[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Hilltop Holdings Inc. director and PrimeLending President and CEO Steve B. Thompson reported an acquisition of 469.5925 shares of Hilltop common stock on 05/22/2025, recorded as effective 05/23/2025. The filing states these shares were acquired through dividend reinvestment, at a reported price of $0.00 (reflecting an automatic reinvestment rather than a cash purchase). Following the transaction, Mr. Thompson beneficially owns 121,325.3104 shares. The Form 4 was signed by an attorney-in-fact on 09/29/2025.

Positive

• Insider ownership increased by 469.5925 shares via dividend reinvestment, bringing beneficial ownership to 121,325.3104 shares
• Transaction transparency: Form 4 discloses relationship (Director and PrimeLending President and CEO) and provides attorney-in-fact signature

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine dividend reinvestment modestly increases insider ownership; no cash outlay or exercise event reported.

The reported 469.5925-share acquisition via dividend reinvestment is a non‑cash, routine update that increases the reporting person’s stake to 121,325.3104 shares. For investors, this is typically neutral to mildly positive because it shows insider participation without indicating new strategic purchases or dispositions. There is no option exercise, sale, or vesting event disclosed, and the price is listed as $0.00 consistent with reinvestment mechanics.

Corporate Governance Expert

TL;DR: Compliance disclosure appears standard; signature by attorney-in-fact is documented.

The Form 4 documents standard Section 16 reporting: relationship to issuer (Officer and Director) is disclosed, transaction coding shows acquisition through dividend reinvestment, and the filing includes an attorney-in-fact signature dated 09/29/2025. There are no governance red flags such as late reporting explanations, sales, or transfers that would raise material concerns based on the content provided.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/22/2025	05/23/2025	A		469.5925(1)	A	$0.00	121,325.3104	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Steve B. Thompson report for Hilltop Holdings (HTH)?

He reported acquiring 469.5925 shares of common stock on 05/22/2025 via dividend reinvestment, effective 05/23/2025.

How many Hilltop (HTH) shares does Steve B. Thompson beneficially own after the transaction?

The filing reports beneficial ownership of 121,325.3104 shares following the reinvestment.

Was there a cash purchase or option exercise in the reported HTH transaction?

No cash purchase or option exercise is indicated; the price is reported as $0.00, consistent with a dividend reinvestment.

Who signed the Form 4 for Steve B. Thompson?

The Form 4 was signed by Corey G. Prestidge, Attorney-in-Fact for Steve B. Thompson on 09/29/2025.

Does the Form 4 show any sales or dispositions by the insider?

No. The Form 4 reports only an acquisition (code A) via dividend reinvestment; no dispositions are listed.