[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Steve B. Thompson, a director and the PrimeLending President and CEO at Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of 334.3603 shares of common stock on 11/22/2024. The filing states these shares were acquired through reinvestment of dividends at no cash cost (price $0.00). Following the transaction, Mr. Thompson beneficially owned 111,541.8088 shares. The Form 4 was executed by an attorney-in-fact and dated 09/29/2025.

Positive

• Disclosure compliance: The reporting person filed a Form 4 documenting the transaction and beneficial ownership.
• Insider ownership increased: Shares reinvested raised beneficial ownership to 111,541.8088 shares, signaling continued stake in the company.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Insider reinvested dividends to modestly increase holdings; routine, disclosure-compliant action with limited material impact.

This Form 4 documents a small, routine increase in insider ownership via dividend reinvestment rather than an open-market purchase. It confirms ongoing ownership alignment without involving additional cash outlay or new compensation arrangements. For governance, the filing is timely in reporting beneficial ownership and clarifies the reporting person’s roles as director and officer.

Financial Analyst

TL;DR: The transaction is a minor share increase from dividend reinvestment and is unlikely to move valuation metrics.

The acquisition of 334.3603 shares at $0.00 increases the insider’s stake to 111,541.8088 shares. Because the shares stem from dividend reinvestment, there is no cash flow impact for the insider and no dilution for other shareholders. The filing provides clear numbers for ownership tracking but does not include financial performance data.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
11/22/2024

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/22/2024	11/25/2024	A		334.3603(1)	A	$0.00	111,541.8088	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Steve B. Thompson report on Form 4 for HTH?

He reported the acquisition of 334.3603 shares of Hilltop Holdings common stock on 11/22/2024 via dividend reinvestment.

How many Hilltop Holdings shares does Thompson beneficially own after the transaction?

Following the reported transaction he beneficially owned 111,541.8088 shares.

Was cash paid for the shares reported in this Form 4?

No. The Form 4 shows a price of $0.00 and states the shares were acquired through dividend reinvestment.

What roles does the reporting person hold at Hilltop Holdings?

He is listed as a Director and as PrimeLending President and CEO (an officer).

When was the Form 4 signed and by whom?

The signature block shows the Form 4 was signed by Corey G. Prestidge, Attorney-in-Fact for Steve B. Thompson and dated 09/29/2025.