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IBM director Alfred W. Zollar receives 415-share award

The award's distribution is deferred until retirement and may be paid in IBM common stock or cash.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

IBM director Alfred W. Zollar acquired 415 Promised Fee Shares on September 30, 2026, at a reported price of $219.93 per share. The award is under the IBM Board of Directors Deferred Compensation and Equity Award Plan, and distribution is deferred until retirement; payment is in IBM common stock or cash. His reported holdings following the transaction were 10,427 Promised Fee Shares. No Rule 10b5-1 plan is reported.

Insider ZOLLAR ALFRED W
Role Director
Type Security Shares Price Value
Grant/Award Promised Fee Share F1, F2, F3 415 $219.93 $91K
Holdings After Transaction: Promised Fee Share — 10,427 contracts (Direct)
Footnotes (3)
  1. F1. Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
  2. F2. Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
  3. F3. Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Promised Fee Shares acquired 415 shares September 30, 2026
Reported price per share $219.93 per share Promised Fee Shares acquired on September 30, 2026
Promised Fee Shares following transaction 10,427 shares Reported position after the transaction
Promised Fee Shares financial
"Deferral of fees into Promised Fee Shares"
Deferred Compensation and Equity Award Plan financial
"IBM Board of Directors Deferred Compensation and Equity Award Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Promised Fee Shares did IBM director Alfred W. Zollar acquire?

IBM director Alfred W. Zollar acquired 415 Promised Fee Shares on September 30, 2026, at a reported $219.93 per share. His reported position after the transaction was 10,427 Promised Fee Shares; no Rule 10b5-1 plan is reported.

When are IBM Promised Fee Shares distributed?

Distribution of the Promised Fee Shares is deferred until retirement. They are paid out after retirement in IBM common stock or cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ZOLLAR ALFRED W

(Last)(First)(Middle)
C/O SECRETARY'S OFFICE, IBM CORPORATION
ONE NEW ORCHARD ROAD

(Street)
ARMONK NEW YORK 10504

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
INTERNATIONAL BUSINESS MACHINES CORP [ IBM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Promised Fee Share$0.00(1)09/30/2026A(2)415 (3) (3)Common Stock415$219.9310,427D
Explanation of Responses:
1. Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
2. Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
3. Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Remarks:
L. Mallardi on behalf of A. W. Zollar10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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