assets consisted of the following:

 

  

April 30,

2026

   October 31,
2025
 
         
Prepayments for fuel and other costs  $6,821,869   $8,125,053 
Prepaid keyman insurance*   1,119,556    1,108,848 
Others   161,808    77,875 
Total  $8,103,233   $9,311,776 
Including:          
Prepayments, prepaid expense and other current assets  $7,263,566   $8,481,387 
Prepayments, prepaid expenses and other non-current assets  $839,667   $830,389 

 

* On February 14, 2020, the Company purchased a keyman insurance policy for its principal shareholder at a cost of $916,923. As of April 30, 2026, the surrender value was $831,506. On September 25, 2025, the Company purchased a new keyman insurance for its management at a cost of $367,729. As of April 30, 2026, the surrender value was $288,050.

 

Note 5 — DEFERRED COMPENSATION EXPENSES

 

Deferred compensation expenses consisted of the following:

 

  

April 30,

2026

   October 31,
2025
 
Deferred compensation expenses (1)  $1,716,776   $2,718,079 
Total  $1,716,776   $2,718,079 
Including:          
Deferred compensation expenses  $1,172,600   $1,587,603 
Deferred compensation expense -long term  $544,176   $1,130,476 

 

(1) The Company issued Class A Ordinary Shares to consultants as compensation to replace their related cash compensation. Service terms generally range from several months to 3 years. As of April 30, 2026, the fair value of unamortized shares was $1,716,776, which was considered as the prepaid portion of share-based compensation.

 

F-14

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 6 — ACCRUED EXPENSES AND OTHER LIABILITIES

 

Accrued expenses and other liabilities consisted of the following:

 

  

April 30,

2026

   October 31,
2025
 
         
Accrued expenses (1)  $8,112,602   $9,245,092 
Board compensation payable   75,000    75,000 
Due to a third-party (2)   952,181    952,181 
Other payable   914,505    746,450 
Accrued expenses and other liabilities  $10,054,288   $11,018,723 

 

(1) The balance represented accrued contract expenses.

 

(2) The balance was advanced by Dr. Guohua Zhang (former Chief Executive Officer and Chairman of the Board of the Company) before October 31, 2024.

 

Note 7 — PROMISSORY NOTE

 

On October 29, 2025, the Company entered into a securities purchase agreement with Streeterville Capital, LLC, a Utah limited liability company (“Streeterville”), pursuant to which the Company agreed to issue and sell to Streeterville shares of the Company’ common stock in one or more pre-paid purchases (each, a “Pre-Paid Purchase” and collectively, the “Pre-Paid Purchases”) for an aggregate purchase price of up to $20,000,000 (the “Streeterville Transaction”).

 

The Company also agreed to issue an additional 22,883 Class A Ordinary Shares of the Company to Streeterville as a commitment fee for the pre-paid purchase facility established under the securities purchase agreement (the “Commitment Shares”), and 630,000 Class A Ordinary Shares as pre-delivery shares (the “Pre-Delivery Shares”).

 

The securities purchase agreement provides for a one-year commitment period during which, subject to certain specified conditions, the Company may request additional Pre-Paid Purchases from Streeterville provided that the amount requested is no less than $250,000 and no more than $2,000,000 less the outstanding balance of all Pre-Paid Purchases. The original issue discount (“OID”) for the Initial Pre-Paid Purchase is $210,000 and the initial principal balance includes a $20,000 transaction expense amount. The original issue discount for each additional Pre-Paid Purchase will be seven percent of the amount set forth in the applicable request and each additional Pre-Paid Purchase will accrue interest at the rate of eight percent per annum. Following the funding of each Pre-Paid Purchase, Streeterville has the right, but not the obligation, to purchase from the Company. The purchase price of the shares of common stock will be the higher of (i) 85% of the lowest daily volume weighted average price during the 10 trading days immediately prior to the purchase notice date, and (ii) $1.75.

 

The Company may at any time prepay all or any portion of the outstanding balance of a Pre-Paid Purchase. In the event the Company elect to do so, the Company must pay Streeterville an amount in cash equal to 120% multiplied by the portion of the outstanding balance the Company elected to prepay. If an event of default occurs under a Pre-Paid Purchase, the outstanding balance will become immediately due and payable. At any time thereafter, upon written notice given by Streeterville, the outstanding balance will increase by ten percent (10%) and interest will begin accruing at a rate of 18% per annum or the maximum rate permitted under applicable law.

  

On November 1, 2025, the Company issued 652,883 Class A Ordinary Shares as the Commitment Shares and Pre-Delivery Shares. On November 7, 2025, the Company closed the Initial Pre-Paid Purchase of $3,230,000. The net proceed from the Initial Pre-Paid Purchase was $3,000,000 (after deducting OID and other issuance costs). Concurrently, on October 29, 2026, the Company issued 630,000 Class A Ordinary Shares to Streeterville as pre-delivery shares (the “Pre-delivery Shares”) to facilitate future settlement liquidity. The Company did not receive any proceeds or pay any consideration related to the Pre-delivery Shares of 630,000, except that the Company received a one-time nominal fee of $1,575 upon the issuance of the Pre-delivery Shares and will pay the same amount to Streeterville upon the repurchase of Pre-delivery Shares. The Company accounted for such promissory note as a single instrument, which was measured at its amortized cost on the consolidated balance sheets. Although legally issued, the Pre-delivery Shares were not considered outstanding and therefore excluded from basic and diluted earnings (loss) per share unless default of the share lending arrangement occurs, at which time the Pre-delivery Shares would be included in the basic and diluted earnings (loss) per share calculation.

 

F-15

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 7 — PROMISSORY NOTE (continued)

 

On April 28, 2026, the Company entered into a Payoff Acknowledgment and Termination Agreement (the “Termination Agreement”) with Streeterville, pursuant to which Streeterville acknowledges that it received a total of $4,191,247 to Streeterville (among which $2,600,000 was paid by High Trend on behalf of the Company, see Note 9), consisting of (i) a Payoff Amount of $4,189,453 for full satisfaction of all obligations under Pre-Paid Purchase #1, (ii) a repurchase price of $1,575 for the Pre-Delivery Shares, and (iii) an overpayment of $219 which shall be remitted back to a Company designated account. The Securities Purchase Agreement was deemed terminated, effective as of April 28, 2026, with no Pre-Paid Purchases remaining outstanding and no further funding obligations arising thereunder. Streeterville acknowledged receipt of the required repurchase price and agreed to return the Pre-Delivery Shares (630,000 Class A Ordinary Shares) to the Company. Following notice given on April 30, 2026, the 630,000 Pre-Delivery Shares were effectively returned and cancelled on May 4, 2026. As of April 30, 2026, the balance of the promissory note was nil.

 

 The movements of the promissory note are as follows:

 

   For the
six months
ended April 30,
2026
 
     
Promissory note principal  $3,230,000 
OID   (210,000)
Legal cost   (20,000)
Fair value for commitment shares related to the issuance of promissory note   (251,255)
Fair value of pre-delivery shares issued   (2,748,745)
Accrued interests, accretion expense and other surcharges   495,154 
Repayment   (4,189,453)
Retirement of pre-delivery shares   2,748,745 
Loss on extinguishment of promissory note   945,554 
Total  $
-
 

 

Note 8 — LEASES

 

The Group has several operating leases for offices. The Group’s lease agreements do not contain any material residual value guarantees or material restrictive covenants.

 

Total lease expense for the six months ended April 30, 2026 and 2025 amounted to $40,708 and $36,215 respectively.

 

Supplemental balance sheet information related to operating leases was as follows:

 

  

April 30,

2026

   October 31,
2025
 
         
Right-of-use assets, net  $67,115   $104,129 
           
Operating lease liabilities - current  $67,115   $77,596 
Operating lease liabilities - non-current   
-
    26,533 
Total operating lease liabilities  $67,115   $104,129 

 

The weighted average remaining lease terms and discount rates for all of operating leases were as follows as of April 30, 2026:

 

Remaining lease term and discount rate:    
Weighted average remaining lease term (years)   0.83 years 
Weighted average discount rate   3.9%

  

F-16

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 8 — LEASES (continued)

 

Maturities of lease liabilities as follow:

 

Twelve months ending October 31,  Amount 
2027  $68,300 
Total future minimum lease payments   68,300 
Less: imputed interest   1,185 
Present value of lease liabilities  $67,115 

 

Note 9 — RELATED PARTY TRANSACTIONS

 

The Group records transactions with various related parties. These related party balances as of April 30, 2026 and October 31, 2025 and transactions for the six months ended April 30, 2026 and 2025 are identified as follows:

 

Related parties with transactions and related party relationships

 

Name of Related Party   Relationship to the Group
Mr. Jinyu Chang (1)   Controller of the Company
Mr. Dong Zhang   10% shareholder of Topsheen Samoa, 39% shareholder of Topsheen Shipping
Mr. Christopher Nixon Cox (1)   Chairman of the Board
Mr. Hanxi Chang   Former Chief Executive Officer
Shanghai Weisheng International Logistics Co., Ltd   Controlled by Shoucheng, Lei, director of Topsheen Shipping
Topsheen Shipping Limited (Topsheen Ltd.”)   Related to Mr. Dong Zhang
Nanjing Derun Shipping Co., Ltd.   Controlled by Mr. Dong Zhang, former principal shareholder, Chief Shipping Officer and director
Top Wisdom Shipping Management Co. Limited   Related to Mr. Dong Zhang
Max Bright Marine Service Co. Ltd.   Related to Mr. Dong Zhang
Top Legend Shipping Co. Limited   Related to Mr. Dong Zhang
Top Creation International (HK) Limited   Related to Mr. Dong Zhang
Top Moral Shipping Limited   Related to Mr. Dong Zhang
New Galion Group (HK) Co. Ltd (“New Galion”)   Controlled by Dr. Guohua Zhang
High-Trend Holdings USA LLC (“High-Trend”)   Controlled by Mr. Jinyu Chang, a major shareholder of the Company
Speed Wealthy Ltd.   Controlled by Mrs.Ran Li (Mrs. Li is Dong Zhang’s spouse)

 

(1) Effective March 13, 2025, Mr. Jinyu Chang resigned as the Chairman of our Board of Directors, but continued to serve as a director of the Company. Also, effective March 13, 2025, Mr. Christopher Nixon Cox was elected to serve as a director and the Chairman of our Board of Directors.

 

(a) Due from related parties

 

Due from related parties consisted of the following:

 

  

April 30,

2026

   October 31,
2025
 
         
Top Moral Shipping Limited (1)  $
-
   $366,612 
Topsheen Shipping Limited (1)   46,173    1,062,196 
Total  $46,173   $1,428,808 

  

(1) The balance mainly represents certain payments made for vessel leases, which were subsequently cancelled and was subject to refund as of October 31,2025. The balance was fully collected as of December 31, 2025.

 

F-17

 

  

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 9 — RELATED PARTY TRANSACTIONS (continued)

 

(b) Due to related parties

 

Due to related parties consisted of the following:

 

  

April 30,

2026

  

October 31,

2025

 
Topsheen Shipping Limited  $297,923   $
-
 
Shanghai Weisheng International Logistics Co., Ltd.   267    10,724 
Jinyu Chang   5,000    75,255 
High-Trend (1)   2,373,951    5,080 
Total  $2,677,141   $91,059 

 

(1) On April 27, 2026, High-Trend paid $2.6 million on behalf of the Company to pay off the promissory note (see Note 7). This transaction was structured as a short term promissory note due to High-Trend, payable upon maturity. For the six months ended April 30, 2026, the Company repaid $226,049 of the principal balance. As of April 30, 2026, the remaining balance of $2,373,951 was fully repaid by May 21, 2026.

 

(c) Issuance of shares for private placement/warrants settlement to related parties

 

On March 10, 2025, the Company closed a private placement of 67,985 Class A Ordinary Shares at a price of $65.5 per share (aggregate consideration of $4,452,999) to Speed Wealthy. On the same date, the Company, Speed Wealthy and Topsheen Shipping Limited entered into an agreement, the Company’s issuance of shares to Speed Wealthy served as satisfaction of the Company’s $4,452,999 debt obligation to Topsheen Shipping Limited.

 

On March 24, 2025, the Company exchanged 133,828 warrants held by High-Trend into 100,000 Class B Ordinary Shares. Immediately prior to transaction, the warrants were classified as equity. Based on the valuation report issued by an independent valuation firm, the fair value of the 100,000 Class B Ordinary Shares approximated the fair value of the 133,828 warrants immediately before the settlement, as a result, the Company determined that there was no gain or loss to be recognized for this transaction.

 

These transactions represent non-cash financing activities.

 

(d) Services provided by related parties

 

      For the six
months ended
April 30,
   For the six
months ended
April 30,
 
      2026   2025 
Topsheen Shipping Limited  Vessel leasing  $47,785,926   $22,745,704 
Max Bright Marine Service Co. Ltd  Vessel leasing   2,177,656    2,192,188 
Top Wisdom Shipping Management Co. Limited  Freight services   118,565    35,304 
Top Creation International (HK) Limited  Vessel leasing   1,495,454    2,718,771 
Nanjing Derun Shipping Co., Ltd.  Collection agent   358,836    302,839 
Top Moral Shipping Limited  Vessel leasing   2,754,231    2,086,388 
Top Legend Shipping Co. Limited  Vessel leasing   2,160,613    2,186,844 
Total     $56,851,281   $32,268,038 

 

F-18

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 9 — RELATED PARTY TRANSACTIONS (continued)

 

(e) Services provided to related parties

 

The Group provides transportation/freight services to related parties frequently throughout the year pursuant to one-off arrangements. 

 

   For the six
months ended
April 30,
   For the six
months ended
April 30,
 
   2026   2025 
Shanghai Weisheng International Logistics Co., Ltd  $31,299   $51,882 
Nanjing Derun Shipping Co., Ltd   
-
    23,688 
Total  $31,299   $75,570 

 

(f) Strategic purchase contract with a related party

 

For the six months ended April 30, 2025, the Company issued Class A Ordinary Shares as share-based compensation to its director and executive officers and employees, among that, the Company issued in aggregated of 140,000 Class A Ordinary Shares to Mr. Dong Zhang for the purpose of providing incentives for future business development. The share awards vested in accordance with the terms of their service contracts, which generally up to 3 years. The total fair value of the share awards to Mr. Dong Zhang amounted to $10,700,000, determined based on the Company’s share price at grant dates and the Company recognized $470,000 and $7,978,548 in share-based compensation expenses for the six months ended April 30, 2026 and 2025, respectively. Furthermore, for the six months ended April 30, 2025, the Company issued 22,664 Class A Ordinary Shares to the former Chief Executive Officer for his past service. The fair value of the related share awards was $2,351,390, which was recognized as share-based compensation expenses for the six months ended April 30, 2025. (Details refer to Note 11 Equity -Class A ordinary shares issued for share-based compensation).

 

For the six months ended April 30, 2026, the Company granted Mr. Christopher Nixon Cox market-priced stock options to purchase an aggregate of 1,030,000 class A Ordinary Shares of the Company. The option awards vested in accordance with the terms of his service contracts, which generally based on performance. The total fair value of the vested option awards to Mr. Christopher Nixon Cox amounted to $488,386, determined based on Black Scholes Model and the Company recognized $423,034 in share-based compensation expenses for the six months ended April 30, 2026. (Details refer to Note 11 Equity -Class A ordinary shares issued for share-based compensation).

 

F-19

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 10 — TAXES

 

(a) Corporate Income Taxes (“CIT”)

 

Cayman

 

Caravelle is incorporated in the Cayman Islands as an offshore holding company and is not subject to tax on income or capital gain under the laws of the Cayman Islands.

 

BVI

 

SGEX is incorporated in the British Virgin Islands (“BVI”) as an offshore holding company and is not subject to tax on income or capital gain under the laws of BVI.

 

Samoa

 

Topsheen Shipping Group Corporation was incorporated in Samoa. There is no income tax for income sourced or earned outside Samoa. Accordingly, the Company’s consolidated financial statements do not present any income tax provisions related to Samoa tax as all income was earned outside of Samoa.  If the Company had any income sourced in Samoa, it would be taxed at 27%.

 

Singapore

 

Under Singapore tax laws, subsidiaries in Singapore are subject to statutory income tax rate at 17.0% if revenue is generated in Singapore and there are no withholding taxes in Singapore on remittance of dividends.

 

Topsheen Companies participates under the Maritime Sector Incentive-Approved International Shipping Enterprise (MSI-AIS) award in Singapore. All qualified shipping income derived from the shipping activity of Topsheen Companies is exempt from taxation for the duration of MSI-AIS approval. The MSI-AIS approval was received in November 2015 for a period of ten years and extended for another ten years in November 2025. The impact of the tax exemption noted above decreased taxes by $nil for the six months ended April 30, 2026 and 2025. The benefit of the tax exemption on net income (loss) per share (basic and diluted) were $nil per share for the six months ended April 30, 2026 and 2025. As the Company’s revenue are 100% generated from exempt income, the Company’s net operating loss is not eligible to carried forward for further taxable profit offset. No deferred tax assets were recognized as of April 30, 2026 and October 31, 2025.

 

United States

 

Pursuant to the U.S. Internal Revenue Code (the “Code”), U.S.-source income from the international operation of ships is generally exempt from U.S. tax if the company operating the ships meets certain requirements. Among other things, in order to qualify for this exemption, the company operating the ships must be incorporated in a country which grants an equivalent exemption from income taxes to U.S. corporations.

 

i) The components of the Group’s income tax provision are as follows:

 

   For the six
months ended
April 30,
   For the six
months ended
April 30,
 
   2026   2025 
Current  $
-
   $1,280 
Deferred   
-
    
-
 
Total  $
-
   $1,280 

 

F-20

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 10 — TAXES (continued)

 

a) Corporate Income Taxes (“CIT”) (continued)

 

ii) The following table summarizes the Group’s deferred tax assets resulting from differences between financial accounting basis and tax basis of assets and liabilities:

 

    

April 30,

2026

    October 31,
2025
 
Deferred tax liability:          
Depreciation for tangible assets  $
-
   $
-
 
Total  $
-
   $
-
 

 

The Group’s loss before income taxes consisted of:

 

  

For the six
months ended
April 30,

  

For the six
months ended
April 30,

 
   2026   2025 
Non-Singapore  $(5,804,776)  $(14,394,078)
Singapore   2,282,683    1,989,574 
Total  $(3,522,093)  $(12,404,504)

 

The following table reconciles the Singapore statutory rates to the Group’s effective tax rate for the six months ended April 30, 2026 and 2025.

 

   For the six
months ended
April 30,
   For the six
months ended
April 30,
 
   2026   2025 
Singapore Statutory income tax rate   17.0%   17.0%
Differential of local statutory tax rate   (28.0)%   (19.7)%
Effect of preferential tax rate   12.5%   2.9%
Non-deductible items and others *   (1.5)%   (0.2)%
Effective tax rate   
-
%   
-
%

 

* Non-deductible items and others represent excess expenses and losses not deductible for Singapore tax purpose.

 

(b) Taxes payable

 

Taxes payable consist of the following: 

 

  

April 30,

2026

   October 31,
2025
 
         
Income tax payable  $9,075   $9,213 
Total taxes payable  $9,075   $9,213 

 

F-21

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 11 — EQUITY

 

Ordinary Shares 

 

On January 3, 2025, at the Company’s Annual General Meeting of Shareholders, shareholders approved the proposed re-designation and re-classification of 497,500,000 Ordinary Shares of a par value of $0.0001 each in the capital of the Company (including all of the issued and outstanding shares) as 497,500,000 Class A Ordinary Shares, and a proposed re-designation and re-classification of 2,500,000 unissued Class A Ordinary Shares of a par value of $0.0001 each in the capital of the Company as 2,500,000 Class B Ordinary Shares, so that the authorized share capital of the Company is $50,000 divided into 497,500,000 Class A Ordinary Shares of a par value of $0.0001 each and 2,500,000 Class B Ordinary Shares of a par value of $0.0001 each. Class A Ordinary Shares and Class B Ordinary Shares have equal economic rights but unequal voting rights. Class A Ordinary Shares receive one vote each and Class B Ordinary Shares receive twenty votes each.

 

Each Class B Ordinary Share is convertible into one (1) Class A Ordinary Share at any time by the holder thereof. In no event may Class A Ordinary Shares be converted into Class B Ordinary Shares. Subject to the Amended and Restated Memorandum and Articles, upon any sale, transfer, assignment or disposition of any Class B Ordinary Shares by a holder thereof to any person which is not an affiliate of such holder, or upon a change of beneficial ownership of any Class B Ordinary Shares as a result of which any person who is not an affiliate of such holder becomes a beneficial owners of such Class B Ordinary Shares, such Class B Ordinary Shares will be automatically and immediately converted into an equal number of Class A Ordinary Shares.

 

On July 16, 2025, the Company effected a one-for-twenty-five share consolidation of its issued and outstanding Class A Ordinary Shares and Class B Ordinary Shares. As a result of the share consolidation, each 25 Ordinary Shares of a par value of $0.0001 were consolidated into one ordinary share with a par value of $0.0025. In connection with the share consolidation, the Company also approved an increase in its authorized share capital.

 

In August 2025, the Company issued 25,889 Class A Ordinary Shares for fractional shares in connection with the share consolidation reconciliation. No cash was paid in lieu of fractional shares. All historical share and per share amounts in these financial statements have been retroactively adjusted to reflect the share consolidation.

 

On May 7, 2026, the Company held an extraordinary general meeting of shareholders (the “General Meeting”) and a meeting of Class A ordinary share shareholders (the “Class A Meeting”). At the General Meeting, the shareholders voted to approve the proposed to increased authorized share capital of the Company from $1,250,000 divided into 489,900,000 Class A Ordinary Shares of a par value of $0.0025 each and 10,100,000 Class B Ordinary Shares of a par value of $0.0025 each, to $5,275,250 divided into 2,000,000,000 Class A Ordinary Shares of a par value of $0.0025 each and 110,100,000 Class B Ordinary Shares of a par value of $0.0025 each.

 

At the Class A Meeting, the Class A shareholders voted to approve the proposed to increase the voting rights of each class B ordinary share from twenty (20) votes to one hundred (100) votes on all matters subject to vote.

 

As of April 30, 2026 the Company had an aggregate of 6,755,324 Ordinary Shares issued and outstanding, consisting of 6,655,324 Class A Ordinary shares (excluding the 630,000 Pre-Delivery Shares, effectively returned and cancelled on May 4, 2026, pursuant to notice given on April 30, 2026 (Note 7)) and 100,000 Class B Ordinary Shares, respectively.

 

As of October 31, 2025, the Company had an aggregate of 6,732,441 Ordinary Shares issued and outstanding, consisting of 6,632,441 Class A Ordinary Shares and 100,000 Class B Ordinary Shares. 

 

Shares issued for promissory note

 

On November 3, 2025, the Company issued 22,883 Commitment Shares and 630,000 Pre-Delivery Shares to an investor. On April 28, 2026, the investor agreed to return 630,000 Pre-Delivery Shares to the Company due to the Termination Agreement. Following notice given on April 30, 2026, the 630,000 Pre-Delivery Shares were effectively returned and cancelled on May 4, 2026. (see Note 7)

 

F-22

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 11 — EQUITY (continued)  

  

Class A Ordinary Shares issued for share-based compensation

 

Consultants

 

Since fiscal year 2024, the Company issued an aggregate of 551,836 Class A Ordinary Shares to certain consultants as compensation to replace their related cash compensation. Service terms generally range from several months to 3 years. For the six months ended April 30, 2026, the Company recorded $1,001,303. As of April 30, 2026 and October 31, 2025 the unrecognized share-based compensation expense related to unamortized shares issued amounted to $1,716,776 and $2,718,079, which was considered as prepaid share-based compensation and recorded as a deferred compensation expense.

 

Executive officers, directors and employees

 

Since fiscal year 2024, the Company issued an aggregate of 415,169 Class A Ordinary Shares, consisting of 241,837 Class A Ordinary Shares issued to executive officers and directors and 173,332 Class A Ordinary Shares issued to the rest of employees, for the purpose of replacing their cash salaries and providing incentives for future business development. The share awards vested in accordance with the terms of their service contracts, which generally up to 3 years. For the six months ended April 30, 2026, the Company recorded $1,958,334 in share-based compensation expenses of the Group’s unaudited condensed consolidated statement of operations, which consisted of share-based compensation expense of $1,488,334 related to executive officers and directors and share based compensation expense of $ 470,000 related to certain employees. As of April 30, 2026 and October 31, 2025, the unrecognized share-based compensation expense related to unvested shares issued amounted to $7,423,134 and $9,381,468

 

Incentive Plan

 

On March 13, 2026, the Company established a long-term, performance-based equity incentive plan for Mr. Christopher Nixon Cox, to align the leadership’s performance with the creation of long-term shareholder value. Pursuant to a stock option agreement, Mr. Christopher Nixon Cox was granted market-priced stock options to purchase an aggregate of 1,030,000 class A ordinary shares, at an exercise price of $8.27 per share (based on the closing price on the Nasdaq Capital Market on the grant date). The grant consists of two tranches: 80,000 shares (Tranche 1) and 950,000 shares (Tranche 2). Under the plan, 970,000 of the options shall vest only upon the achievement of key strategic milestones specified in the Agreement. As of April 30, 2026, the Company assessed that the performance milestones were not probable of achievement. Consequently, no compensation expense has been recognized for the 970,000 stock options for the six months then ended. For the six months ended April 30, 2026, the Company recorded share-based compensation expense of $423,034 related to vested options. As of April 30, 2026, the unrecognized share-based compensation expense related to unvested non-milestones options amounted to $65,352.

 

F-23

 

 

HIGH-TREND INTERNATIONAL GROUP AND SUBSIDIARIES

NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

 

Note 12 — COMMITMENTS AND CONTINGENCIES

 

Contingencies

 

The Group may be involved in various legal proceedings, claims and other disputes arising from the commercial operations, projects, employees and other matters which, in general, are subject to uncertainties and in which the outcomes are not predictable. The Group determines whether an estimated loss from a contingency should be accrued by assessing whether a loss is deemed probable and can be reasonably estimated. Although the Group can give no assurances about the resolution of pending claims, litigation or other disputes and the effect such outcomes may have on the Group, the Group believes that any ultimate liability resulting from the outcome of such proceedings, to the extent not otherwise provided or covered by insurance, will not have a material adverse effect on the Group’s consolidated financial position or results of operations or liquidity.

 

Commitments

 

The Group had non-cancellable operating lease agreements (See Note 8).

 

Note 13 — SUBSEQUENT EVENTS

 

On May 14, 2026, the Company closed a securities purchase agreement with certain institutional investors for the issuance and sale of 2,307,700 Class A Ordinary Shares, at an offering price of $6.50 per share. The Company received gross proceeds of approximately $15 million before deducting placement agent fees and other estimated offering expenses payable by the Company. 

 

In June 2026, a third-party service provider of the Company indicated that they will imminently commence a legal proceeding against the Company. Legal proceedings have not formally commenced as of the date of the filing date of this report. As of the filing date of this report, the outcome of such proceeding cannot be predicted; however, the Group does not anticipate that the final outcome arising out of any such matter will have a material adverse effect on our consolidated financial position, cash flows or results of operations.

 

The Company has assessed all events occurred from April 30, 2026 up through July 22, 2026, and determined that there are no other material subsequent events that require disclosure.

 

F-24

 

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Exhibit 99.2

 

MANAGEMENT’S DISCUSSION AND ANALYSIS

 

You should read the following discussion and analysis of our financial condition and results of operations in conjunction with our unaudited condensed consolidated financial statements and the related notes. This discussion contains forward-looking statements as defined in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934 (the “Exchange Act”) that involve significant risks and uncertainties. These forward-looking statements include information about our possible or assumed future results of operations or our performance. Words such as “will,” “expects,” “intends,” “plans,” “believes,” “anticipates,” “estimates,” and variations of such words and similar expressions are intended to identify the forward-looking statements. Our actual results and the timing of selected events could differ materially from those anticipated in these forward-looking statements as a result of various factors. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date hereof. We undertake no obligation to publicly update or revise any forward-looking statements contained herein. Readers are encouraged to read the risk factors identified in the section entitled “Item 3.D. — Risk Factors” of our annual report on Form 20-F for the fiscal year ended October 31, 2025, as filed with the SEC on January 23, 2026. 

 

A. Operating Results

 

Overview

 

We are an international provider of ocean transportation services. We are engaged in seaborne transportation services under voyage contracts as well as vessel services for and on behalf of ship owners. We conduct this business through the Topsheen Companies. For the six months ended April 30, 2026 and 2025, our revenues were approximately $137.5 million and $99.4 million, respectively, and we incurred net losses of $3.5 million and $12.4 million, respectively.

 

Recent Developments

 

Following notice given on April 30, 2026, the 630,000 Class A Ordinary Shares previously issued as pre-delivery shares in connection with our securities purchase agreement with Streeterville Capital, LLC were effectively returned and cancelled on May 4, 2026.

 

On May 7, 2026, we held an extraordinary general meeting of shareholders and a meeting of holders of Class A Ordinary Shares. At the extraordinary general meeting, shareholders approved an increase in our authorized share capital from $1,250,000, divided into 489,900,000 Class A Ordinary Shares of a par value of $0.0025 each and 10,100,000 Class B Ordinary Shares of a par value of $0.0025 each, to $5,275,250, divided into 2,000,000,000 Class A Ordinary Shares of a par value of $0.0025 each and 110,100,000 Class B Ordinary Shares of a par value of $0.0025 each. At the meeting of holders of Class A Ordinary Shares, the Class A shareholders approved an increase in the voting rights of each Class B Ordinary Share from twenty votes to one hundred votes on all matters subject to shareholder vote.

 

On May 14, 2026, we closed a securities purchase agreement with certain institutional investors for the issuance and sale of 2,307,700 Class A Ordinary Shares, at an offering price of $6.50 per share. We received gross proceeds of approximately $15 million before deducting placement agent fees and other estimated offering expenses payable by us.

 

On May 21, 2026, we repaid the remaining $2,373,951 balance outstanding under a promissory note payable by us to High-Trend Holdings USA LLC, a related party controlled by Mr. Jinyu Chang, one of our major shareholders. This obligation had been incurred on April 27, 2026 when High-Trend Holdings USA LLC paid $2.6 million on behalf of us to pay off our obligations under a promissory note.

 

In June, 2026, one of our third-party service providers indicated that they will imminently commence a legal proceeding against us arising from a breach of contract claim. Formal legal proceedings have not commenced as of the date hereof. As of the date hereof, the outcome of such proceeding cannot be predicted; however, we not anticipate that the final outcome arising out of any such matter will have a material adverse effect on our consolidated financial position, cash flows or results of operations.

 

 

 

 

Key Factors that Affect Operating Results

 

We primarily derive our revenues from voyage contracts and provide vessel services. We intend to enhance our freight transportation revenues and services and acquire new customers by increasing our market penetration with deeper market coverage and a broader geographical reach.

 

Global Macroeconomic Conditions

 

Our operating results are significantly influenced by global macroeconomic conditions, which affect international trade volumes and the demand for dry bulk shipping services. Economic growth, industrial production, infrastructure investment, manufacturing activity, and consumer demand in major economies, particularly China and other countries in the Asia-Pacific region, directly influence seaborne trade of commodities, including coal and other dry bulk cargoes. Conversely, periods of economic slowdown, recessionary conditions, elevated inflation, or reduced industrial activity may decrease import and export volumes, resulting in lower vessel utilization, reduced freight rates and increased competition among shipping companies.

 

In addition, geopolitical tensions, changes in trade policies, tariffs, sanctions, supply chain disruptions and regional conflicts may alter global trade flows, increase market uncertainty or reduce overall shipping demand. Because our business depends on the continued movement of commodities across international markets, prolonged weakness in global economic activity or significant disruptions to international trade could adversely affect our revenue, profitability and cash flows. While changes in trade patterns may occasionally create longer voyage distances or new shipping opportunities, there can be no assurance that such benefits would offset the adverse effects of weaker global trade or lower freight demand.

 

Energy Prices

 

Marine fuel is one of our largest operating expenses and represented approximately 23% of our total operating costs during fiscal 2025 and the six months ended April 30, 2026. Accordingly, fluctuations in global energy prices have a direct impact on our operating costs, margins and cash flows. Crude oil and marine fuel prices are influenced by numerous factors outside our control, including global supply and demand, production decisions by OPEC and other oil-producing countries, refinery capacity, environmental regulations and geopolitical developments.

 

Recent geopolitical developments in the Middle East, including heightened tensions involving Iran and the Strait of Hormuz, have increased uncertainty in global energy markets. The Strait of Hormuz is one of the world’s most significant maritime chokepoints for crude oil and petroleum product exports, and any actual or threatened disruption to vessel traffic through this region could materially increase crude oil and marine fuel prices, reduce fuel availability, increase insurance and security costs, and disrupt global shipping routes. Even if vessel traffic is not materially interrupted, heightened geopolitical risks may result in increased market volatility and higher operating costs for shipping companies.

 

Although freight markets may, over time, partially adjust to sustained increases in fuel costs, there can be no assurance that we will be able to recover higher fuel expenses through freight rates or other pricing mechanisms on a timely basis. Accordingly, significant or prolonged increases in energy prices or disruptions in fuel supply could adversely affect our operating results and financial condition.

 

Interest Rate Environment

 

Changes in global interest rates may affect our business both directly and indirectly. Higher interest rates generally increase borrowing costs for shipping companies and their customers, reduce liquidity in global financial markets and may limit the availability of financing for vessel acquisitions, fleet expansion and working capital. Elevated interest rates may also reduce global economic growth, industrial production and international trade, thereby lowering demand for dry bulk shipping services.

 

2

 

 

To the extent we utilize variable-rate borrowings or obtain additional financing in the future, increases in benchmark interest rates could increase our interest expense and reduce our profitability and operating cash flows. In addition, higher interest rates may increase the discount rates used by investors when valuing shipping companies, potentially affecting market valuations and access to capital. Although central banks have begun easing monetary policy in certain jurisdictions, the future path of global interest rates remains uncertain and will depend on inflation, economic growth and other macroeconomic developments. Accordingly, sustained higher interest rates or renewed monetary tightening could adversely affect our business, financial condition and results of operations.

  

Foreign Exchange Rate Risk 

 

We generate all of our revenues in U.S. dollars but currently incur some of our costs and operating expenses (around 5% for the six months ended April 30, 2026 and 2025) in currencies other than the U.S. dollar, primarily the Euro and Singapore Dollar. For accounting purposes, expenses incurred in Euros and Singapore Dollars are converted into U.S. dollars at the exchange rate prevailing on the date of each transaction. The amount and frequency of some of these expenses, such as vessel repairs, supplies and stores, may fluctuate from period to period. Depreciation in the value of the dollar relative to other currencies increases the dollar cost to us of paying such expenses. The portion of our expenses incurred in other currencies could increase in the future, which could expand our exposure to losses arising from currency fluctuations. Currently, we do not consider the risk from exchange rate fluctuations to be material for our results of operations and therefore, we are not engaged in derivative instruments to hedge part of those expenses.

 

Inflation risk

 

Our operations expose us to the effects of inflation. For the six months ended April 30, 2026, we experienced increased average market prices for ship leases, oil and port charges. In the event that inflation becomes a more significant factor in the world economy, inflationary pressures could result in increased operating and financing costs. Although historically the ocean shipping industry has been able to largely offset the inflationary pressure by passing the costs of inflation onto its customers, the industry as a whole and we in particular may not be able to offset such costs sufficiently, in which case our cash flows and results would be negatively impacted.

 

Known Trends and Uncertainties

 

 Our results for the six months ended April 30, 2026 reflected increased voyage activity and a material expansion of our ocean freight business, including our entry into coal transportation routes covering Australia to China, Indonesia to Southeast Asia and Vietnam. Total revenue increased to approximately $137.5 million for the six months ended April 30, 2026 from approximately $99.4 million for the six months ended April 30, 2025, primarily driven by higher ocean freight revenue. We expect our ability to sustain this revenue growth to depend on continued demand for coal and dry bulk transportation, customer activity on these routes, vessel availability and broader ocean freight market conditions, however, we cannot assure you that the demand conditions, route utilization or freight rates experienced during the six months ended April 30, 2026 will continue in future periods.

 

At the same time, our gross margin declined as cost growth outpaced revenue growth. Cost of revenues increased to approximately $133.7 million for the six months ended April 30, 2026 from approximately $95.5 million for the six months ended April 30, 2025, while gross profit decreased to approximately $3.8 million from approximately $4.0 million and gross margin decreased to 2.7% from 4.0%. The increase in cost of revenues was driven principally by higher shipping volumes, increased sailing days, ship lease expense, oil expense, port fees and congestion-related docking and berthing costs.

 

Our business remains subject to macroeconomic, geopolitical and industry-specific conditions affecting shipping demand, trade flows and operating costs.  Weakening global economic conditions, particularly in the Asia Pacific region, trade protectionism, regional conflict, sanctions, piracy, tighter import and export controls, increases in marine fuel prices and increases in port fees and stevedoring expenses. Inflationary pressures may also increase operating and financing costs, including through higher ship lease rates, oil costs and port charges. These factors could materially affect customer demand, voyage economics, freight rates, vessel utilization and our ability to maintain or improve profitability. 

 

3

 

 

Results of Operations

 

For the six months ended April 30, 2026 and 2025

 

The following table summarizes the results of the Group’s operations for the six months ended April 30, 2026 and 2025, respectively, and provides information regarding the dollar and percentage increase during such periods. 

 

   For the Six Months Ended         
   April 30,       % 
   2026   2025   Change   Change 
REVENUE:                
Ocean freight revenue  $136,933,232   $98,993,119   $37,940,113    38.3%
Vessel services revenue and others   519,246    422,840    96,406    22.8%
Total revenue   137,452,478    99,415,959    38,036,519    38.3%
COST OF REVENUE:                    
Cost of revenue   133,694,577    95,454,109    38,240,468    40.1%
GROSS PROFIT   3,757,901    3,961,850    (203,949)   (5.1)%
                     
OPERATING EXPENSES:                    
Share-based compensation   3,382,671    14,245,605    (10,862,934)   (76.3)%
General and administrative expenses   2,637,387    2,118,962    518,425    24.5%
Total operating expenses   6,020,058    16,364,567    (10,344,509)   (63.2)%
LOSS FROM OPERATIONS   (2,262,157)   (12,402,717)   10,140,560    (81.8)%
                     
OTHER INCOME (EXPENSE)                    
Interest income   27,811    6,652    21,159    318.1%
Interest expense   (360,728)   (30,214)   (330,514)   1,093.9%
Loss on extinguishment of promissory note   (945,554)   -    (945,554)   100%
Other income, net   18,535    21,775    (3,240)   (14.9)%
Total other income (expense), net   (1,259,936)   (1,787)   (1,258,149)   70,405.7%
LOSS BEFORE INCOME TAXES   (3,522,093)   (12,404,504)   8,882,411    (71.6)%
                     
PROVISION FOR INCOME TAXES   -    1,280    (1,280)   (100.0)%
NET LOSS  $(3,522,093)  $(12,405,784)  $8,883,691    (71.6)%

 

Revenues

 

For the six months ended April 30, 2026, our total revenue was approximately $137.5 million, compared to approximately $99.4 million for the six months ended April 30, 2025. This represents a revenue increase of approximately $38.0 million, or 38.3%. The overall increase in revenue was primarily attributable to the Company’s entry into the coal transportation business, with routes covering key regions such as Australia to China, Indonesia to Southeast Asia and Vietnam, significantly expanding the dry bulk cargo transportation category. At the same time, the global demand for coal imports and exports surged, further driving business growth.

 

Revenue from ocean freight increased by approximately $37.9 million or 38.3%, from approximately $99.0 million in the six months ended April 30, 2025 to approximately $136.9 million in the six months ended April 30, 2026, due to increased ocean freight market demand. The total number of voyage days was 4,698 days for the six months ended April 30, 2026, an increase of 1,278 days from 3,420 days for the six months ended April 30, 2025. The average charge per day was approximately $29,149 per day for the six months ended April 30, 2026, representing an increase of approximately $204 from $28,945 per day for the six months ended April 30, 2025.

 

4

 

 

Revenue from vessel services and others increased from $0.4 million in the six months ended April 30, 2025 to approximately $0.5 million in the six months ended April 30, 2026. 

 

Cost of Revenues

 

The Group’s cost of revenues mainly consists of ship lease expenses, oil expenses, port fees and other related costs. The Group’s cost of revenues amounted to approximately $133.7 million for the six months ended April 30, 2026, representing an increase of approximately $38.2 million, or 40.1%, compared to approximately $95.5 million for the six months ended April 30, 2025 due to shipping volumes drove costs upward through several interconnected factors: increased sailing days led to substantially higher ship lease and oil expenses. Furthermore, the heavier shipping traffic caused widespread port congestion, resulting in longer vessel docking and berthing times, which in turn caused port charges to rise accordingly. Ship lease expenses were approximately $65.6 million for the six months ended April 30, 2026, representing an increase of approximately $20.7 million compared to approximately $44.9 million for the six months ended April 30, 2025, primarily due to extended voyage durations under charters with Topsheen Shipping Limited during the period. Oil expenses were approximately $30.8 million for the six months ended April 30, 2026, representing an increase of approximately $6.2 million compared to approximately $24.7 million for the six months ended April 30, 2025. Port fees were approximately $31.0 million for the six months ended April 30, 2026, representing an increase of approximately $9.0 million compared to approximately $22.0 million for the six months ended April 30, 2025.

 

Gross profit

 

Our gross profit amounted to approximately $3.8 million for the six months ended April 30, 2026 compared to approximately $4.0 million for the six months ended April 30, 2025. The gross profit as a percentage of revenue for the six months ended April 30, 2026 and 2025, was 2.7% and 4.0%, respectively. The decrease in gross profit margin was mainly driven by higher costs, which outpaced the growth in revenue yields.  

 

Operating Expenses 

 

   For the Six Months Ended         
   April 30       % 
   2026   2025   Change   Change 
OPERATING EXPENSES:                
Share-based compensation  $3,382,671   $14,245,605   $(10,862,934)   (76.3)%
General and administrative   2,637,387    2,118,962    518,425    24.5%
Total  $6,020,058   $16,364,567   $(10,344,509)   (63.2)%

 

Our operating expenses consist of share-based compensation and general and administrative expenses. Operating expenses decreased by approximately $10.3 million, or 63.2%, from approximately $16.4 million for six months ended April 30, 2025 to approximately $6.0 million for the six months ended April 30, 2026. The decrease in the Group’s operating expenses was primarily due to a decrease of approximately $10,9 million in share-based compensation.

 

Share-based compensation consists of shares issued to certain directors, managers and consultants instead of cash salaries. The expense decreased significantly by $10.9 million to $3.4 million for the six months ended April 30, 2026, compared to $14.2 million in the same period last year, primarily due to significant equity granted to executives and non-executive employees as incentive and vested in the first half of last year. The $3.4 million of share-based compensation expenses for the six months ended Apil 30, 2026, consisted of (i) approximately $1.5 million attributable to executive officers and directors, (ii) approximately $0.5 million attributable to employees other than executive officers, and (iii) approximately $1.4 million attributable to consultants. The $14.2 million of share-based compensation expenses for the six months ended Apil 30, 2025, consisted of (i) approximately $0.8 million attributable to executive officers and directors, (ii) approximately $11.3 million attributable to employees other than executive officers, and (iii) approximately $2.2 million attributable to consultants.

 

General and administrative expenses primarily consist of salary and compensation expenses related to the Group’s accounting, human resources and executive office personnel, and included rental, depreciation and amortization expenses, office overhead, professional service fees and travel and transportation costs. General and administrative expenses increased by approximately $0.5 million or 24.5% from approximately $2.1 million for the six months ended April 30, 2025 to approximately $2.6 million for the six months ended April 30, 2026.

 

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Interest expense

 

Interest expense increased from approximately $0.03 million for the six months ended April 30, 2025 to approximately $0.4 million due to interest accretion on the promissory notes issued in November 2025.

 

Loss on extinguishment of promissory note

 

On October 29, 2025, the Company entered into a securities purchase agreement (the “Securities Purchase Agreement”) with an accredited investor pursuant to which the Company agreed to issue and sell to the Investor of its Class A Ordinary Shares, in one or more pre-paid advance purchases (each, a “Pre-Paid Purchase” and collectively, the “Pre-Paid Purchases”) for an aggregate purchase price of up to $20,000,000. Each Pre-Paid Purchase accrues interest at the rate of 8% per annum. The initial Pre-Paid Purchase of $3,230,000 transaction closed on October 29, 2025. On April 28, 2026, the Company terminated the Securities Purchase Agreement. Loss on extinguishment of promissory note amounted to $945,554. Following notice given on April 30, 2026, the 630,000 Class A Ordinary Shares previously issued as pre-delivery shares in connection with our securities purchase agreement with Streeterville Capital, LLC were effectively returned and cancelled on May 4, 2026.

 

Other Expenses, net

 

Other expense, net primarily consists of other miscellaneous income and foreign exchange loss. Other expense, net was approximately $0.02 million for the six months ended April 30, 2026 and 2025, remaining relatively stable year-over-year.

 

Provision for Income Taxes

 

Our provision for income taxes was $nil and $1,280 for the six months ended April 30, 2026 and 2025, respectively. The Topsheen Companies are eligible for and participate under the Maritime Sector Incentive-Approved International Shipping Enterprise (MSI-AIS) award program in Singapore. We renewed for an additional 10 years in November 6, 2025, and commencing on 1 December 2025. All qualified shipping income derived from the shipping activity of Topsheen Companies is exempt from taxation for the duration of our subsidiaries MSI-AIS participation in this program.

 

Net Loss

 

As a result of the foregoing, our net loss amounted to approximately $3.5 million for the six months ended April 30, 2026 compared to approximately $12.4 million for the six months ended April 30, 2025.

 

B. Liquidity and Capital Resources

 

We are a holding company with no material operations of our own. We conduct our operations primarily through our subsidiaries in Singapore. Our ability to pay dividends depends upon dividends paid by our subsidiaries in Singapore. These subsidiaries are permitted to pay dividends to only out of their retained earnings, if any, as determined in accordance with Singapore accounting standards and regulations. We would need to accrue and pay withholding taxes if we were to distribute funds from our subsidiaries in Singapore to us.

 

In assessing our liquidity, we monitor and analyze our cash on hand, ability to generate sufficient revenue sources in the future, and our operating and capital expenditure commitments. We have historically funded our working capital needs primarily from operations, bank loans, and advances from shareholders and intends to continue doing so in the near future to ensure sufficient working capital. As of April 30, 2026, we had cash of $17.3 million. Advances from customers included in current liabilities amounted to $8.0 million mainly representing the advances from customers that will be recognized as revenue in the next fiscal year when the services are provided. We intend to finance our future working capital requirements and capital expenditures from financing activities.

 

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The following summarizes the key components of our cash flows for the six months ended April 30, 2026 and 2025.

 

   For the Six Months Ended
April 30,
 
   2026   2025 
Net cash provided by operating activities  $5,913,722   $6,521,953 
Net cash provided by (used in) investing activities   -    (5,071)
Net cash provided by (used in) financing activities   1,292,367    (131,023)
Net increase in cash and cash equivalents  $7,206,089   $6,385,859 

 

Operating Activities

 

Net cash provided by operating activities was approximately $5.9 million for the six months ended April 30, 2026. Cash used in operating activities for the six months ended April 30, 2026 mainly consisted of net loss of approximately $3.5 million, adjusted for certain non-cash items primarily consisting of issuance of shares for service of approximately $3.4 million, loss on extinguishment of promissory note of approximately $0.9 million, Interest and surcharges accrued for promissory note of approximately $0.5 million and changes in certain working capital accounts that primarily consisting of a decrease in accounts receivable of approximately $2.1 million due to collections in the six months ended April 30, 2026, cash provided by due from related party of approximately $1.5 million, cash provided by prepayment and other assets of approximately $1.2 million, cash provided by advances from customers of approximately $0.6 million, offset by cash used in accrued expense and other liabilities of approximately $1.0 million due to progress payments made.

 

Net cash provided by operating activities was approximately $6.5 million for the six months ended April 30, 2025. Cash used in operating activities for the six months ended April 30, 2025 mainly consisted of net loss of approximately $12.4 million, adjusted for certain non-cash items primarily consisting of issuance of shares for service of approximately $14.2 million, and changes in certain working capital accounts that primarily consisting of a decrease in accounts receivable of approximately $3.7 million due to collections in the six months ended April 30, 2025, cash provided by advances from customers of approximately $1.1 million, cash provided by prepayment and other assets of approximately $0.3 million and increased accounts payable of approximately $0.3 million, offset by cash used in accrued expense and other liabilities of approximately $0.8 million due to progress payments made.

  

Investing Activities

 

Cash used in investing activities was approximately $nil and $0.01 million for the six months ended April 30, 2026 and 2025. Our expenditures for the six months ended April 30, 2025 period were for the purchase of office and electronic equipment.

  

Financing Activities

 

Net cash provided by financing activities was approximately $1.3 million for the six months ended April 30, 2026, mainly consisting of loans from related parties of approximately $4.8 million and proceeds from promissory note of approximately $3.0 million, offset by the repayment of related parties of approximately $4.9 million and cash repaid for promissory note of approximately $1.6 million.

 

Net cash used in financing activities was approximately $0.1 million for the six months ended April 30, 2025, mainly consisting of repayment of related parties of approximately $0.6 million and repayment of long-term bank loans of approximately $0.5 million, offset by loans from related parties of approximately $0.6 million and cash received from warrants exercised of approximately $0.4 million.

 

7

 

 

On May 14, 2026, we closed a securities purchase agreement with certain institutional investors for the issuance and sale of 2,307,700 Class A Ordinary Shares, at an offering price of $6.50 per share. We received gross proceeds of approximately $15 million before deducting placement agent fees and other estimated offering expenses payable by us.

 

On May 21, 2026, we repaid the remaining $2,373,951 balance outstanding under a promissory note payable by us to High-Trend Holdings USA LLC, a related party controlled by Mr. Jinyu Chang, one of our major shareholders. This obligation had been incurred on April 27, 2026 when High-Trend Holdings USA LLC paid $2.6 million on behalf of us to pay off our obligations under a promissory note.

 

Capital Expenditures

 

We had capital expenditures of approximately $nil and $0.01 million for office and electronic equipment during the six months ended April 30, 2026 and 2025, respectively.

 

Contractual Obligations

 

We have entered into non-cancellable operating lease agreements to rent our office space in Singapore. The lease agreement, which will expire on March 14, 2027.

 

The following table sets forth our contractual obligations and commercial commitments as of April 30, 2026:

 

   Payment Due by Period 
   Total   Less than
1 Year
   1 – 3 Years   3 – 5 Years   More than
5 Years
 
Lease  $67,115    67,115        -   $    -   $    - 
Total  $67,115    67,115    -   $-   $- 

 

Off-Balance Sheet Arrangements

 

We had no off-balance sheet arrangements during the six months ended April 30, 2026 that in the opinion of management are likely to have, a current or future material effect on our financial condition or results of operations.

 

C. Research and Development, Patents and Licenses, etc.

 

Not applicable

 

D. Trend Information

 

Other than as described elsewhere in this Report, we are not aware of any trends, uncertainties, demands, commitments or events that are reasonably likely to have a material adverse effect on our revenue, income from continuing operations, profitability, liquidity or capital resources, or that would cause our reported financial information to not necessarily be indicative of future operating results or financial condition.

 

8

 

 E. Critical Accounting Estimates

 

We prepare our unaudited condensed consolidated financial statements in conformity with U.S. GAAP. The preparation of these financial statements requires us to make estimates, judgments, and assumptions that can have a meaningful effect on the reporting of unaudited condensed consolidated financial statements. We continually evaluate these estimates and assumptions based on the most recently available information, our own historical experience and various other assumptions that we believe to be reasonable under the circumstances. Since the use of estimates is an integral component of the financial reporting process, actual results could differ from our expectations as a result of changes in our estimates.

 

Critical accounting estimates are defined as those reflective of significant judgments, estimates and uncertainties, which may result in materially different results under different assumptions and conditions. The following descriptions of critical accounting estimates should be read in conjunction with our unaudited condensed consolidated financial statements and accompanying notes and other disclosures included in this report.

 

When reading our unaudited condensed consolidated financial statements, you should consider our selection of critical accounting policies, the judgment and other uncertainties affecting the application of such policies and the sensitivity of reported results to changes in conditions and assumptions. Our critical accounting policies and practices include revenue recognition, the allowance for credit losses of accounts receivable, useful lives and assessment for impairment of long-lived assets, fair value of the notes and warrants well as share-based compensation. We believe the following accounting estimates involve the most significant judgments used in the preparation of our unaudited condensed consolidated financial statements. 

 

Accounting estimates used in revenue recognition

 

Under a voyage contract, we are engaged to provide the transportation of cargo between specific ports in return for an ocean freight payment of an agreed upon freight per ton of cargo. Our voyage contracts generally do not contain cancelable provisions. A voyage is deemed to commence when a vessel was available for loading and is deemed to end upon the completion of the discharge of the current cargo. For voyage contracts, the customer simultaneously receives and consumes the benefits provided by our performance over the voyage period because of the continuous service to the customer. Customers receive the benefit of our services as the goods are transported from one location to another. If we were unable to complete delivery to the final location, another entity would not need to reperform the transportation service already performed. As control transfers over time, we recognize revenue ratably from the port of loading to when the charterer’s cargo is discharged based on the relative transit time completed in each reporting period. For unfinished voyages, the related revenue is recognized based on the estimated transit time-based portion completed of each voyage at the reporting date. Estimated losses on voyages are provided for in full at the time such losses become evident. Voyage expenses and other ocean transportation operating costs are charged to operating costs as incurred.

 

Recent Accounting Pronouncements 

 

A recitation of recent relevant accounting pronouncements is included in Note 2 “Summary of Significant Accounting Policies” of our Unaudited Condensed Consolidated Financial Statements.

 

 

9

 

 

Exhibit 99.3 

 

HTCO Revenue Surges 38.3% to $137.5 Million in First Half Fiscal 2026, Driven by Expanded Operations and Favorable Dry Bulk Market Conditions

 

NEW YORK, NY July 22, 2026 — (PRNewswire) — High-Trend International Group (NASDAQ: HTCO) (“HTCO” or the “Company”), a global maritime logistics company, today announced its unaudited financial results for the six months ended April 30, 2026, highlighted by a 38.3% surge in total revenue to $137.5 million.

 

First Half Fiscal 2026 Revenue Highlights

 

Total Revenue: $137.5 million, compared to $99.4 million for the six months ended April 30, 2025, an increase of 38.3%.

 

Ocean Freight Revenue: $136.9 million, an increase of $37.9 million or 38.3% from $99.0 million in the prior-year period.

 

Vessel Services and Other Revenue: $0.5 million, compared to $0.4 million in the prior-year period.

 

Total Voyage Days: 4,698 days for the six months ended April 30, 2026, an increase of 1,278 days from 3,420 days in the prior-year period.

 

Average Charge Per Day: Approximately $29,149 for the six months ended April 30, 2026, compared to $28,945 in the prior-year period.

 

Favorable Dry Bulk Market and Strategic Expansion into High-Margin Lithium Resources Transportation

 

The Baltic Dry Index (BDI), a leading benchmark for dry bulk shipping rates, reached 2,686 points as of April 30, 2026, reflecting robust demand for dry bulk cargo transportation globally. The sustained elevation of the BDI underscores the strength of the current shipping cycle, driven by increased demand for coal, iron ore, and other dry bulk commodities across key trade routes including Australia to China, Indonesia to Southeast Asia and Vietnam. HTCO has benefited directly from this favorable market environment, with expanded operations into coal transportation routes and increased voyage activity driving the substantial revenue growth reported for the first half of fiscal 2026.

 

Building on its established presence in dry bulk shipping, HTCO has strategically expanded its service capabilities to include lithium resources transportation, a segment critical to the global energy transition and electric vehicle supply chain. The Company’s maritime shipping business has achieved growth in revenue driven primarily by business structure upgrades — with the transportation of key mineral resources such as spodumene as its strategic focus. This segment has rapidly grown into one of the Company’s core high-margin businesses.

 

Management Commentary

 

“The first half of fiscal 2026 demonstrates the resilience and growth potential of our core ocean freight business. Our revenue surge of nearly 38% reflects not only favorable market conditions as evidenced by the elevated BDI, but also increased coal transportation routes and increased dry bulk activity, and we believe that our strategic decision to expand into high-margin lithium resources transportation will provide a basis for future growth. These contracts provide earnings visibility and reduce our reliance on cyclical spot markets,” stated Mr. Christopher Nixon Cox, HTCO Chairman of the Board.

 

“Moving forward, we will continue to deepen our presence in lithium resources and high-value-added mineral transportation. Subject to market feasibility, we will actively secure long-term transportation partnerships, further optimize cargo mix, and drive sustainable growth of high-profit businesses. The combination of a favorable dry bulk market and our strategic cargo mix positions HTCO for continued revenue growth,” stated Mr. Christopher Nixon Cox, HTCO Chairman of the Board.

 

About High-Trend International Group

 

High-Trend International Group is a global ocean transportation company with core businesses in international shipping.

 

Forward-Looking Statements

 

This press release contains forward-looking statements within the meaning of applicable securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, made under the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. These statements can be identified by words such as “believe,” “expect,” “anticipate,” “future,” “will,” “intend,” “plan,” “estimate” or similar expressions. Actual results may differ materially from those indicated by these forward-looking statements due to various risks and uncertainties, including but not limited to those detailed in the Company’s filings with the U.S. Securities and Exchange Commission. All information in this press release is as of the date of this release, and the Company undertakes no obligation to update any forward-looking statement, except as required by applicable law.

 

Filing Exhibits & Attachments

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