[144] HILLTOP HOLDINGS INC. SEC Filing

Rhea-AI Filing Summary

Hilltop Holdings (HTH) filed a Form 144 notifying the market of a proposed sale under Rule 144 of 30,000 shares of common stock with an aggregate market value of $976,200. The sale is to be executed through Goldman Sachs & Co. LLC on the NYSE with an approximate sale date of 08/13/2025. The filing discloses the shares were acquired from the issuer in private transactions: 22,634 shares on 02/02/2007 and 7,366 shares on 06/13/1997, totaling 30,000 shares. The filer certifies they do not know of any undisclosed material adverse information and references Rule 10b5-1 plan considerations.

Insights

Financial Analyst

TL;DR: The 30,000-share Form 144 appears immaterial relative to the company's size and is a routine disclosure of an intended sale.

The filing reports a planned sale of 30,000 common shares, representing approximately 0.05% of the 63,001,759 shares outstanding noted in the form (30,000/63,001,759). The shares carry an aggregate market value of $976,200 and will be sold through a major broker. There is no disclosure of recent sales in the past three months. From a market-impact perspective, the size and disclosure detail suggest this notice is unlikely to move valuation metrics or liquidity meaningfully.

Corporate Governance Expert

TL;DR: The filing reflects compliance with Rule 144 and contains standard certifications; it raises no governance red flags on its face.

The Form 144 identifies the origin of the securities (private transactions with the issuer in 1997 and 2007) and includes the required certification about material adverse information. The use of a prominent broker and the explicit acquisition history support procedural transparency. There is a mention of Rule 10b5-1 plan adoption language but no plan date is shown. Based solely on the disclosed facts, this is a routine, procedural filing rather than a governance concern.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	30000	976200	63001759	08/13/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/02/2007	Acquired from issuer in private transaction	The Issuer			22634	02/02/2007	None
Common Stock	06/13/1997	Acquired from issuer in private transaction	The Issuer			7366	06/13/1997	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Hilltop Holdings (HTH) Form 144 disclose?

The Form 144 discloses a proposed sale under Rule 144 of 30,000 common shares with an aggregate market value of $976,200.

Who will execute the sale for HTH?

The filing names Goldman Sachs & Co. LLC as the broker to execute the proposed sale on the NYSE.

When is the approximate sale date stated in the HTH filing?

The approximate date of sale listed in the filing is 08/13/2025.

How were the 30,000 HTH shares acquired?

The shares were acquired from the issuer in private transactions: 22,634 shares on 02/02/2007 and 7,366 shares on 06/13/1997.

How many HTH shares are outstanding according to the filing?

The filing reports 63,001,759 shares outstanding.