Canaccord Genuity (OTCQX: HZEN) files multiple Form 144 sale notices

Rhea-AI Filing Summary

Canaccord Genuity Inc. submitted Form 144 notices reporting proposed and recent sales of Common stock on multiple dates in late April and early May 2026. The filings list transaction dates and line items such as 6,144, 7,787, and an aggregate figure 11,425,100 appearing on the security lines.

Key Figures

Line item A: 6,144 Line item B: 7,787 Listed aggregate figure: 11,425,100 +1 more

4 metrics

Line item A 6,144 appears in securities rows associated with 04/27/2026

Line item B 7,787 repeated in multiple securities rows dated 04/28/2026–05/06/2026

Listed aggregate figure 11,425,100 appears in the securities information rows alongside per‑date entries

Date range 04/27/2026–05/07/2026 transaction dates shown in the securities sold section

Key Terms

Form 144, Privately Negotiated Transaction, OTCQX

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction financial

"Common | 09/30/2023 | Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQX market

"OTCQX Common | Canaccord Genuity Inc"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Inc 535 Madison Avenue, New York NY 10022	6144	3870.72	11425100	04/27/2026	OTCQX
Common	Canaccord Genuity Inc 535 Madison Avenue, New York NY 10022	7787	4595.11	11425100	04/28/2026	OTCQX
Common	Canaccord Genuity Inc 535 Madison Avenue, New York NY 10022	7787	4428.47	11425100	04/29/2026	OTCQX
Common	Canaccord Genuity Inc 535 Madison Avenue, New York NY 10022	7787	4771.09	11425100	04/30/2026	OTCQX
Common	Canaccord Genuity Inc 535 Madison Avenue, New York NY 10022	7787	5131.63	11425100	05/01/2026	OTCQX
Common	Canaccord Genuity Inc 535 Madison Avenue, New York NY 10022	7787	5217.29	11425100	05/04/2026	OTCQX
Common	Canaccord Genuity Inc 535 Madison Avenue, New York NY 10022	7787	5334.10	11425100	05/05/2026	OTCQX
Common	Canaccord Genuity Inc 535 Madison Avenue, New York NY 10022	7787	5684.51	11425100	05/06/2026	OTCQX
Common	Canaccord Genuity Inc 535 Madison Avenue, New York NY 10022	7821	5021.08	11425100	05/07/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/30/2023	Privately Negotiated Transaction	Purchased from Issuer			6144	09/30/2023	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Digital Currency Group, Inc. 290 Harbor Drive, 4th Floor Stamford CT 06902	Common	04/27/2026	6144	3870.72
Digital Currency Group, Inc. 290 Harbor Drive, 4th Floor Stamford CT 06902	Common	04/28/2026	7787	4595.11
Digital Currency Group, Inc. 290 Harbor Drive, 4th Floor Stamford CT 06902	Common	04/29/2026	7787	4428.47
Digital Currency Group, Inc. 290 Harbor Drive, 4th Floor Stamford CT 06902	Common	04/30/2026	7787	4771.09
Digital Currency Group, Inc. 290 Harbor Drive, 4th Floor Stamford CT 06902	Common	05/01/2026	7787	5131.63
Digital Currency Group, Inc. 290 Harbor Drive, 4th Floor Stamford CT 06902	Common	05/04/2026	7787	5217.29
Digital Currency Group, Inc. 290 Harbor Drive, 4th Floor Stamford CT 06902	Common	05/05/2026	7787	5334.1
Digital Currency Group, Inc. 290 Harbor Drive, 4th Floor Stamford CT 06902	Common	05/06/2026	7787	5684.51

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Canaccord Genuity (HZEN) Form 144 filing report?

The filing reports proposed and recent sales of Common stock on multiple dates in April–May 2026. It lists per‑date line items including 6,144 and 7,787 along with an 11,425,100 line appearing in the securities rows.

Do the Form 144 entries show how the shares were sold?

Yes. One line identifies a Privately Negotiated Transaction and another line shows shares were "Purchased from Issuer" with cash indicated. Other rows list OTCQX common sales entries by date and amount.

Which dates are listed for the reported transactions in the filing?

Transaction dates listed span 04/27/2026 through 05/07/2026. Multiple daily line items appear for 04/27/2026–05/06/2026 and a final entry on 05/07/2026 in the securities section.

Who is named as the seller in the Form 144 entries?

The entries name Digital Currency Group, Inc. at a Stamford CT address in several rows as the entity associated with Common stock sales across the listed dates.