STOCK TITAN

H2O America (HTO) director granted 1,947 RSUs as Board compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

H2O America director Mary Ann Hanley reported receiving a grant of 1,947 restricted stock units under the company’s Long-Term Incentive Plan. Each RSU converts into one common share if she continues Board service through the day before the 2027 annual stockholders meeting, with certain acceleration rights.

Following this award, she holds 11,583 shares and RSUs in total, including 9,636 common shares and 1,947 shares underlying these RSUs. She has elected to defer receipt of the RSUs under the Formulaic Equity Award Program for Non-Employee Board Members.

Positive

  • None.

Negative

  • None.
Insider HANLEY MARY ANN
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,947 $0.00 --
Holdings After Transaction: Common Stock — 11,583 shares (Direct, null)
Footnotes (1)
  1. Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan ("LTIP"). Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. The reporting person has elected to defer receipt of the RSUs pursuant to the terms of the Formulaic Equity Award Program for Non-Employee Board Members implemented under the LTIP. Represents 9,636 shares of Common Stock and 1,947 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
RSU grant size 1,947 RSUs Award under Long-Term Incentive Plan to director Mary Ann Hanley
Transaction price per RSU $0.0000 per unit Equity compensation grant, no cash paid by director
Total holdings after grant 11,583 shares/RSUs Common stock and RSUs held following the reported award
Common shares held 9,636 shares Common stock position excluding unvested RSUs, as noted in footnote
RSUs underlying common stock 1,947 shares Shares of common stock underlying the RSUs reported in this filing
Vesting condition Through 2027 annual meeting RSUs vest with continued Board service through day before 2027 stockholders meeting
restricted stock units ("RSUs") financial
"Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Long-Term Incentive Plan ("LTIP") financial
"RSUs granted to the reporting person under the Issuer's Long-Term Incentive Plan ("LTIP")"
Formulaic Equity Award Program for Non-Employee Board Members financial
"defer receipt of the RSUs pursuant to the terms of the Formulaic Equity Award Program for Non-Employee Board Members"
transaction code "A" financial
"transaction_code": "A" ... "transaction_code_description": "Grant, award, or other acquisition""
deferred receipt financial
"The reporting person has elected to defer receipt of the RSUs pursuant to the terms of the Formulaic Equity Award Program"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HANLEY MARY ANN

(Last)(First)(Middle)
110 W. TAYLOR STREET

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
H2O AMERICA [ HTO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026A1,947(1)A$011,583(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan ("LTIP"). Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. The reporting person has elected to defer receipt of the RSUs pursuant to the terms of the Formulaic Equity Award Program for Non-Employee Board Members implemented under the LTIP.
2. Represents 9,636 shares of Common Stock and 1,947 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
Remarks:
/s/ Marisa Joss Attorney-in-Fact for Mary Ann Hanley05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did H2O America (HTO) director Mary Ann Hanley report in this Form 4?

Mary Ann Hanley reported receiving 1,947 restricted stock units as a Board compensation award. Each unit will convert into one share of H2O America common stock if vesting conditions tied to continued Board service through the 2027 annual meeting are met.

How many H2O America (HTO) shares and RSUs does Mary Ann Hanley hold after this transaction?

After the grant, Mary Ann Hanley holds 11,583 shares and RSUs in total. This consists of 9,636 shares of H2O America common stock plus 1,947 shares underlying restricted stock units that will become issuable if the vesting conditions are satisfied.

What are the vesting conditions for Mary Ann Hanley’s 1,947 H2O America RSUs?

The 1,947 restricted stock units will vest in full if Mary Ann Hanley continues Board service through the day immediately before H2O America’s 2027 annual stockholders meeting. The filing also notes the potential for accelerated vesting under certain prescribed circumstances outlined in the plan.

Did Mary Ann Hanley pay for the H2O America (HTO) RSU grant reported on this Form 4?

No cash price was reported for the 1,947 restricted stock units, indicating they were granted as equity compensation. The transaction code is “A” for a grant, award, or other acquisition, and the price per share is shown as 0.0000 in the filing data.

How are Mary Ann Hanley’s H2O America RSUs treated under the company’s plans?

The RSUs were granted under H2O America’s Long-Term Incentive Plan and fall under a Formulaic Equity Award Program for non-employee Board members. Each RSU converts into one common share upon vesting, and Hanley has elected to defer receipt in accordance with program terms.