[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of Hilltop common stock on 05/24/2024. The filing shows 385.5354 shares were acquired through dividend reinvestment at a reported price of $0.00, increasing Thompson's beneficial ownership to 116,170.4755 shares. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The disclosure is a routine Section 16 report reflecting a dividend reinvestment transaction rather than a market purchase or sale.

Positive

• Insider increased ownership via dividend reinvestment, raising holdings to 116,170.4755 shares
• Transparent Section 16 disclosure filed to report the transaction

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine insider dividend reinvestment increased beneficial ownership modestly; no exercise or sale activity reported.

The Form 4 documents a small number of shares (385.5354) added to an officer/director's position via dividend reinvestment, recorded with a $0.00 transaction price consistent with reinvested dividends rather than an open-market trade. Post-transaction beneficial ownership stands at 116,170.4755 shares. For investors, this is a standard disclosure meeting Section 16 requirements and does not indicate a change in compensation structure, option exercise, or a divestiture.

Corporate Governance Expert

TL;DR: Compliance-focused filing showing dividend reinvestment; signature executed by attorney-in-fact.

The report identifies Steve B. Thompson as an officer and director and notes the transaction was reported on Form 4 with signature by an attorney-in-fact dated 09/26/2025. The explanation explicitly states shares were acquired through dividend reinvestment. This is a routine governance disclosure; no indicia of unusual insider activity or governance concerns are present in the text provided.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
05/24/2024

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/24/2024	05/28/2024	A		385.5354(1)	A	$0.00	116,170.4755	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Steve B. Thompson report on the Form 4 for HTH?

He reported the acquisition of 385.5354 shares of Hilltop common stock on 05/24/2024 via dividend reinvestment, bringing his beneficial ownership to 116,170.4755 shares.

Was the transaction a market purchase or option exercise for HTH insider filings?

No. The filing states the shares were acquired through dividend reinvestment and lists the price as $0.00, indicating reinvested dividends rather than a market trade or option exercise.

When was the Form 4 signed for the HTH disclosure?

The Form 4 was signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025 according to the filing.

What is Steve B. Thompson's role at Hilltop Holdings (HTH)?

The filing identifies Thompson as a Director and an Officer (PrimeLending President and CEO) of Hilltop Holdings.