Humana legal chief Joseph C. Ventura sells 5,495 shares
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
4
Rhea-AI Filing Summary
Humana Inc. (HUM) Chief Legal Officer Joseph C. Ventura sold 5,495 shares of Humana common stock on November 9, 2026, at a weighted average price of $433.8514 per share; the sale was not reported under a Rule 10b5-1 plan. He also made a charitable gift of 437 shares that day, receiving no value in return. 293 shares were held for his benefit under the Humana Retirement Savings Plan as of October 31, 2026. Five direct option positions were also reported, with expiration dates from February 24, 2027, through February 21, 2031.
Insider Trade Summary
Net Seller: 5,495 shares
Net Sell
2 txns
Insider
Ventura Joseph C
Role
Chief Legal Officer
Sold
5,495 shs ($2.38M)
Share of Position Sold
20.1%
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Humana Common F9, F7 | 5,495 | $433.8514 | $2.38M |
| Gift | Humana Common F8 | 437 | $0.00 | $0.00 |
| Holding | Options F2 | -- | -- | -- |
| Holding | Options F3 | -- | -- | -- |
| Holding | Options F4 | -- | -- | -- |
| Holding | Options F5 | -- | -- | -- |
| Holding | Options F6 | -- | -- | -- |
| Holding | Humana Common F1 | -- | -- | -- |
Holdings After Transaction:
Humana Common — 21,473 shares (Direct);
Options — 23,920 options (Direct);
Humana Common — 293 shares (Indirect, See Footnote)
Holdings Before and After:
Humana Common, 27,405 to 21,473 shares (Direct)
Footnotes (9)
- F1. Shares held for the benefit of reporting person as of October 31, 2026 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- F2. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- F3. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- F4. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- F5. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- F6. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
- F7. Includes 16,568 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan and 2026 Stock Incentive Plans.
- F8. Shares disposed of represent a charitable gift/donation, effective 11/9/2026, in which no value was received in return.
- F9. Price reported is weighted average sales price.
Key Figures
Shares sold: 5,495 shares
Weighted average sales price: $433.8514 per share
Charitable gift: 437 shares
+5 more
8 metrics
Shares sold
5,495 shares
Joseph C. Ventura's sale on November 9, 2026.
Weighted average sales price
$433.8514 per share
Sale on November 9, 2026.
Charitable gift
437 shares
Gift on November 9, 2026; no value was received in return.
Option exercise price
$350.7875 per share
Options covering 4,656 Humana common shares; expiration February 24, 2027.
Option exercise price
$376.6100 per share
Options covering 4,598 Humana common shares; expiration February 22, 2028.
Option exercise price
$425.0550 per share
Options covering 3,932 Humana common shares; expiration February 21, 2029.
Option exercise price
$510.2425 per share
Options covering 4,162 Humana common shares; expiration February 24, 2030.
Option exercise price
$367.2100 per share
Options covering 6,572 Humana common shares; expiration February 21, 2031.
Key Terms
weighted average sales price, restricted stock units, Tax-Conditioned Plan, Rule 16b-3(c), +1 more
5 terms
weighted average sales price financial
"Price reported is weighted average sales price."
restricted stock units financial
"16,568 restricted stock units representing a contingent right"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Tax-Conditioned Plan financial
"under a Tax-Conditioned Plan"
Rule 16b-3(c) regulatory
"exempt under Rule 16b-3(c)"
An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.
Non-Qualified stock options financial
"Incentive and Non-Qualified stock options"
Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What Humana stock options did Joseph C. Ventura report?
He reported options covering 4,656 shares at an exercise price of $350.7875, expiring February 24, 2027; 4,598 at $376.6100, expiring February 22, 2028; 3,932 at $425.0550, expiring February 21, 2029; 4,162 at $510.2425, expiring February 24, 2030; and 6,572 at $367.2100, expiring February 21, 2031.
AI-generated analysis. How Rhea-AI works. Not financial advice.
