Welcome to our dedicated page for Nicola Mining SEC filings (Ticker: HUSIF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nicola Mining Inc. SEC filings document its U.S. foreign-private-issuer reporting, capital structure and mining-property disclosure. The company furnishes Form 6-K reports under the Exchange Act and incorporates selected exhibits by reference into its Form F-10 shelf registration, including material change reports, prospectus-related exhibits and expert consents tied to technical mining reports.
Recent filings cover American Depositary Shares, warrants, an underwriting agreement, a deposit agreement, pro forma shareholders' equity, private-placement units and use-of-proceeds disclosures for mill expansion, property, plant and equipment, working capital and general corporate purposes. The record also includes disclosures linked to the New Craigmont copper resource and related NI 43-101 technical-report materials.
Nicola Mining Inc. filed a Form 6-K with Q1 2026 results showing a sharp ramp-up in operations but continuing losses and going concern risk. Milling revenue rose to $1.50 million from $6,398 a year earlier, generating a gross margin of $366,023. Total other income was $72,395, yet operating expenses of $1.80 million led to a net loss of $1,015,084, compared with a loss of $475,808 in Q1 2025, largely from higher share-based compensation and listing-related costs.
Cash and cash equivalents increased to $2.45 million and working capital to $7.2 million, aided by a January 2026 private placement of 5,512,001 units at $0.90 for gross proceeds of $4.96 million. Total assets reached $16.66 million, while total liabilities were $15.91 million, including an asset retirement obligation of $13.91 million. Management highlights a material uncertainty that may raise substantial doubt about the Company’s ability to continue as a going concern, emphasizing the need for continued access to financing and profitable milling operations.
Nicola Mining Inc. filed a Form 6-K with Q1 2026 results showing a sharp ramp-up in operations but continuing losses and going concern risk. Milling revenue rose to $1.50 million from $6,398 a year earlier, generating a gross margin of $366,023. Total other income was $72,395, yet operating expenses of $1.80 million led to a net loss of $1,015,084, compared with a loss of $475,808 in Q1 2025, largely from higher share-based compensation and listing-related costs.
Cash and cash equivalents increased to $2.45 million and working capital to $7.2 million, aided by a January 2026 private placement of 5,512,001 units at $0.90 for gross proceeds of $4.96 million. Total assets reached $16.66 million, while total liabilities were $15.91 million, including an asset retirement obligation of $13.91 million. Management highlights a material uncertainty that may raise substantial doubt about the Company’s ability to continue as a going concern, emphasizing the need for continued access to financing and profitable milling operations.
Nicola Mining Inc. filed its Annual Report on Form 40-F for the fiscal year ended December 31, 2025, incorporating an Annual Information Form, audited IFRS financial statements, and MD&A by reference. The report states 210,614,380 common stock outstanding as of the close of the period. Management (CEO and CFO) concluded that the company’s disclosure controls and internal control over financial reporting were effective as of December 31, 2025. The company qualifies as an emerging growth company and therefore did not include an auditor attestation under Section 404(b). The filing discloses auditor fees, the audit committee composition and the adoption of a Clawback Policy.
Nicola Mining Inc. filed its Annual Report on Form 40-F for the fiscal year ended December 31, 2025, incorporating an Annual Information Form, audited IFRS financial statements, and MD&A by reference. The report states 210,614,380 common stock outstanding as of the close of the period. Management (CEO and CFO) concluded that the company’s disclosure controls and internal control over financial reporting were effective as of December 31, 2025. The company qualifies as an emerging growth company and therefore did not include an auditor attestation under Section 404(b). The filing discloses auditor fees, the audit committee composition and the adoption of a Clawback Policy.
Nicola Mining Inc. ownership disclosure: Citadel-affiliated entities and Kenneth Griffin report shared beneficial ownership of Nicola Mining Inc. common shares represented by American Depositary Shares (each ADS = 12 common shares).
The filing shows Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC each report 16,832,952 shares (reported as 7.0% of the class). Citadel Securities LLC reports 180,339 shares (0.1%) and related Citadel securities entities report 493,839 shares (0.2%). Kenneth Griffin is reported with 17,326,791 shares (7.2%). The filing cites 240,251,392 Shares outstanding comprised of 229,088,596 Shares outstanding as of April 17, 2026 and 11,162,796 Shares issuable upon conversion of certain warrants.
Nicola Mining Inc. ownership disclosure: Citadel-affiliated entities and Kenneth Griffin report shared beneficial ownership of Nicola Mining Inc. common shares represented by American Depositary Shares (each ADS = 12 common shares).
The filing shows Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC each report 16,832,952 shares (reported as 7.0% of the class). Citadel Securities LLC reports 180,339 shares (0.1%) and related Citadel securities entities report 493,839 shares (0.2%). Kenneth Griffin is reported with 17,326,791 shares (7.2%). The filing cites 240,251,392 Shares outstanding comprised of 229,088,596 Shares outstanding as of April 17, 2026 and 11,162,796 Shares issuable upon conversion of certain warrants.
Nicola Mining Inc. closed the over-allotment option tied to its recent public offering of American Depositary Shares (ADSs) and warrants. The company issued an additional 139,534 ADSs at a public offering price of US$6.45 per share, generating gross proceeds of about US$900K.
With this partial over-allotment exercise, the option is now fully used and the total securities sold in the Offering reached 1,069,767 ADSs and warrants to purchase up to 1,069,767 ADSs, for aggregate gross proceeds of approximately US$6.9 million. The transaction was conducted under an effective Form F-10 shelf registration statement, with Maxim Group LLC acting as sole book-running manager, and no securities were sold to Canadian purchasers.
Nicola Mining Inc. closed an underwritten public offering in the United States of 930,233 American Depositary Shares (ADSs) and 930,233 warrants at an offering price of US$6.45 per ADS and accompanying warrant, generating gross proceeds of US$6.0 million. Each ADS represents 12 common shares of the company. The warrants have an exercise price of C$12.2213 per ADS, are exercisable immediately and expire on April 14, 2031. Underwriters received a 45‑day option that was partially exercised to buy an additional 139,534 warrants. The ADSs trade on the Nasdaq Capital Market under the symbol NICM, and no securities were sold to Canadian purchasers. Nicola Mining plans to use the net proceeds for mill expansion, property, plant and equipment, and general and administrative and working capital needs.
Nicola Mining Inc. has closed a US underwritten public offering raising gross proceeds of US$6.0 million from 930,233 American Depositary Shares (ADSs) and an equal number of warrants priced at US$6.45 per ADS and accompanying warrant.
Each ADS represents 12 common shares of Nicola. The warrants have an exercise price of CAD$12.2213 per ADS, are immediately exercisable, and expire five years after issuance. The ADSs began trading on the Nasdaq Capital Market under the symbol “NICM”, while the warrants are not listed.
Nicola granted underwriters a 45-day option that was partially exercised for an additional 139,534 warrants. The company plans to use the net proceeds for mill expansion, property, plant and equipment, and general and administrative and working capital needs.
Nicola Mining Inc. is conducting a US$6.0 million underwritten public offering of 930,233 American Depositary Shares (ADSs) and 930,233 warrants at US$6.45 per ADS and accompanying warrant. Each ADS represents 12 common shares.
The warrants are exercisable immediately at C$12.2213 per ADS and expire five years after issuance. The ADSs are expected to trade on the Nasdaq Capital Market under the ticker NICM starting April 13, 2026. Underwriters have a 45‑day option to buy up to an additional 139,534 ADSs and/or 139,534 warrants. Net proceeds are intended for mill expansion, property, plant and equipment, and general corporate and working capital needs.
Nicola Mining Inc. submitted a Form 6-K to provide investors with a pro-forma shareholders’ equity position as of September 30, 2025. This information is adjusted to reflect the planned offering of American Depositary Shares in connection with an application to list the ADSs on the Nasdaq Capital Market.
The pro-forma equity figures are based on an underwriting agreement dated April 13, 2026 with Maxim Group LLC and certain subsequent events. The company notes that this pro-forma shareholders’ equity has not been reviewed by its independent accountant.
Nicola Mining Inc. filed a Form 6-K as a foreign private issuer to furnish expert consents related to its Canadian Form F-10 shelf registration. The filing states that Exhibits 99.1 and 99.2 are incorporated by reference into the company’s Form F-10 registration statement.
In these exhibits, professional geoscientists James N Gray, P. Geo. and Kevin Wells, P. Geo. each consent to being named in an amended and restated preliminary prospectus supplement dated January 29, 2026 and in any related prospectus supplements. They also consent to the use of their NI 43-101 Technical Report on the preliminary copper resource for the Southern Dump and 3060 Portal Dumps, dated May 21, 2020, including written disclosure, extracts, and summaries drawn from that report.