[Form 4] Hilltop Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Steve B. Thompson, listed as PrimeLending President and CEO and an officer and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of 52.3161 shares of Hilltop common stock through dividend reinvestment. The transaction is dated 06/01/2021 with the Form filed on 06/03/2021. Following this transaction the report shows 43,174.8628 shares beneficially owned. The shares were acquired at $0.00, consistent with a dividend reinvestment. The filing was signed on behalf of Mr. Thompson by an attorney-in-fact on 09/26/2025.

Positive

• Insider ownership increased by 52.3161 shares through dividend reinvestment, showing continued alignment with shareholders
• Transparent Section 16 disclosure filed for the transaction, meeting reporting requirements

Negative

• None.

Insights

Securities Analyst

TL;DR: Minor insider share increase via dividend reinvestment; no cash outlay and no material change to ownership stake.

The Form 4 documents a small, routine acquisition of 52.3161 shares through dividend reinvestment, recorded at a $0.00 price which reflects reinvested dividends rather than an open-market purchase. The post-transaction beneficial ownership of 43,174.8628 shares indicates continued insider alignment with shareholder interests, but the size is not material relative to typical company float levels. No derivative transactions or dispositions are reported, and there are no indications of unusual timing or pricing in the filing.

Corporate Governance Expert

TL;DR: Routine disclosure of dividend reinvestment by an officer; aligns with standard insider reporting and governance transparency.

The filing satisfies Section 16 reporting by disclosing an officer's reinvestment of dividends into common stock. Such reinvestment is a common mechanism for insiders to maintain consistent ownership without active market transactions. The signature was executed by an attorney-in-fact, which is permissible when properly authorized. There is no evidence in the document of material governance concerns or unusual insider behavior.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Thompson Steve B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PrimeLending President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2021	06/03/2021	A		52.3161(1)	A	$0.00	43,174.8628	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the reinvestment of dividends.

Remarks:

	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	09/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 for HTH filed by Steve B. Thompson report?

It reports a non-derivative acquisition of 52.3161 shares via dividend reinvestment, dated 06/01/2021, with 43,174.8628 shares beneficially owned after the transaction.

How was the acquisition priced on the HTH Form 4?

The shares are shown with a price of $0.00, reflecting that they were acquired through dividend reinvestment rather than a cash purchase.

What is Steve B. Thompson's role at Hilltop Holdings (HTH)?

The filing lists Steve B. Thompson as a director and as an officer with the title PrimeLending President and CEO.

When were the transaction and the Form 4 filing dated?

The transaction date is 06/01/2021 and the Form was filed on 06/03/2021.

Who signed the Form 4 for Steve B. Thompson and when?

The Form 4 was signed by Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson on 09/26/2025.