[Form 4] Hilltop Holdings Inc. Insider Trading Activity
Hilltop Holdings Inc. reported an insider group sale of common stock.
Rhea-AI Filing Summary
Hilltop Holdings Inc. reported an insider group sale of common stock. Reporting persons associated with Gerald J. Ford disclosed an open‑market sale of 259,771 shares of Hilltop Holdings common stock at a volume‑weighted average price of $37.9833 per share.
After this transaction, the Form 4 reports 7,866.9598 shares held directly and indirect holdings of 98,789 shares and 15,544,674 shares through related entities. The filing states that the securities are directly beneficially owned by Turtle Creek Revocable Trust and Diamond A Financial, L.P., and that the reporting persons may be deemed beneficial owners through their interests in these entities, while disclaiming beneficial ownership beyond their pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 259,771 shares
Net Sell
3 txns
Insider
FORD GERALD J, Diamond HTH Stock Company, LP, Turtle Creek Revocable Trust, Diamond HTH Stock Co GP, LLC
Role
10% Owner | 10% Owner | 10% Owner | 10% Owner
Sold
259,771 shs ($9.87M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 259,771 | $37.9833 | $9.87M |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 7,866.9598 shares (Direct);
Common Stock — 15,643,463 shares (Indirect, See Footnotes)
Footnotes (7)
- F1. Represents the volume weighted average price per share as reported by Bloomberg and calculated during regular trading hours over the five consecutive trading day period ended March 4, 2026.
- F2. This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.
- F3. Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.
- F4. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- F5. The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- F6. Represents shares directly beneficially owned by the Trust.
- F7. Represents shares directly beneficially owned by Diamond A.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Hilltop Holdings (HTH) report in this Form 4?
Hilltop Holdings reported an insider group open‑market sale of 259,771 shares of common stock at a volume‑weighted average price of $37.9833 per share. The transaction involves reporting persons associated with Gerald J. Ford and related investment and trust entities.
Who are the reporting persons in the Hilltop Holdings (HTH) Form 4 filing?
The Form 4 lists Gerald J. Ford, Diamond HTH Stock Company, LP, Diamond HTH Stock Co GP, LLC, and Turtle Creek Revocable Trust as reporting persons. The filing also references Diamond A Financial, L.P. as a direct beneficial owner of certain securities covered by the statement.
How is beneficial ownership described in the Hilltop Holdings (HTH) Form 4?
The filing states that Turtle Creek Revocable Trust and Diamond A Financial, L.P. directly beneficially own certain shares, while upstream entities may be deemed beneficial owners. The reporting persons expressly disclaim beneficial ownership of the securities except to the extent of their pecuniary interest in those holdings.
Does the Hilltop Holdings (HTH) Form 4 mention any group status under Sections 13(d) or 13(g)?
The reporting persons state they may be deemed part of a group with respect to Hilltop Holdings under Sections 13(d) or 13(g) of the Exchange Act. However, they declare that the filing should not be construed as an admission of being a group for any such purposes.
AI-generated analysis. How Rhea-AI works. Not financial advice.
