STOCK TITAN

[Form 4] Interactive Brokers Group, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Insider: Earl H. Nemser, Vice Chairman & Director of Interactive Brokers Group (IBKR).

Transaction: On 07/28/2025 Nemser executed an open-market sale (Code S) of 100 Class A shares at $65.90 per share through his affiliate EN Holdings LLC.

Post-transaction holdings: 399,900 Class A shares held indirectly via EN Holdings LLC and 427,812 shares held directly (vested & unvested RSUs), totaling roughly 827,712 shares.

The sale represents <0.01 % of both IBKR’s outstanding shares and Nemser’s reported stake, signalling no meaningful change in ownership or control. No derivative security activity was disclosed.

Informazione interna: Earl H. Nemser, Vicepresidente e Direttore di Interactive Brokers Group (IBKR).

Transazione: Il 28/07/2025 Nemser ha effettuato una vendita sul mercato aperto (Codice S) di 100 azioni di Classe A a $65,90 per azione tramite la sua affiliata EN Holdings LLC.

Detenzioni post-transazione: 399.900 azioni di Classe A detenute indirettamente tramite EN Holdings LLC e 427.812 azioni detenute direttamente (RSU maturate e non maturate), per un totale di circa 827.712 azioni.

La vendita rappresenta meno dello 0,01 % sia delle azioni in circolazione di IBKR sia della partecipazione dichiarata di Nemser, indicando nessun cambiamento significativo nel controllo o nella proprietà. Non sono state divulgate attività su strumenti derivati.

Información privilegiada: Earl H. Nemser, Vicepresidente y Director de Interactive Brokers Group (IBKR).

Transacción: El 28/07/2025 Nemser realizó una venta en el mercado abierto (Código S) de 100 acciones Clase A a $65,90 por acción a través de su afiliada EN Holdings LLC.

Participaciones después de la transacción: 399.900 acciones Clase A mantenidas indirectamente a través de EN Holdings LLC y 427.812 acciones mantenidas directamente (RSU adquiridas y no adquiridas), sumando un total aproximado de 827.712 acciones.

La venta representa menos del 0,01 % tanto de las acciones en circulación de IBKR como de la participación reportada de Nemser, indicando que no hay un cambio significativo en la propiedad o control. No se informó actividad con valores derivados.

내부자: 얼 H. 넴서, 인터랙티브 브로커스 그룹(IBKR) 부회장 겸 이사.

거래 내역: 2025년 7월 28일 넴서는 그의 계열사 EN Holdings LLC를 통해 100주 클래스 A 주식을 주당 $65.90에 공개시장 판매(Code S)했습니다.

거래 후 보유 주식: EN Holdings LLC를 통해 간접적으로 보유한 399,900주 클래스 A 주식과 직접적으로 보유한 427,812주(베스팅된 및 베스팅되지 않은 RSU 포함), 총 약 827,712주입니다.

이번 매도는 IBKR의 발행 주식과 넴서가 보고한 지분 모두의 0.01% 미만에 해당하며, 소유권이나 지배권에 의미 있는 변화가 없음을 나타냅니다. 파생상품 관련 활동은 공개되지 않았습니다.

Initié : Earl H. Nemser, Vice-président et Directeur du groupe Interactive Brokers (IBKR).

Transaction : Le 28/07/2025, Nemser a effectué une vente sur le marché libre (Code S) de 100 actions de Classe A au prix de 65,90 $ par action via sa filiale EN Holdings LLC.

Positions après la transaction : 399 900 actions de Classe A détenues indirectement via EN Holdings LLC et 427 812 actions détenues directement (RSU acquises et non acquises), soit un total d'environ 827 712 actions.

Cette vente représente moins de 0,01 % des actions en circulation d’IBKR et de la participation déclarée de Nemser, indiquant qu’il n’y a pas de changement significatif dans la propriété ou le contrôle. Aucune activité sur titres dérivés n’a été divulguée.

Insider: Earl H. Nemser, Vizevorsitzender und Direktor der Interactive Brokers Group (IBKR).

Transaktion: Am 28.07.2025 führte Nemser über seine Tochtergesellschaft EN Holdings LLC einen Verkauf von 100 Class A Aktien zum Preis von 65,90 $ pro Aktie am offenen Markt (Code S) durch.

Bestände nach der Transaktion: 399.900 Class A Aktien, die indirekt über EN Holdings LLC gehalten werden, und 427.812 Aktien, die direkt gehalten werden (unmittelbar und unverfallbare RSUs), insgesamt etwa 827.712 Aktien.

Der Verkauf entspricht weniger als 0,01 % sowohl der ausstehenden IBKR-Aktien als auch von Nemsers gemeldetem Anteil und signalisiert keine wesentliche Änderung der Eigentums- oder Kontrollverhältnisse. Es wurden keine Aktivitäten mit Derivaten gemeldet.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: De minimis insider sale; immaterial to ownership structure or market sentiment.

The 100-share sale at $65.90 reduces Nemser’s indirect stake by only 0.025 %. With ~827k shares remaining, governance alignment stays intact. No derivatives indicate straightforward liquidity management rather than hedging or signal of concern. Market impact expected to be neutral.

TL;DR: Ownership oversight unchanged; transaction raises no governance red flags.

Nemser retains substantial equity, preserving incentive alignment with shareholders. Transaction complies with Section 16 reporting and does not trigger any control thresholds. Lack of 10b5-1 plan disclosure suggests discretionary timing but scale is too small for concern.

Informazione interna: Earl H. Nemser, Vicepresidente e Direttore di Interactive Brokers Group (IBKR).

Transazione: Il 28/07/2025 Nemser ha effettuato una vendita sul mercato aperto (Codice S) di 100 azioni di Classe A a $65,90 per azione tramite la sua affiliata EN Holdings LLC.

Detenzioni post-transazione: 399.900 azioni di Classe A detenute indirettamente tramite EN Holdings LLC e 427.812 azioni detenute direttamente (RSU maturate e non maturate), per un totale di circa 827.712 azioni.

La vendita rappresenta meno dello 0,01 % sia delle azioni in circolazione di IBKR sia della partecipazione dichiarata di Nemser, indicando nessun cambiamento significativo nel controllo o nella proprietà. Non sono state divulgate attività su strumenti derivati.

Información privilegiada: Earl H. Nemser, Vicepresidente y Director de Interactive Brokers Group (IBKR).

Transacción: El 28/07/2025 Nemser realizó una venta en el mercado abierto (Código S) de 100 acciones Clase A a $65,90 por acción a través de su afiliada EN Holdings LLC.

Participaciones después de la transacción: 399.900 acciones Clase A mantenidas indirectamente a través de EN Holdings LLC y 427.812 acciones mantenidas directamente (RSU adquiridas y no adquiridas), sumando un total aproximado de 827.712 acciones.

La venta representa menos del 0,01 % tanto de las acciones en circulación de IBKR como de la participación reportada de Nemser, indicando que no hay un cambio significativo en la propiedad o control. No se informó actividad con valores derivados.

내부자: 얼 H. 넴서, 인터랙티브 브로커스 그룹(IBKR) 부회장 겸 이사.

거래 내역: 2025년 7월 28일 넴서는 그의 계열사 EN Holdings LLC를 통해 100주 클래스 A 주식을 주당 $65.90에 공개시장 판매(Code S)했습니다.

거래 후 보유 주식: EN Holdings LLC를 통해 간접적으로 보유한 399,900주 클래스 A 주식과 직접적으로 보유한 427,812주(베스팅된 및 베스팅되지 않은 RSU 포함), 총 약 827,712주입니다.

이번 매도는 IBKR의 발행 주식과 넴서가 보고한 지분 모두의 0.01% 미만에 해당하며, 소유권이나 지배권에 의미 있는 변화가 없음을 나타냅니다. 파생상품 관련 활동은 공개되지 않았습니다.

Initié : Earl H. Nemser, Vice-président et Directeur du groupe Interactive Brokers (IBKR).

Transaction : Le 28/07/2025, Nemser a effectué une vente sur le marché libre (Code S) de 100 actions de Classe A au prix de 65,90 $ par action via sa filiale EN Holdings LLC.

Positions après la transaction : 399 900 actions de Classe A détenues indirectement via EN Holdings LLC et 427 812 actions détenues directement (RSU acquises et non acquises), soit un total d'environ 827 712 actions.

Cette vente représente moins de 0,01 % des actions en circulation d’IBKR et de la participation déclarée de Nemser, indiquant qu’il n’y a pas de changement significatif dans la propriété ou le contrôle. Aucune activité sur titres dérivés n’a été divulguée.

Insider: Earl H. Nemser, Vizevorsitzender und Direktor der Interactive Brokers Group (IBKR).

Transaktion: Am 28.07.2025 führte Nemser über seine Tochtergesellschaft EN Holdings LLC einen Verkauf von 100 Class A Aktien zum Preis von 65,90 $ pro Aktie am offenen Markt (Code S) durch.

Bestände nach der Transaktion: 399.900 Class A Aktien, die indirekt über EN Holdings LLC gehalten werden, und 427.812 Aktien, die direkt gehalten werden (unmittelbar und unverfallbare RSUs), insgesamt etwa 827.712 Aktien.

Der Verkauf entspricht weniger als 0,01 % sowohl der ausstehenden IBKR-Aktien als auch von Nemsers gemeldetem Anteil und signalisiert keine wesentliche Änderung der Eigentums- oder Kontrollverhältnisse. Es wurden keine Aktivitäten mit Derivaten gemeldet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nemser Earl H

(Last) (First) (Middle)
ONE PICKWICK PLAZA

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Interactive Brokers Group, Inc. [ IBKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Vice Chairman
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 07/28/2025 S 100 D $65.9 399,900(1) I by EN Holdings LLC
Class A common stock 427,812(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents number of securities owned by EN Holdings LLC, which is owned by the reporting person and his affiliates.
2. This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.
/s/ Raymond Bussiere as authorized signatory for Earl H. Nemser 07/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Interactive Brokers (IBKR) shares did Earl H. Nemser sell?

He sold 100 Class A common shares on 07/28/2025.

At what price were the IBKR shares sold?

The shares were sold at $65.90 per share.

How many IBKR shares does Nemser own after the sale?

He owns 399,900 shares indirectly via EN Holdings LLC and 427,812 shares directly, totaling roughly 827,712 shares.

What does transaction code "S" signify in a Form 4?

Code S denotes an open-market sale of the issuer’s securities.

Were any derivative securities involved in this filing?

No. The filing reports only non-derivative Class A common stock activity.

Is the sale considered material to IBKR investors?

Given its tiny scale (<0.01 % of shares outstanding), the sale is generally not material to investors.
Interactive Brokers Group Inc

NASDAQ:IBKR

IBKR Rankings

IBKR Latest News

IBKR Latest SEC Filings

IBKR Stock Data

28.42B
1.68B
2.99%
87.48%
2.84%
Capital Markets
Security Brokers, Dealers & Flotation Companies
Link
United States
GREENWICH