[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Steve B. Thompson, an officer of Hilltop Holdings Inc. (HTH), reported an acquisition of common stock through dividend reinvestment. The Form 4 shows a transaction dated 05/27/2022 (deemed executed 05/31/2022) where Mr. Thompson acquired 102.8692 shares at a price of $0.00 per share as a result of dividend reinvestment. After that transaction he beneficially owned 56,438.0548 shares, reported in a direct ownership form.

The filing identifies Mr. Thompson as PrimeLending President and CEO and is signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025. No derivative transactions, purchase prices, or sales other than the stated reinvestment are disclosed in this Form 4.

Positive

• Increased direct ownership: Beneficial ownership rose to 56,438.0548 shares after reinvestment.
• Transaction transparently disclosed: Form 4 includes transaction date (05/27/2022; deemed 05/31/2022) and method (dividend reinvestment).

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine dividend reinvestment modestly increased an officer's direct stake; no sales or derivative activity reported.

The Form 4 documents a small, routine acquisition of 102.8692 shares via dividend reinvestment, bringing direct beneficial ownership to 56,438.0548 shares. The acquisition price is reported as $0.00, consistent with share issuance under a dividend reinvestment plan rather than a market purchase. For investors, this filing is informational and non-material to company fundamentals because it reflects passive reinvestment rather than a strategic purchase or disposition.

Corporate Governance Expert

TL;DR: Filing is a standard Section 16 disclosure showing an officer's dividend reinvestment; governance implications are minimal.

The disclosure correctly identifies the reporting person, relationship to the issuer, and transaction details including deemed execution date and source of shares. The signature by an attorney-in-fact is included. There are no indications of selective sales, option exercises, or insider liquidity events that would raise governance concerns. This is a routine compliance filing reflecting automated reinvestment.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
05/31/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/27/2022	05/31/2022	A		102.8692(1)	A	$0.00	56,438.0548	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Steve B. Thompson report on the Form 4 for HTH?

He reported an acquisition of 102.8692 common shares via dividend reinvestment, dated 05/27/2022 (deemed 05/31/2022).

How many Hilltop Holdings (HTH) shares does Steve B. Thompson beneficially own after the reported transaction?

He beneficially owns 56,438.0548 shares following the transaction.

What was the price reported for the shares acquired by Steve B. Thompson?

The price is reported as $0.00, consistent with shares issued under a dividend reinvestment.

What is Steve B. Thompson's role at Hilltop Holdings as listed on the Form 4?

He is reported as an Officer with title noted as PrimeLending President and CEO.

Who signed the Form 4 on behalf of Steve B. Thompson and when?

The form is signed by Corey G. Prestidge, Attorney-in-Fact for Steve B. Thompson on 09/26/2025.