Director at Humacyte (HUMA) receives grant of 80,000 stock options
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Humacyte, Inc. reported that director John Philip Bamforth received a grant of stock options covering 80,000 shares of common stock. The options have an exercise price of $1.08 per share and expire on June 11, 2036. Following this grant, he holds 80,000 options directly.
The footnote explains that 25% of the options become exercisable on June 11, 2027, with the remaining portion vesting in equal monthly installments (1/48 of the grant) on the 11th of each month through June 11, 2030. This is a compensation-related award rather than an open-market purchase.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Bamforth John Philip
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Options (right to buy) | 80,000 | $0.00 | -- |
Holdings After Transaction:
Stock Options (right to buy) — 80,000 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Options granted: 80,000 options
Exercise price: $1.08 per share
Expiration date: June 11, 2036
+3 more
6 metrics
Options granted
80,000 options
Stock options (right to buy) granted to director
Exercise price
$1.08 per share
Exercise price of stock options
Expiration date
June 11, 2036
Option expiration
Post-grant option holdings
80,000 options
Total derivative securities following transaction
Initial vesting date
June 11, 2027
First 25% of options become exercisable
Monthly vesting fraction
1/48 of grant
Vests monthly from June 11, 2027 to June 11, 2030
Key Terms
Stock Options (right to buy), Grant, award, or other acquisition, exercise price, Common Stock, +1 more
5 terms
Stock Options (right to buy) financial
"security_title: "Stock Options (right to buy)""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
exercise price financial
"conversion_or_exercise_price of $1.0800 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Common Stock financial
"underlying_security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
exercisable financial
"The first 25% of the option becomes exercisable on June 11, 2027"
FAQ
What insider transaction did Humacyte (HUMA) report for John Philip Bamforth?
Humacyte reported a compensation-related grant of stock options to director John Philip Bamforth for 80,000 shares of common stock. The options give him the right to buy shares at a fixed price in the future, subject to a multi-year vesting schedule.
How many Humacyte (HUMA) stock options were granted in this Form 4?
The Form 4 shows a grant of stock options covering 80,000 shares of Humacyte common stock. These options were awarded at no upfront cost and provide the right to purchase shares at a preset exercise price if and when they vest.
What is the exercise price and expiration date of the Humacyte (HUMA) options granted?
The granted options have an exercise price of $1.08 per share and expire on June 11, 2036. This means the director can choose to buy shares at $1.08 before that expiration date, but only for options that have vested.
What is the vesting schedule for the 80,000 Humacyte (HUMA) stock options?
According to the footnote, 25% of the options vest on June 11, 2027. After that, 1/48 of the total grant vests monthly on the 11th of each month through June 11, 2030, creating a gradual, time-based vesting pattern.
Is this Humacyte (HUMA) Form 4 transaction an open-market purchase or a grant?
The transaction is classified as a grant or award acquisition, not an open-market purchase. The options were awarded at a price of $0.00 per option, with an exercise price of $1.08 per share, reflecting standard equity-based director compensation.
How many Humacyte (HUMA) options does John Philip Bamforth hold after this transaction?
After this grant, John Philip Bamforth holds 80,000 stock options directly. The Form 4 indicates this total in the "following transaction" field, and there are no additional derivative positions listed in the derivative summary section of the filing.