STOCK TITAN

Hyperfine (HYPR) 10% owner Jonathan Rothberg awarded 157,700 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hyperfine, Inc. director and 10% owner Jonathan M. Rothberg received a grant of stock options covering 157,700 shares of Class A common stock. The options have an exercise price of $1.49 per share and expire on May 22, 2036.

The grant was awarded at no cost to Rothberg and is categorized as a compensation-related acquisition, not an open‑market purchase. According to the filing, all 157,700 options are held directly, and the underlying shares vest on the date of Hyperfine’s next regular annual stockholders meeting, subject to his continued service.

Positive

  • None.

Negative

  • None.
Insider ROTHBERG JONATHAN M
Role null
Type Security Shares Price Value
Grant/Award Stock Options (right to buy) 157,700 $0.00 --
Holdings After Transaction: Stock Options (right to buy) — 157,700 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 157,700 options Stock options covering Class A common stock
Exercise price $1.49 per share Strike price for the stock options
Expiration date May 22, 2036 Options expiration
Underlying shares 157,700 shares Class A common stock underlying options
Post-transaction derivative holdings 157,700 options Total derivative securities held directly after grant
Stock Options (right to buy) financial
"security_title: Stock Options (right to buy)"
Class A Common Stock financial
"underlying_security_title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
annual stockholders meeting financial
"vest on the date of the Issuer's next regular annual stockholders meeting"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROTHBERG JONATHAN M

(Last)(First)(Middle)
C/O HYPERFINE, INC.
351 NEW WHITFIELD STREET

(Street)
GUILFORD CONNECTICUT 06437

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hyperfine, Inc. [ HYPR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (right to buy)$1.4905/22/2026A157,700 (1)05/22/2036Class A Common Stock157,700$0157,700D
Explanation of Responses:
1. The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date.
/s/ Anne Bruno, Attorney-in-Fact for Jonathan M. Rothberg, Ph.D.05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Hyperfine (HYPR) director Jonathan Rothberg report on this Form 4?

Jonathan Rothberg reported receiving a grant of stock options for 157,700 shares of Hyperfine Class A common stock. These options were awarded as compensation, not bought in the open market, and give him the right to purchase shares at a fixed exercise price in the future.

What are the key terms of the new Hyperfine (HYPR) stock options granted to Jonathan Rothberg?

The granted stock options cover 157,700 underlying Class A shares at an exercise price of $1.49 per share. They expire on May 22, 2036. This structure lets Rothberg buy shares at $1.49 if he chooses to exercise before the expiration date.

When do Jonathan Rothberg’s new Hyperfine (HYPR) options vest?

The options vest on the date of Hyperfine’s next regular annual stockholders meeting, if Jonathan Rothberg continues his service through that date. Vesting conditions mean he must remain in his role until the meeting for the options to become exercisable.

How many Hyperfine (HYPR) derivative securities does Jonathan Rothberg hold after this transaction?

After this transaction, the filing shows Jonathan Rothberg holding 157,700 stock options directly. Each option relates to one share of Class A common stock, so the position represents potential future ownership if he exercises the options.

Was Jonathan Rothberg’s Hyperfine (HYPR) Form 4 transaction an open-market stock purchase?

No, the Form 4 reports a grant of stock options classified as a grant, award, or other acquisition. This is compensation rather than an open-market share purchase, so no shares were bought or sold on the market in this transaction.