Hilltop Holdings awards Robert Taylor Jr. 323 shares

The award compensated director services in the third calendar quarter, and its reported per-share figure used average closing prices from September 17 through September 30, 2026.

Rhea-AI Filing Summary

Hilltop Holdings Inc. director Robert Taylor Jr. acquired 323 shares of common stock on September 30, 2026, as compensation for director services in the third calendar quarter of 2026. The reported per-share figure was $38.29, calculated using the average closing price per share from September 17 through September 30, 2026. His directly held common stock position after the award was 46,793 shares.

Insider Trade Summary

Grant/Award: 323 shares

Grant/Award 1 txn

Insider Taylor Robert JR

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	323	$38.29	$12K

Holdings After Transaction: Common Stock — 46,793 shares (Direct)

Footnotes (2)

1. F1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2026.
2. F2. Price per share calculated using the average closing price per share for the period from September 17, 2026 to September 30, 2026.

Key Figures

Shares acquired: 323 shares Reported per-share figure: $38.29 per share Direct common stock holdings after transaction: 46,793 shares

3 metrics

Shares acquired 323 shares Common stock award on September 30, 2026

Reported per-share figure $38.29 per share Calculated using the average closing price per share from September 17 through September 30, 2026

Direct common stock holdings after transaction 46,793 shares Following the September 30, 2026 award

Key Terms

Equity Incentive Plan, average closing price per share

2 terms

Equity Incentive Plan financial

"Hilltop Holdings Inc. 2020 Equity Incentive Plan"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

average closing price per share financial

"using the average closing price per share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did HTH director Robert Taylor Jr. acquire?

Robert Taylor Jr., a director of Hilltop Holdings Inc., acquired 323 shares of common stock on September 30, 2026, as compensation for director services in the third calendar quarter of 2026.

What was the reported per-share figure for Robert Taylor Jr.'s HTH award?

The reported per-share figure was $38.29. It was calculated using the average closing price per share from September 17 through September 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 06:12 PM Accepted by SEC EDGAR 10/02/2026 - 06:12 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Taylor Robert JR

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TEXAS 75205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/30/2026		A		323(1)	A	$38.29(2)	46,793	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2026.

2. Price per share calculated using the average closing price per share for the period from September 17, 2026 to September 30, 2026.

Remarks:

	/s/ Robert Taylor, Jr.	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)