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H2O America (HTO) CFO has 9,976 shares after tax withholding event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

H2O America CFO and Treasurer Kelly Ann P reported a routine tax-withholding share disposition related to restricted stock vesting. On July 1, 2026, 88 shares of Common Stock were withheld at $60.74 per share to cover taxes on vested RSUs. Following the transaction, her Form 4 shows 9,976 shares, which a footnote explains as 2,176 shares of Common Stock and 7,800 shares underlying RSUs that will vest and become issuable under their terms.

Positive

  • None.

Negative

  • None.
Insider Kelly Ann P
Role CFO and Treasurer
Type Security Shares Price Value
Tax Withholding Common Stock 88 $60.74 $5K
Holdings After Transaction: Common Stock — 9,976 shares (Direct, null)
Footnotes (1)
  1. Represents 88 shares of the issuer's common stock (Common Stock) withheld in satisfaction of applicable withholding taxes upon the vesting of certain shares of Common Stock that became issuable on July 1, 2026 pursuant to the terms of the Restricted Stock Unit Issuance Agreement between the reporting person and the issuer dated July 1, 2025. The shares underlying such restricted stock units (RSUs) were previously reported as Table I securities at the time the RSUs were granted. Accordingly, the issuance of such shares is not a reportable transaction on this Form 4. Represents 2,176 shares of Common Stock and 7,800 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
Shares withheld for taxes 88 shares Common Stock withheld for tax obligations on RSU vesting, July 1, 2026
Withholding price per share $60.74 per share Value used for 88 withheld Common Stock shares
Shares following transaction 9,976 shares Total shown after disposition for Kelly Ann P
Direct Common Stock 2,176 shares Portion of holdings identified as Common Stock in footnote
RSUs underlying shares 7,800 shares Common Stock underlying RSUs that will vest and become issuable
Restricted Stock Unit Issuance Agreement financial
"pursuant to the terms of the Restricted Stock Unit Issuance Agreement between the reporting person and the issuer"
withheld in satisfaction of applicable withholding taxes financial
"Represents 88 shares of the issuer's common stock ... withheld in satisfaction of applicable withholding taxes"
RSUs financial
"The shares underlying such restricted stock units (RSUs) were previously reported as Table I securities"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
vest and become issuable financial
"7,800 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kelly Ann P
(Last)(First)(Middle)
110 W TAYLOR ST
(Street)
SAN JOSE CALIFORNIA 95110
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
H2O AMERICA [ HTO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and Treasurer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026F88(1)D$60.749,976(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 88 shares of the issuer's common stock (Common Stock) withheld in satisfaction of applicable withholding taxes upon the vesting of certain shares of Common Stock that became issuable on July 1, 2026 pursuant to the terms of the Restricted Stock Unit Issuance Agreement between the reporting person and the issuer dated July 1, 2025. The shares underlying such restricted stock units (RSUs) were previously reported as Table I securities at the time the RSUs were granted. Accordingly, the issuance of such shares is not a reportable transaction on this Form 4.
2. Represents 2,176 shares of Common Stock and 7,800 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
Remarks:
/s/ Willie Brown, Attorney-in-Fact for Ann P. Kelly07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did H2O America (HTO) CFO Kelly Ann P report on this Form 4?

H2O America CFO Kelly Ann P reported a tax-withholding share disposition. The company withheld 88 shares of Common Stock to satisfy taxes due upon restricted stock unit vesting, a common administrative step that does not represent an open-market stock sale.

How many H2O America shares were involved in the tax withholding transaction?

The transaction involved 88 shares of H2O America Common Stock. These shares were withheld by the company at a reported value of $60.74 per share to cover applicable withholding taxes tied to the vesting of previously granted restricted stock units.

What are Kelly Ann P’s reported H2O America holdings after this Form 4 transaction?

After the transaction, the Form 4 shows 9,976 shares associated with Kelly Ann P. A footnote explains this consists of 2,176 shares of Common Stock and 7,800 shares underlying RSUs that will vest and become issuable according to their existing vesting schedules.

Was this H2O America Form 4 transaction an open-market sale by the CFO?

No, the Form 4 describes a tax-withholding disposition, not an open-market sale. The 88 shares were withheld by H2O America to satisfy tax obligations from RSU vesting, a standard, non-discretionary mechanism rather than a voluntary sale into the market.

How are restricted stock units (RSUs) referenced in this H2O America filing?

The filing notes that the vested shares came from RSUs granted under a Restricted Stock Unit Issuance Agreement. It also states 7,800 shares of H2O America Common Stock remain underlying RSUs that will vest and become issuable in the future under their terms.

Did the issuance of vested RSU shares require separate reporting on this H2O America Form 4?

No, the filing states that issuance of the vested RSU shares is not a separate reportable transaction. Those shares were previously reported when the RSUs were granted, so only the 88 shares withheld for taxes appear as the reportable event on this Form 4.