Welcome to our dedicated page for Immunitybio SEC filings (Ticker: IBRX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
ImmunityBio, Inc. filings document the formal reporting record for a commercial-stage immunotherapy company with Nasdaq-listed common stock. Form 8-K reports furnish operating results, ANKTIVA product revenue updates, regulatory authorizations for ANKTIVA with BCG in NMIBC, FDA promotional-compliance correspondence, and material agreements including revenue interest purchase agreement amendments and convertible promissory note amendments.
Proxy materials cover board elections, executive compensation, equity awards, pay-versus-performance data, and shareholder voting matters. The filings also describe capital structure and financing obligations, related-party arrangements, and risk factors tied to clinical development, regulatory review, manufacturing and supply, commercialization, reimbursement, competition, and market acceptance.
ImmunityBio (IBRX) increased its authorized common stock to 1,650,000,000 shares from 1,350,000,000 through a stockholder written consent, approved by holders of 649,794,019 shares (approximately 66.0% of voting power). The amendment was recommended by the Board and will become effective no earlier than twenty calendar days after mailing; the company anticipates an effective date on or about November 10, 2025.
The company states the higher authorization is intended to cover current committed issuances and expected funding needs, including potential equity raises or convertible instruments that require reserved shares. As context, 984,965,179 shares were outstanding as of October 7, 2025. The filing notes that issuing additional shares could dilute existing stockholders and may affect the share price.
No appraisal or dissenters’ rights apply, and no further stockholder vote is required.
ImmunityBio, Inc. stockholders holding 649,794,019 shares, representing approximately 66.0% of voting power as of October 7, 2025, delivered a written consent approving a Certificate of Amendment to increase authorized common stock. The company reported 984,965,179 shares outstanding as of the Record Date and expects the Certificate of Amendment to become effective no earlier than twenty calendar days after mailing, with an anticipated effective date on or about November, 2025. The amendment restates authorized shares to 1,670,000,000 total shares, of which 1,650,000,000 are Common Stock and 20,000,000 are Preferred Stock. The disclosure notes that no appraisal rights exist under Delaware law for this action and that the Board used majority written consent to avoid a special meeting.
ImmunityBio reported a federal court's preliminary approval of a proposed settlement to resolve several stockholder derivative lawsuits brought nominally on behalf of the company. Under the Stipulation, the company will adopt specified corporate governance reforms and will pay attorneys' fees in exchange for a full and complete release and dismissal of the derivative claims. The company states it expects those attorneys' fees will be funded by its insurance carrier. The court has set a final approval hearing for November 4, 2025. The company has posted the Notice and the Stipulation to its Investor Relations website and attached them as Exhibits 99.1 and 99.2.
ImmunityBio, Inc. (IBRX) 10-Q — Quarter ended June 30, 2025: Condensed consolidated assets totaled $402,076 as of June 30, 2025, including $137,658 cash and cash equivalents, $16,000 marketable securities and $22,126 accounts receivable. Total current assets were $208,132. Major non‑current assets include PP&E net $133,004 and goodwill/intangibles net $14,977. Total liabilities were $971,895, driven notably by a $492,084 related‑party convertible note payable and a $307,049 revenue interest liability; warrant liabilities were $66,957. Stockholders' deficit was $(570,749).
Operating results and cash flows: Product revenue increased to $26,421 for Q2 2025 (Q2 2024: $990) and $42,930 for six months 2025 (six months 2024: $990). Loss from operations was $(71,285) for Q2 and $(135,714) for six months; net loss was $(92,574) for Q2 and $(222,240) for six months. Net cash used in operating activities for the six months was $(165,651). The company discloses an accumulated deficit of $3.6 billion and states substantial doubt about going concern without additional funding, though management cites expected support from the Founder and other sources.
ImmunityBio (IBRX) filed an 8-K disclosing a capital raise. On 24 Jul 2025 the company executed a Securities Purchase Agreement to sell 29,629,632 common shares together with five-year warrants for an equal number of shares. Each share-and-warrant unit is priced at $2.70, while the warrants carry a $3.24 exercise price and become immediately exercisable. Gross proceeds are expected to be about $80 million before fees and expenses; closing is targeted for 28 Jul 2025 subject to customary conditions.
Piper Sandler & Co. will act as exclusive placement agent under a separate agreement and will receive a cash fee equal to 6.0 % of gross proceeds (no fee on warrant exercises). The securities are being issued from the company’s effective shelf registration statement on Form S-3ASR.
The 8-K also references two press releases dated 25 Jul 2025: (i) a business update with preliminary, unaudited Q2 results and regulatory developments, and (ii) an announcement of the registered direct offering. Full financial figures were not included in the filing; exhibits provide the SPA, warrant form, placement agency agreement, legal opinion and related consents.
ImmunityBio (IBRX) filed an 8-K disclosing a capital raise. On 24 Jul 2025 the company executed a Securities Purchase Agreement to sell 29,629,632 common shares together with five-year warrants for an equal number of shares. Each share-and-warrant unit is priced at $2.70, while the warrants carry a $3.24 exercise price and become immediately exercisable. Gross proceeds are expected to be about $80 million before fees and expenses; closing is targeted for 28 Jul 2025 subject to customary conditions.
Piper Sandler & Co. will act as exclusive placement agent under a separate agreement and will receive a cash fee equal to 6.0 % of gross proceeds (no fee on warrant exercises). The securities are being issued from the company’s effective shelf registration statement on Form S-3ASR.
The 8-K also references two press releases dated 25 Jul 2025: (i) a business update with preliminary, unaudited Q2 results and regulatory developments, and (ii) an announcement of the registered direct offering. Full financial figures were not included in the filing; exhibits provide the SPA, warrant form, placement agency agreement, legal opinion and related consents.
ImmunityBio has filed a Form S-8 to register securities under its 2025 Equity Incentive Plan. The company, a large accelerated filer based in San Diego, is led by CEO Richard Adcock and Executive Chairman Patrick Soon-Shiong, who serves as Global Chief Scientific and Medical Officer.
Key aspects of the filing include:
- Registration of securities for employee benefit plan purposes
- Incorporation of recent financial documents including 2024 Annual Report and Q1 2025 quarterly report
- Comprehensive indemnification provisions for directors and officers
- Strong corporate governance structure with Cheryl L. Cohen serving as Lead Independent Director
The filing includes standard undertakings required by the SEC, including commitments to file post-effective amendments when necessary and provisions regarding indemnification. The registration is supported by legal opinion from Wilson Sonsini Goodrich & Rosati and includes required consents from independent auditors.
ImmunityBio director Christobel Selecky received a stock option grant on June 18, 2025, according to a Form 4 filing. The derivative securities transaction details include:
- Granted 162,786 stock options to purchase common stock
- Exercise price set at $2.84 per share
- Options expire on June 18, 2035
- 100% vesting occurs at earlier of June 18, 2026 or day before next annual stockholder meeting
- Vesting conditional on continuing service as defined in 2025 Equity Incentive Plan
This represents a standard annual director equity compensation grant. The filing was signed by Jason Liljestrom as attorney-in-fact on June 20, 2025. The options are held directly by the reporting person with no indirect beneficial ownership reported.
ImmunityBio director Cheryl Cohen received a stock option grant on June 18, 2025, as reported in this Form 4 filing. The derivative securities transaction details include:
- Grant of 162,786 stock options to purchase common stock
- Exercise price set at $2.84 per share
- Options expire on June 18, 2035
- 100% vesting occurs on the earlier of June 18, 2026 or the day before the next annual stockholder meeting
- Vesting is contingent on continued service as defined in the 2025 Equity Incentive Plan
This grant represents standard director compensation and was filed by Jason Liljestrom as attorney-in-fact on June 20, 2025. The ownership form is listed as Direct (D), indicating Cohen holds these options personally rather than through any indirect arrangement.
ImmunityBio (IBRX) director Michael D. Blaszyk received a stock option grant on June 18, 2025. The key details of this insider transaction include:
- Granted 162,786 stock options to purchase common stock
- Exercise price set at $2.84 per share
- Options expire on June 18, 2035
- 100% of shares vest on the earlier of June 18, 2026 or the day before the next annual stockholder meeting
- Vesting is contingent on Blaszyk remaining a Service Provider under the company's 2025 Equity Incentive Plan
This Form 4 filing represents a standard director compensation equity grant, suggesting continued board engagement and alignment with shareholder interests through long-term equity incentives.