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ICU registers 1,500,000 shares under amended 2022 Omnibus Incentive Plan

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
S-8

Rhea-AI Filing Summary

SeaStar Medical Holding Corporation is registering 1,500,000 shares of its common stock for issuance under the Amended and Restated 2022 Omnibus Incentive Plan, reflecting a shareholder-approved amendment to that plan. The registration also covers any additional shares issuable under Rule 416 for stock dividends, splits or similar adjustments. The filing incorporates prior S-8 registrations for the same plan (listing 50,800, 47,200 and 472,456 shares after giving effect to a 1-for-25 reverse stock split) and notes the reverse split that adjusted share amounts.

The document incorporates the company’s recent annual and quarterly reports by reference, includes an exhibit index identifying the amended plan as Exhibit 99.1, and is signed by the CEO and other officers and directors, with a standard power of attorney for amendments. The filing itself does not disclose the company’s total outstanding shares or provide financial performance data.

Positive

  • Registers 1,500,000 shares of Common Stock for issuance under the Amended and Restated 2022 Omnibus Incentive Plan.
  • Confirms shareholder approval of the plan amendment and incorporates prior S-8 registration statements for continuity.

Negative

  • None.

Insights

TL;DR: Routine S-8 registering 1.5M shares for employee awards; materiality depends on company share base, which is not disclosed here.

This registration is primarily an administrative step to make 1,500,000 common shares available under the amended 2022 Omnibus Incentive Plan and to cover adjustments under Rule 416. From an equity-compensation perspective, the filing formalizes the pool available for grants and clarifies that prior S-8s for the same plan remain incorporated. The filing does not provide outstanding share count, award vesting terms, or projected dilution, so investors cannot assess the dilutive impact from this document alone. Overall, this is a standard equity-plan registration rather than an operational or financial disclosure.

TL;DR: Governance filing confirms shareholder-approved amendment and exhibits; not a financial performance event and appears routine.

The Form S-8 registers additional shares pursuant to a shareholder-approved amendment to the company’s Omnibus Incentive Plan and expressly incorporates prior registration statements and recent SEC reports by reference. The exhibit index lists legal opinions, auditor consent, the amended plan as Exhibit 99.1, and the filing fee table. The inclusion of a power of attorney and officer/director signatures follows standard practice. There are no disclosures here of material transactions, financial results, or governance changes beyond the plan amendment itself.

 

As filed with the Securities and Exchange Commission on August 8, 2025

Registration No. 333-

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER THE SECURITIES ACT OF 1933

 

 

SeaStar Medical Holding Corporation

(Exact name of registrant as specified in its charter)

 

 

 

 

Delaware

001-39927

(State or other jurisdiction of
incorporation or organization)

(I.R.S. Employer
Identification No.)

3513 Brighton Blvd., Suite 410

Denver, CO

80216

(Address of Principal Executive Offices)

(Zip Code)

 

Amended and Restated SeaStar Medical Holding Corporation 2022 Omnibus Incentive Plan

(Full title of the plan)

 

Eric Schlorff
Chief Executive Officer
3513 Brighton Blvd.

Suite 410

Denver, CO 80216

(Name and address of agent for service)



(844) 427-8100

(Telephone number, including area code, of agent for service)

With copies of all notices, orders, and communications to:

 

Joshua Erekson

Daniel Lyman

Dorsey & Whitney LLP

111 South Main Street, Suite 2100

Salt Lake City, UT 84111

(801) 933-7360

 

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer

Accelerated filer

Non-accelerated filer

Smaller reporting company

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

 

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EXPLANATORY NOTE

This Registration Statement on Form S-8 (the “Registration Statement”), relating to the SeaStar Medical Holding Corporation 2022 Omnibus Incentive Plan (as amended, the “Incentive Plan”), is being filed for the purpose of registering: (i) 1,500,000 shares (the “Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of SeaStar Medical Holding Corporation (the “Registrant”), reserved for issuance pursuant to an amendment to the Incentive Plan, which was approved by shareholders on July 3, 2025, and (ii) pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), any additional shares of Common Stock that become issuable under the Incentive Plan by reason of any stock dividend, stock split, or other similar transaction.

 

The Shares are securities of the same class and relate to the same employee benefit plan as (i) the 50,800 shares of Common Stock (after giving effect to the reverse stock split referenced below) registered for issuance pursuant to the Registration Statement on Form S-8, File No. 333-270070, filed by the Registrant with the Securities and Exchange Commission (the “SEC”) on February 27, 2023, (ii) the 47,200 shares of Common Stock (after giving effect to the reverse split referenced below) registered for issuance pursuant to the Registration Statement on Form S-8, File No. 333-276978, filed by the Registrant with the SEC on February 9, 2024, and (iii) the 472,456 shares of Common Stock registered for issuance pursuant to the Registration Statement on Form S-8, File No. 333-286671, filed by the Registrant with the SEC on April 22, 2025 (collectively, the “Prior Registration Statements”). This Registration Statement is filed in accordance with General Instruction E to Form S-8. Accordingly, pursuant to General Instruction E, the Registrant hereby incorporates by reference herein the contents of the Prior Registration Statements and hereby deems such contents to be a part hereof, except as otherwise updated or modified by this Registration Statement.

 

All share amounts referenced above and otherwise in this Registration Statement give effect to a 1-for-25 reverse stock split of the Common Stock, which was effected on June 7, 2024, except for those share amount reflecting events that occurred after June 7, 2024.

PART II.

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 3. Incorporation of Documents by Reference.

 

The following documents filed by the Registrant with the SEC pursuant to the Securities Act and the Securities Exchange Act of 1934, as amended (the “Exchange Act”), are hereby incorporated by reference into this Registration Statement:

 

(a)

The Registrant’s Annual Report on Form 10-K for the year ended December 31, 2024, filed with the SEC on March 27, 2025, as amended by Form 10-K/A, filed with the SEC on April 23, 2025;

 

 

(a)

The Registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2025, filed with the SEC on May 14, 2025;

 

 

 

(c)

The Registrant’s Current Reports on Form 8-K filed with the SEC on January 13, 2025 (except for Item 7.01 and any exhibits furnished under Item 7.01), January 31, 2025, February 3, 2025 (except for Item 7.01 and any exhibits furnished under Item 7.01), March 13, 2025, March 21, 2025; March 28, 2025; April 25, 2025, June 11, 2025, June 23, 2025 (except for Item 7.01 and any exhibits furnished under Item 7.01), July 2, 2025 (except for Item 7.01 and any exhibits furnished under Item 7.01), July 8, 2025, July 14, 2025 (except for Item 7.01 and any exhibits furnished under Item 7.01), July 16, 2025, August 1, 2025 (except for Item 7.01 and any exhibits furnished under Item 7.01); and August 6, 2025 (including Form 8-K/A), and

 

 

(d)

The description of the Registrant’s Common Stock set forth in the Registrant’s registration statement on Form 8-A/A filed with the SEC on October 31, 2022, as updated by Exhibit 4.3 to the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2024, filed with the SEC on March 27, 2025, and any amendment or report filed with the SEC for the purposes of updating such description.

 

All other reports and other documents subsequently filed with the SEC by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of Exchange Act prior to the filing of a post-effective amendment to this registration

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statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold (other than those furnished pursuant to Item 2.02 or Item 7.01 of Form 8-K or other information deemed to have been “furnished” rather than “filed” in accordance with the SEC’s rules), shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the date of filing of such reports and documents.

 

Any statement contained in a document incorporated or deemed to be incorporated by reference in this Registration Statement shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in this Registration Statement, or in any other subsequently filed document that also is or is deemed to be incorporated by reference in this Registration Statement, modifies or supersedes such prior statement. Any statement contained in this Registration Statement shall be deemed to be modified or superseded to the extent that a statement contained in a subsequently filed document that is or is deemed to be incorporated by reference in this Registration Statement modifies or supersedes such prior statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

 

Item 8. Exhibits.

 

A list of exhibits filed herewith is contained in the Exhibit Index that immediately precedes such exhibits and is incorporated herein by reference.

 

EXHIBIT INDEX

 

Exhibit
No.

Document

4.1

Third Amended and Restated Certificate of Incorporation of SeaStar Medical Holding Corporation, filed with the Secretary of State of Delaware on October 28, 2022 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on November 4, 2022).

4.2

Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of SeaStar Medical Holding Corporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 20, 2023).

4.3

Second Certificate of Amendment of Third Amended and Restated Certificate of Incorporation of SeaStar Medical Holding Corporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on June 7, 2024).

 

 

4.4

Third Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of SeaStar Medical Holding Corporation (incorporated by reference to Exhibit 3.4 to the Registrant’s Annual Report on Form 10-K filed with the SEC on March 27, 2025).

 

 

4.5

Second Amended and Restated Bylaws of SeaStar Medical Holding Corporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on April 18, 2024).

 

 

5.1*

Opinion of Dorsey & Whitney LLP.

23.1*

Consent of Independent Registered Public Accounting Firm of SeaStar Medical Holding Corporation.

23.2*

Consent of Dorsey & Whitney LLP (included in Exhibit 5.1 hereto).

24.1*

Power of Attorney (included in the signature page to this Registration Statement).

99.1*+

Amended and Restated SeaStar Medical Holding Corporation 2022 Omnibus Incentive Plan.

107*

Filing Fee Table.

 

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* Filed herewith

+ Denotes compensatory plan or arrangement

 

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SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Denver, State of Colorado on this 8th day of August, 2025.

 

SeaStar Medical Holding Corporation

By:

/s/ Eric Schlorff

Name:

Eric Schlorff

Title:

Chief Executive Officer

 

POWER OF ATTORNEY

Each of the undersigned, whose signature appears below, hereby constitutes and appoints Eric Schlorff as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any or all amendments to this registration statement and to file the same with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing necessary or appropriate to be done with respect to this registration statement or any amendments hereto in the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or his or their substitute or substitutes, may lawfully do or cause to be done by virtue thereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form S-8 has been signed by the following persons in the capacities indicated below on August 8, 2025.

Name

Title

Date

/s/ Eric Schlorff

Chief Executive Officer and Director

(Principal Executive Officer)

August 8, 2025

 

Eric Schlorff

/s/ David Green

Chief Financial Officer

(Principal Financial and Accounting Officer)

August 8, 2025

 

 

David Green

/s/ Kenneth Van Heel

Director

August 8, 2025

Kenneth Van Heel

/s/ Jennifer A. Baird

Director

August 8, 2025

Jennifer A. Baird

/s/ John Neuman

Director

August 8, 2025

John Neuman

/s/ Bernadette N. Vincent

Director

August 8, 2025

Bernadette N. Vincent

 

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FAQ

What did SeaStar Medical (ICU) register on Form S-8?

The company registered 1,500,000 shares of common stock for issuance under its Amended and Restated 2022 Omnibus Incentive Plan, plus any additional shares under Rule 416.

Does the filing state the shareholder approval for the incentive plan amendment?

Yes. The filing states the amendment to the Incentive Plan was approved by shareholders (the registration was filed to register shares reserved pursuant to that amendment).

Were prior S-8 filings incorporated into this registration?

Yes. The filing incorporates prior registration statements registering 50,800, 47,200, and 472,456 shares (after giving effect to the 1-for-25 reverse stock split).

Does this document disclose the company’s outstanding share count or dilution impact?

No. The filing does not disclose total outstanding shares or calculate dilution; it only registers shares reserved for the incentive plan.

What exhibits are included or referenced in the filing?

The exhibit index references the amended plan as Exhibit 99.1, legal opinion and consent exhibits (including Exhibits 5.1, 23.1, and 23.2), and a filing fee table as Exhibit 107.
SeaStar Medical Holding Corp

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