Planned sale of 3,500 HWKN (NASDAQ: HWKN) shares disclosed

Rhea-AI Filing Summary

A shareholder in Nasdaq-listed common stock of symbol HWKN has filed a Rule 144 notice to sell 3,500 shares through Charles Schwab, with an aggregate market value of $453,950. The issuer had 20,902,093 shares outstanding at the time referenced.

The shares to be sold come from restricted stock that vested on 04/01/2024, when 4,564 shares were acquired from the issuer as equity compensation. The planned sale date listed is 02/02/2026, and the securities are to be sold on Nasdaq.

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Accepted by SEC EDGAR 02/02/2026 - 10:52 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	3500	453950.00	20902093	02/02/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2024	Vesting of Restricted Stock	Issuer			4564	04/01/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the HWKN Form 144 filing disclose about planned share sales?

The Form 144 filing discloses a planned sale of 3,500 HWKN common shares. These shares are to be sold through Charles Schwab on Nasdaq, with an aggregate market value stated as $453,950 at the time of the notice.

How many HWKN shares are outstanding in the Form 144 disclosure?

The disclosure states that 20,902,093 HWKN common shares are outstanding. This figure provides context for the planned sale of 3,500 shares, helping investors understand the relative size of the proposed transaction against the total share count.

When were the HWKN shares being sold under Form 144 originally acquired?

The shares being sold were acquired on 04/01/2024 through the vesting of restricted stock. On that date, 4,564 shares were obtained from the issuer as equity compensation, forming the pool from which 3,500 shares are now planned for sale.

What is the planned sale date for the 3,500 HWKN shares in the Form 144?

The filing lists an approximate sale date of 02/02/2026 for the 3,500 HWKN shares. This indicates when the shareholder expects to begin selling the restricted stock on Nasdaq, subject to Rule 144 conditions and market circumstances at that time.

How were the HWKN shares in the Form 144 acquired and paid for?

The filing shows the HWKN shares were acquired via vesting of restricted stock on 04/01/2024. The nature of payment is described as equity compensation, meaning the issuer granted the shares as part of a compensation arrangement rather than a cash purchase.

What representation does the seller make in the HWKN Form 144 notice?

The seller represents that they do not know any material adverse information about the issuer’s operations that has not been publicly disclosed. If a Rule 10b5-1 trading plan exists, this representation is made as of the plan’s adoption or instruction date.