[144] HILLTOP HOLDINGS INC. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for HTH (Hilltop Holdings Inc.) records a proposed sale of 25,000 shares of common stock through Goldman Sachs & Co. LLC with an aggregate market value of $866,500, with an approximate sale date of 08/22/2025 on the NYSE. The filing states these 25,000 shares were acquired from the issuer in a private transaction on 06/13/1996 and that no cash payment obligations remain. The filing also lists three reported sales over the prior three months by John Markham Green totaling 60,000 shares for gross proceeds of $1,945,908 on 08/13/2025, 08/14/2025, and 08/20/2025. The form includes the required representation that the seller is not aware of undisclosed material adverse information.

Positive

• Clear compliance disclosure: The Form 144 provides required details including broker, proposed sale date, acquisition history, and seller representation.
• Brokered transaction: Use of Goldman Sachs & Co. LLC and listing the NYSE clarifies the intended market mechanism for the sale.

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice documenting an intended sale and prior recent sales; appears compliant with disclosure requirements.

The filing explicitly lists a proposed sale of 25,000 shares via Goldman Sachs with an aggregate market value of $866,500 and an anticipated sale date of 08/22/2025. It also discloses three completed sales in the prior three months totaling 60,000 shares and gross proceeds of $1,945,908. The notice includes the standard representation regarding absence of undisclosed material adverse information. No additional regulatory flags or qualification language are present in the provided text.

Corporate Governance Expert

TL;DR: Disclosure is clear on transaction dates, acquisition history, and broker; the filing is informational rather than materially transformative.

The document states the securities to be sold were originally acquired from the issuer in a private transaction on 06/13/1996 and that payment was completed at acquisition. Broker details (Goldman Sachs & Co. LLC) and trading venue (NYSE) are provided. The disclosure conforms to Rule 144 formatting and includes the seller's signature representation language. Based solely on the provided content, this filing serves as a compliance notice rather than announcing corporate actions or financial changes.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	25000	866500	63001759	08/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/13/1996	Acquired from issuer in private transaction	The Issuer			25000	06/13/1996	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Markham green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/13/2025	30000	963761
John Markham Green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/14/2025	20000	652402
John Markham green 6565 Hillcrest Avenue Dallas TX 75205	Common Stock	08/20/2025	10000	329745

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the HTH Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 25,000 common shares via Goldman Sachs with an aggregate market value of $866,500, approx. sale date 08/22/2025 on the NYSE.

Who acquired the securities being sold and when (HTH)?

The 25,000 shares were acquired from the issuer in a private transaction on 06/13/1996; the filing shows no outstanding payment obligations.

Were there any recent sales by the seller in the past three months (HTH)?

Yes. John Markham Green sold 30,000 shares on 08/13/2025, 20,000 on 08/14/2025, and 10,000 on 08/20/2025, totaling 60,000 shares for $1,945,908 gross proceeds.

Does the Form 144 state whether the seller knows of any undisclosed material information?

Yes. By signing the notice, the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.

Which broker and exchange are listed for the proposed HTH sale?

The broker is Goldman Sachs & Co. LLC and the named exchange is the NYSE.