Hyperfine (HYPR) 10% owner Jonathan Rothberg awarded 157,700 stock options
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Hyperfine, Inc. director and 10% owner Jonathan M. Rothberg received a grant of stock options covering 157,700 shares of Class A common stock. The options have an exercise price of $1.49 per share and expire on May 22, 2036.
The grant was awarded at no cost to Rothberg and is categorized as a compensation-related acquisition, not an open‑market purchase. According to the filing, all 157,700 options are held directly, and the underlying shares vest on the date of Hyperfine’s next regular annual stockholders meeting, subject to his continued service.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
ROTHBERG JONATHAN M
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Options (right to buy) | 157,700 | $0.00 | -- |
Holdings After Transaction:
Stock Options (right to buy) — 157,700 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Options granted: 157,700 options
Exercise price: $1.49 per share
Expiration date: May 22, 2036
+2 more
5 metrics
Options granted
157,700 options
Stock options covering Class A common stock
Exercise price
$1.49 per share
Strike price for the stock options
Expiration date
May 22, 2036
Options expiration
Underlying shares
157,700 shares
Class A common stock underlying options
Post-transaction derivative holdings
157,700 options
Total derivative securities held directly after grant
Key Terms
Stock Options (right to buy), Class A Common Stock, Grant, award, or other acquisition, annual stockholders meeting
4 terms
Stock Options (right to buy) financial
"security_title: Stock Options (right to buy)"
Class A Common Stock financial
"underlying_security_title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
annual stockholders meeting financial
"vest on the date of the Issuer's next regular annual stockholders meeting"
FAQ
What did Hyperfine (HYPR) director Jonathan Rothberg report on this Form 4?
Jonathan Rothberg reported receiving a grant of stock options for 157,700 shares of Hyperfine Class A common stock. These options were awarded as compensation, not bought in the open market, and give him the right to purchase shares at a fixed exercise price in the future.
What are the key terms of the new Hyperfine (HYPR) stock options granted to Jonathan Rothberg?
The granted stock options cover 157,700 underlying Class A shares at an exercise price of $1.49 per share. They expire on May 22, 2036. This structure lets Rothberg buy shares at $1.49 if he chooses to exercise before the expiration date.
When do Jonathan Rothberg’s new Hyperfine (HYPR) options vest?
The options vest on the date of Hyperfine’s next regular annual stockholders meeting, if Jonathan Rothberg continues his service through that date. Vesting conditions mean he must remain in his role until the meeting for the options to become exercisable.
How many Hyperfine (HYPR) derivative securities does Jonathan Rothberg hold after this transaction?
After this transaction, the filing shows Jonathan Rothberg holding 157,700 stock options directly. Each option relates to one share of Class A common stock, so the position represents potential future ownership if he exercises the options.
Was Jonathan Rothberg’s Hyperfine (HYPR) Form 4 transaction an open-market stock purchase?
No, the Form 4 reports a grant of stock options classified as a grant, award, or other acquisition. This is compensation rather than an open-market share purchase, so no shares were bought or sold on the market in this transaction.