[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Steve B. Thompson, identified as an officer (PrimeLending President and CEO), reported a non-derivative acquisition of 435.9091 shares of Hilltop Holdings Inc. (HTH) on 02/27/2025 with an effective/deemed date of 02/28/2025. The acquisition is reported at a price of $0.00 and the filing explains the shares were acquired pursuant to the reinvestment of dividends. Following the transaction Thompson beneficially owned 120,035.7179 shares. The Form 4 was filed individually by one reporting person and the signature block shows /s/ Corey G. Prestidge as Attorney-in-Fact with a signature date of 09/29/2025.

Positive

• Increased ownership via dividend reinvestment: 435.9091 shares added, raising beneficial ownership to 120,035.7179 shares.
• Transparent disclosure: Transaction coded and explained as reinvestment of dividends, with deemed execution and post-transaction ownership reported.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine insider dividend reinvestment increased an executive's ownership modestly; no governance red flags disclosed.

The Form 4 documents a standard dividend reinvestment resulting in 435.9091 newly acquired common shares for Steve B. Thompson, raising his reported beneficial ownership to 120,035.7179 shares. The filing is signed by an attorney-in-fact, which is common for administrative filings. There are no disclosed derivative transactions, option exercises, or dispositions that would suggest unusual insider activity or governance concerns. The transaction is recorded at a $0.00 price consistent with dividend reinvestment plans.

Securities/Filing Analyst

TL;DR: This is a routine Section 16 disclosure of dividend reinvestment; it is informational and unlikely to be material to investors alone.

The report shows a non-derivative acquisition under code A with deemed execution dated 02/28/2025 and post-transaction beneficial ownership specified. The $0.00 price and the explanatory note explicitly state the shares were obtained via dividend reinvestment, which typically does not indicate a change in executive intent to buy or sell. Filing was made as Form 4 by one reporting person and manually signed via attorney-in-fact, consistent with SEC filing practices.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/27/2025	02/28/2025	A		435.9091(1)	A	$0.00	120,035.7179	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Steve B. Thompson report on the Form 4 for HTH?

The Form 4 reports a non-derivative acquisition of 435.9091 common shares executed on 02/27/2025 (deemed 02/28/2025) via dividend reinvestment.

How many Hilltop Holdings (HTH) shares does the filing show Steve B. Thompson beneficially owns after the transaction?

The filing reports 120,035.7179 shares beneficially owned following the reported transaction.

What price is reported for the acquired shares on the Form 4?

The transaction is reported at a price of $0.00, consistent with shares received through a dividend reinvestment plan.

Who signed the Form 4 and when was it signed?

The signature block shows /s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson with a signature date of 09/29/2025.

Was the Form 4 filed jointly or by a single reporting person?

The Form 4 indicates it was filed by one reporting person (individual filing).