[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Hilltop Holdings insider transaction summary: Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop Holdings Inc. (HTH), acquired 311.9424 shares of Hilltop common stock through the reinvestment of dividends, recorded at a $0.00 price, increasing his beneficial ownership to 103,310.2529 shares. The reporting was submitted by an attorney-in-fact and reflects an internal dividend reinvestment rather than an open-market purchase or option exercise. This filing documents a routine ownership increase that preserves the executive's existing equity stake.

Insights

Corporate Governance Expert

TL;DR: Routine dividend reinvestment by a senior executive; not a signal of major change.

The report shows an internal dividend reinvestment resulting in the acquisition of 311.9424 shares and a total beneficial holding of 103,310.2529 shares by the reporting person. This type of transaction is standard for executives enrolled in dividend reinvestment plans and typically reflects passive maintenance of equity rather than active strategic buying or selling. There is no indication of derivative activity or option exercises in this filing, and the disclosure was made by an attorney-in-fact, which is common procedural practice.

Securities Analyst

TL;DR: Minor, non-material insider accumulation via dividends; unlikely to affect valuation.

The acquisition of 311.9424 shares at $0.00 via dividend reinvestment increased the insider's stake to just over 103k shares. Given the modest size of the incremental purchase relative to the total reported holding and absence of open-market transactions or derivative changes, this filing does not present new material information affecting Hilltop's capital structure or near-term investor outlook. It should be viewed as routine behavior under a dividend reinvestment plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025	09/02/2025	A		311.9424(1)	A	$0.00	103,310.2529	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Hilltop Holdings insider Steve B. Thompson do in this Form 4 (HTH)?

The filing reports that Steve B. Thompson acquired 311.9424 shares of Hilltop common stock through the reinvestment of dividends, recorded at a $0.00 price, bringing his total beneficial ownership to 103,310.2529 shares.

Was the transaction an open-market purchase or an option exercise?

No. The transaction was a dividend reinvestment, not an open-market purchase or exercise of derivative securities; the Form 4 shows no option or derivative activity.

What is the reporting person's role at Hilltop Holdings in this filing?

The reporting person is identified as a Director and as an Officer (PrimeLending President and CEO) of Hilltop Holdings.

How was the Form 4 signed and submitted?

The signature block indicates the form was submitted by an Attorney-in-Fact on behalf of Steve B. Thompson.

Does the filing show a change in derivative holdings?

No. Table II for derivative securities contains no reported transactions or changes; only non-derivative common stock was affected.