[Form 4] HILLTOP HOLDINGS INC. Insider Trading Activity

Rhea-AI Filing Summary

Martin Bradley Winges, identified as an officer (Hilltop Securities CEO), reported on Form 4 that he acquired 199.8133 shares of Hilltop Holdings Inc. (HTH) pursuant to dividend reinvestment. The transaction date is 08/29/2025 with a deemed execution date of 09/02/2025, and the reported acquisition price is $0.00 (shares issued as dividend reinvestment). Following the reported transaction, Mr. Winges beneficially owns 91,627.9427 shares. The filing is a single-person Form 4 and is signed by Martin Bradley Winges on 09/04/2025.

Positive

• Disclosure completeness: Form 4 includes transaction date, deemed execution date, acquisition amount, post-transaction beneficial ownership, and a signature.
• Transaction type identified: Shares were acquired pursuant to dividend reinvestment, explicitly stated in the explanation.
• Post-transaction ownership stated: Reporting person holds 91,627.9427 shares after the transaction.

Negative

• None.

Insights

Financial Analyst

TL;DR: Officer acquired 199.8133 HTH shares via dividend reinvestment, bringing ownership to 91,627.9427 shares.

The Form 4 documents a non-cash acquisition of 199.8133 common shares executed as a dividend reinvestment with an effective date of 09/02/2025. The filing reports the post-transaction beneficial ownership total of 91,627.9427 shares. This disclosure is routine for insiders reinvesting dividends and does not indicate a purchased open-market position or sale activity in the reported line.

Corporate Governance Expert

TL;DR: Insider fully disclosed dividend reinvestment; Form 4 properly signed and filed by the reporting officer.

The submission names the reporting person, their role as an officer (Hilltop Securities CEO), and provides transaction and deemed execution dates (08/29/2025 and 09/02/2025). The form includes the requisite signature dated 09/04/2025 and an explanation that the shares were acquired through dividend reinvestment. The record aligns with Section 16 reporting requirements for changes in beneficial ownership.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Winges Martin Bradley

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Hilltop Securities CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025	09/02/2025	A		199.8133(1)	A	$0.00	91,627.9427	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	Martin Bradley Winges	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Martin Bradley Winges report on Form 4 for HTH?

He reported acquiring 199.8133 shares of Hilltop Holdings (HTH) via dividend reinvestment, transaction dated 08/29/2025 with deemed execution 09/02/2025.

How many Hilltop Holdings shares does the reporting person own after the transaction?

The Form 4 shows a post-transaction beneficial ownership of 91,627.9427 shares.

What role does the reporting person hold at Hilltop Holdings?

The form identifies the reporting person as an officer (Hilltop Securities CEO).

Was any cash paid for the acquired shares on the Form 4?

No cash was reported; the price is listed as $0.00, indicating shares were issued through dividend reinvestment.

When was the Form 4 signed by the reporting person?

The Form 4 is signed by Martin Bradley Winges on 09/04/2025.