Welcome to our dedicated page for H2O America SEC filings (Ticker: HTO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The H2O America (NASDAQ: HTO) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a national investor-owned network of regulated water and wastewater utilities, H2O America uses SEC filings to report financial performance, material events, financing arrangements, and governance changes that affect its multi-state utility operations.
Key filings for H2O America include Form 10-K annual reports, which typically present a comprehensive view of the company’s water and wastewater business, risk factors, regulatory environment, and capital investment programs, and Form 10-Q quarterly reports, which update investors on operating results, rate activity, infrastructure spending, and developments at its regional utilities in California, Texas, Connecticut, and Maine.
Investors can also review Form 8-K current reports, where H2O America discloses specific material events. Recent 8-K examples include announcements of quarterly financial results, a board leadership transition in which the non-executive chair plans to retire and the chief executive officer is appointed as chair, and an amended and restated credit agreement that updates the company’s revolving credit facility and borrower sublimits for its operating subsidiaries.
For those tracking capital structure and liquidity, the credit agreement filed as an exhibit to an 8-K outlines the key terms of H2O America’s revolving credit facility, including total commitments, maturity date, and participation by its subsidiaries such as San Jose Water Company, The Connecticut Water Company, The Maine Water Company, and SJWTX, Inc. (The Texas Water Company).
On Stock Titan, AI-powered tools can help summarize lengthy filings, highlight changes from prior periods, and surface items related to regulated rates, cost of capital decisions, acquisition agreements, and risk disclosures. Users can quickly locate quarterly and annual reports, 8-Ks on earnings and governance, and exhibits such as credit agreements, while AI-generated overviews make it easier to interpret how these filings relate to H2O America’s water and wastewater utility operations.
H2O AMERICA President and COO Bruce A. Hauk reported equity compensation activity involving the company’s common stock. On February 27, 2026, he was granted 2,743 restricted stock units (RSUs) under the Long-Term Incentive Plan, each RSU convertible into one share as it vests in three annual installments.
Performance-based RSUs from a 2023 award also vested after achieving return on equity and relative total shareholder return goals, covering 1,230 ROE-based shares and 273 TSR-based shares. To cover related tax withholding on these vestings, 378 shares of common stock were disposed of at $53.79 per share. After these transactions, Hauk directly owned 16,616 shares of H2O AMERICA common stock.
H2O America reported that its CFO and Treasurer, Kelly Ann P, acquired 1,707 shares of common stock through a restricted stock unit (RSU) grant at no cash cost. These RSUs vest in three equal annual installments over three years. After this grant, she holds 10,064 shares in total, including 1,947 common shares and 8,117 shares underlying RSUs that will vest under their terms.
H2O America director and CEO Andrew F. Walters reported equity compensation activity involving the company’s common stock. He received 5,950 RSUs under the Long-Term Incentive Plan, each convertible into one share of common stock, vesting in three annual installments from the grant date, subject to continued service and potential accelerated vesting in certain circumstances.
He also acquired 1,704 shares tied to 2023 performance-based RSUs, which vested based on return on equity and relative total shareholder return goals measured from January 1, 2023 to December 31, 2025, along with continued service through December 31, 2025. To cover taxes on these vestings, 605 shares were withheld at a price of $53.79 per share as a tax-withholding disposition.
After these transactions, Walters directly held 30,343 shares of common stock, consisting of 16,220 shares and 14,123 RSU-based shares that will vest according to their terms, and there are an additional 100 shares indirectly held and reported as owned by his spouse.
Rowe Nick Orlando reported acquisition or exercise transactions in this Form 4 filing.
H2O America director Nick Orlando Rowe received an equity award of 505 restricted stock units under the company’s 2023 Long-Term Incentive Plan. The grant is recorded at a price of $0.00 per unit, reflecting a stock-based compensation award rather than a cash purchase.
Each restricted stock unit entitles Rowe to one share of H2O America common stock when it vests. The units will vest in full on the one-year anniversary of the grant date, with the potential for accelerated vesting under certain prescribed circumstances. After this grant, Rowe holds 505 shares-based units directly.
H2O America director Nick Orlando Rowe filed an initial ownership report on Form 3 for the company’s common stock. The filing shows he is a director and reports 0 shares of common stock owned directly following the reported date, establishing his baseline ownership position.
H2O America is registering $550,000,000 of common stock. This prospectus supplement states the offering includes $150,000,000 of shares to be sold by the issuer and $400,000,000 of shares to be sold by forward sellers under forward sale agreements.
The company expects to receive proceeds from the sale of the $150,000,000 of shares sold by H2O America, while proceeds from the $400,000,000 of forward seller shares will flow to forward purchasers except in specified circumstances. Forward sale agreements provide for settlement on or prior to March 2028, with possible physical, cash or net share settlement.
Proceeds are intended to fund the proposed acquisition of Quadvest (base purchase price $483.6 million) together with anticipated Debt Financing, but this offering is not conditioned on closing the Quadvest Acquisition or the Debt Financing.
H2O America filed a current report describing previously agreed asset purchases in Texas and providing detailed financials for the target businesses. Through subsidiaries, the company agreed to acquire substantially all water and sewer utility assets of Quadvest Retail for a base price of $483.6 million and substantially all wholesale water and sewer assets of Quadvest Wholesale for a base price of $56.4 million, each subject to capital expenditure adjustments and various closing conditions, including simultaneous closing of both transactions. The report includes audited financial statements of Quadvest Retail and Quadvest Wholesale for the year ended December 31, 2025 as Exhibits 99.1 and 99.2, along with an auditor consent.
H2O America files its annual report outlining a regulated water utility business across California, Connecticut, Texas and Maine, with 837 full-time employees and 36,164,486 common shares outstanding as of February 26, 2026.
A major strategic step is the planned acquisition of Quadvest’s Texas water and sewer operations for base purchase prices of $483.6 million for the regulated business and $56.4 million for the wholesale business, both subject to regulatory and closing conditions. The company has filed required applications with the Texas commission, using a fair market value framework for ratemaking.
The report details numerous approved and pending rate increases, surcharges and cost-recovery mechanisms across all four states, as well as an estimated $400 million capital program for PFAS treatment to comply with new federal drinking water standards. Management also highlights long-term water-supply planning, significant capital programs, new union contracts through 2028, and a continued focus on safety, employee engagement and community initiatives.
H2O America reported steady 2025 growth and raised its long-term outlook. GAAP diluted EPS rose to $2.92 from $2.87, while adjusted diluted EPS increased to $2.99 from $2.95, landing near the top of the company’s $2.95–$3.00 guidance range. Net income grew 9% to $102.6 million and operating revenue increased 7% to $800.6 million, driven mainly by $67.4 million of rate increases, partly offset by lower usage and regulatory mechanism changes.
The company unveiled a larger 2026–2030 capital plan totaling $2.7 billion, about 31% above the prior five-year budget, focused on pipeline replacement, roughly $400 million of PFAS treatment and investments in the Quadvest system after an anticipated mid‑2026 close. Management issued standalone 2026 adjusted EPS guidance of $3.08–$3.18 and raised its long‑term adjusted EPS CAGR target to 6–8%, expecting a non‑linear rate at or above the top of that range over 2026–2030, including the pending Quadvest and Cibolo Valley deals.
Quadvest’s Texas customer base continued to expand, with active connections up 16% to 54,400 and a backlog of 87,000 connections under contract. The board also raised the quarterly dividend to $0.44 per share in January 2026, a 4.8% increase, implying a $1.76 annualized dividend versus $1.68 in 2025.
H2O America received an amended Schedule 13G/A showing that French asset manager Amundi and its affiliate Amundi Asset Management beneficially own 1,712,886 shares of H2O America common stock, representing 4.78% of the outstanding class as of the event on 12/31/2025.
They report shared voting power over 1,178,916 shares and shared dispositive power over all 1,712,886 shares, with no sole voting or dispositive authority. The filers state the shares are held in the ordinary course of business and not for the purpose of changing or influencing control of H2O America.