STOCK TITAN

Hycroft Mining (HYMC) CEO receives 33,172 RSUs vesting through 2029

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GARRETT DIANE R reported acquisition or exercise transactions in this Form 4 filing.

Hycroft Mining Holding Corp reported that President and CEO Diane R. Garrett received a grant of 33,172 restricted stock units (RSUs) of Class A common stock on March 9, 2026, at no cash cost. Subject to her continued employment, 33% of the RSUs vest on March 9, 2027, another 33% on March 9, 2028, and the remaining 34% on March 9, 2029. Each RSU represents a right to receive one share of Class A common stock upon vesting. Following this award, she holds 949,902 shares directly, plus 800 shares held indirectly through her spouse’s IRA.

Positive

  • None.

Negative

  • None.
Insider GARRETT DIANE R
Role President & CEO
Type Security Shares Price Value
Grant/Award Class A Common Stock 33,172 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 949,902 shares (Direct); Class A Common Stock — 800 shares (Indirect, Through spouse's IRA)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GARRETT DIANE R

(Last) (First) (Middle)
C/O HYCROFT MINING HOLDING CORPORATION
P.O. BOX 3030

(Street)
WINNEMUCCA NV 89446

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYCROFT MINING HOLDING CORP [ HYMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/09/2026 A 33,172(1) A $0 949,902 D
Class A Common Stock 800 I Through spouse's IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the award of restricted stock units ("RSUs") by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of March 9, 2027 and March 9, 2028 and 34% vest on March 9, 2029. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock on a one-to-one basis.
/s/ Diane R. Garrett 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Hycroft Mining (HYMC) report for Diane R. Garrett?

Hycroft Mining reported that President and CEO Diane R. Garrett received a grant of restricted stock units. On March 9, 2026, she was awarded 33,172 RSUs linked to Class A common stock, which will convert into shares as they vest over time.

How many RSUs did the Hycroft Mining (HYMC) CEO receive and at what price?

Diane R. Garrett received 33,172 restricted stock units of Hycroft Mining’s Class A common stock. The Form 4 lists the transaction price per share as $0.0000, reflecting that this was an equity-based compensation award rather than an open-market purchase.

What is the vesting schedule for Diane Garrett’s 33,172 Hycroft Mining RSUs?

The 33,172 RSUs vest in three tranches, subject to continued employment. Thirty-three percent vest on March 9, 2027, another 33% on March 9, 2028, and the remaining 34% on March 9, 2029, with each vested RSU converting into one common share.

How many Hycroft Mining (HYMC) shares does Diane Garrett hold after this Form 4?

After the reported award, Diane Garrett directly holds 949,902 shares of Hycroft Mining Class A common stock. The filing also shows an additional 800 shares held indirectly through her spouse’s IRA, providing a small indirect ownership stake alongside her direct holdings.

What does the indirect holding through a spouse’s IRA mean for Hycroft (HYMC) CEO ownership?

The Form 4 notes 800 Hycroft Mining shares held indirectly through Diane Garrett’s spouse’s IRA. This indicates a separate retirement account owns those shares, while still being associated with the reporting person, in addition to her substantial direct stock holdings reported in the filing.

How do Diane Garrett’s RSUs convert into Hycroft Mining (HYMC) shares?

Each restricted stock unit represents a contingent right to receive one share of Hycroft Mining’s Class A common stock. On each vesting date, the vested RSUs automatically convert into an equal number of common shares on a one-to-one basis, according to the schedule disclosed.