[144] HILLTOP HOLDINGS INC. SEC Filing

Rhea-AI Filing Summary

Hilltop Holdings, Inc. (HTH) Form 144 notice shows an intended sale of 20,000 shares of common stock through Goldman Sachs & Co. LLC with an aggregate market value of $701,600. The shares were originally acquired from the issuer on 06/13/1996. The filing lists recent sales by the same person, John Markham Green, totaling 94,763 shares sold on multiple dates in August 2025 for aggregate gross proceeds of $3,152,203. The filer certifies no undisclosed material adverse information. The notice provides broker, share counts, acquisition details and recent sale history as required under Rule 144.

Positive

• Filing includes required Rule 144 disclosure fields (broker, class, acquisition date, number of shares, market value).
• The filer explicitly represents no undisclosed material adverse information regarding the issuer.

Negative

• The filer (John Markham Green) conducted multiple recent sales totaling 94,763 shares in August 2025 for aggregate gross proceeds of $3,152,203.
• This notice reports an additional planned sale of 20,000 shares with aggregate market value of $701,600.

Insights

Securities Analyst

TL;DR: Insider reported multiple recent stock disposals and an additional planned sale under Rule 144; disclosure is complete and routine.

The filing documents an intended sale of 20,000 Hilltop Holdings shares through Goldman Sachs and discloses a series of insider sales in August 2025 totaling 94,763 shares for gross proceeds of $3,152,203. All required data points for a Rule 144 notice are present: class, broker, acquisition date, and prior sales. For analysts, these disclosures are useful to track insider liquidity but do not by themselves indicate company operational changes since the filer affirms no undisclosed material adverse information.

Corporate Governance Expert

TL;DR: The form meets Rule 144 disclosure obligations; multiple sales are reported but the filing contains no governance or compliance exceptions.

This Form 144 furnishes the statutory particulars: identity of seller, broker, share counts, acquisition origin and dates, and recent sale history. The signer affirms absence of undisclosed material adverse information, and there is no indication of trading-plan adoption disclosed on the form. From a governance perspective, the document reflects standard insider reporting and does not show any procedural noncompliance or legal caveats in the notice itself.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	20000	701600	63001759	09/03/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/13/1996	Acquired from issuer in private transaction	The Issuer			20000	06/13/1996	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/22/2025	25000	863185
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/20/2025	10000	329745
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/14/2025	20000	652402
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/13/2025	30000	963761
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/26/2025	9763	343110

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Hilltop Holdings (HTH) disclose?

The notice discloses an intended sale of 20,000 common shares via Goldman Sachs with an aggregate market value of $701,600 and details of recent insider sales.

Who is the seller named in the filing?

The seller is identified as John Markham Green with an address in Dallas, Texas, as listed on the form.

What recent insider sales are reported for HTH?

The filing lists five sales in August 2025 totaling 94,763 shares with combined gross proceeds of $3,152,203.

When were the shares being sold originally acquired?

The 20,000 shares slated for sale were acquired from the issuer on 06/13/1996.

Does the filer state any undisclosed material information?

By signing, the filer represents that they do not know any material adverse information about the issuer that has not been publicly disclosed.