H2O America (NASDAQ: HTO) CAO reports 1,154 shares withheld for RSU taxes
Rhea-AI Filing Summary
H2O America officer Megan Mattern, CAO, PAO and Controller, reported a tax-withholding disposition of 1,154 shares of Common Stock on July 30, 2026. These shares were withheld by the issuer at $61.97 per share to satisfy withholding taxes triggered by the vesting of previously granted RSUs. After this event, she holds 3,052 shares of Common Stock and 10,579 RSU-based shares that will vest and become issuable under their terms, reflecting a total equity-based interest of 13,631 shares.
Positive
- None.
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Insider Trade Summary
Net Seller: 1,154 shares
Net Sell
1 txn
Insider
Mattern Megan
Role
CAO, PAO and Controller
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock F1, F2 | 1,154 | $61.97 | $72K |
Holdings After Transaction:
Common Stock — 13,631 shares (Direct)
Footnotes (2)
- F1. Represents 1,154 shares of the issuer's common stock (Common Stock) withheld in satisfaction of applicable withholding taxes upon the vesting of certain shares of Common Stock that became issuable on July 30, 2026 pursuant to the terms of the Restricted Stock Unit Issuance Agreement between the reporting person and the issuer dated July 30, 2025. The shares underlying such restricted stock units (RSUs) were previously reported as Table I securities at the time the RSUs were granted. Accordingly, the issuance of such shares is not a reportable transaction on this Form 4.
- F2. Represents 3,052 shares of Common Stock and 10,579 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
Key Figures
Shares withheld for taxes: 1,154 shares of Common Stock
Withholding value per share: $61.97 per share
Common Stock holdings after transaction: 3,052 shares
+2 more
5 metrics
Shares withheld for taxes
1,154 shares of Common Stock
Withheld on July 30, 2026 to satisfy RSU-related withholding taxes
Withholding value per share
$61.97 per share
Value applied to the 1,154 shares withheld for tax obligations
Common Stock holdings after transaction
3,052 shares
Direct Common Stock held by Megan Mattern following the withholding event
Unvested RSUs after transaction
10,579 shares underlying RSUs
RSUs that will vest and become issuable in accordance with their terms
Total equity-based interest
13,631 shares
Sum of 3,052 Common Stock shares and 10,579 RSU-based shares after the transaction
Key Terms
Restricted Stock Unit Issuance Agreement, restricted stock units (RSUs), withholding taxes, vest and become issuable
4 terms
Restricted Stock Unit Issuance Agreement financial
"pursuant to the terms of the Restricted Stock Unit Issuance Agreement"
restricted stock units (RSUs) financial
"The shares underlying such restricted stock units (RSUs) were previously reported"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
withholding taxes financial
"withheld in satisfaction of applicable withholding taxes upon the vesting"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
vest and become issuable financial
"RSUs which will vest and become issuable in accordance with their terms"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What transaction did H2O America (HTO) officer Megan Mattern report?
Megan Mattern reported a tax-withholding disposition of 1,154 shares of H2O America Common Stock. The shares were withheld by the issuer to cover withholding taxes due when her restricted stock units vested on July 30, 2026.
Was Megan Mattern’s H2O America (HTO) transaction an open-market sale?
No, the Form 4 describes a tax-withholding disposition, not an open-market sale. Shares were withheld by the issuer to pay tax obligations tied to RSU vesting, rather than sold through market transactions.
What are Megan Mattern’s H2O America (HTO) holdings after this Form 4?
After the reported transaction, Megan Mattern holds 3,052 shares of H2O America Common Stock and 10,579 RSU-based shares. Those RSUs will vest and become issuable in the future according to their existing terms.
Did the H2O America (HTO) Form 4 involve newly granted RSUs to Megan Mattern?
No, the footnote explains the RSUs were previously granted under a Restricted Stock Unit Issuance Agreement dated July 30, 2025. The current report covers share withholding for taxes, not a new RSU grant or issuance.
Is Megan Mattern’s H2O America (HTO) Form 4 tied to a Rule 10b5-1 plan?
The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and the footnotes do not reference any trading plan. The reported disposition is specifically described as shares withheld for tax obligations at vesting.