[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Insider sale reported: Hilltop Holdings Inc. (HTH) Form 4 shows Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop, sold 5,332 shares of Hilltop common stock on 08/29/2024 at a weighted average price of $32.91 per share. After the sale he beneficially owned 110,838.4755 shares, held directly. The filing notes the sale occurred in multiple transactions priced between $32.50 and $33.06 and offers to provide a breakdown of quantities at each price on request.

The Form 4 was signed by an attorney-in-fact on 09/29/2025. No derivative transactions, acquisitions, or other compensatory grants are reported on this filing.

Insights

Securities Analyst

TL;DR: Routine insider disposition of a modest number of shares; no derivatives or additional compensatory activity disclosed.

The reported sale of 5,332 shares at a weighted average of $32.91 is a clear, single-date cash disposition reducing the reporting person’s direct holdings to 110,838.4755 shares. The filing provides a price range ($32.50–$33.06) and confirms multiple transactions. Absent other disclosures, this appears to be a non-systemic liquidity event rather than a corporate action or change in control. Investors seeking granularity can request the per-trade breakdown referenced in the explanation.

Corporate Governance Expert

TL;DR: Disclosure meets Section 16 requirements; sale is documented with price range and offer to supply per-trade details.

The Form 4 properly identifies the reporting person’s role, transaction date, transaction code (sale), and post-transaction beneficial ownership. The attorney-in-fact signature is noted. There are no indications of related-party transactions, derivative exercises, or amendments. From a governance and compliance perspective, the filing appears complete for the disclosed sale; stakeholders can request the detailed trade allocation if needed.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2024

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2024		S		5,332	D	$32.91(1)	110,838.4755	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.50 to $33.06, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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