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[Form 4] Intellicheck, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Guy L. Smith, a director of Intellicheck, Inc. (IDN), received 5,769 shares of common stock on September 30, 2025 in settlement of vested restricted stock units (RSUs). The Form 4 reports the RSUs became earned and vested and that shares were issued the same day. The filing lists Smith's business address in Melville, NY, and was signed by an attorney-in-fact on October 2, 2025. Following the transaction, Smith beneficially owns 5,769 shares directly.

Positive
  • 5,769 RSUs vested and were settled into common stock, as disclosed on 09/30/2025
  • Form 4 filed and signed by an attorney-in-fact, indicating required insider reporting occurred
Negative
  • None.

Insights

TL;DR: Director received a routine settlement of 5,769 RSUs, a standard compensation event with limited immediate market impact.

The Form 4 documents a non-derivative issuance: restricted stock units vested and were settled into 5,769 shares of common stock on 09/30/2025. This is a compensation-related transaction rather than an open-market purchase or sale. It does not report a sale or transfer that would immediately change outstanding float beyond the shares issued. No price paid by the reporting person is indicated for the settled shares, consistent with RSU settlements.

TL;DR: The filing records a standard director equity vesting event, showing alignment of compensation mechanics with corporate policy.

The disclosure shows the director-level recipient received vested RSUs converted to 5,769 shares on 09/30/2025. The Form 4 filing was executed by an attorney-in-fact and filed promptly. There are no indications of unusual timing, related-party transfers, or dispositions reported in this form. From a governance perspective, this appears routine and compliant with Section 16 reporting requirements.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Smith Guy L

(Last) (First) (Middle)
200 BROADHOLLOW ROAD, SUITE 207

(Street)
MELVILLE NY 11747

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Intellicheck, Inc. [ IDN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSU's) $5.2 09/30/2025 A 5,769 09/30/2025 (1) Common Stock, $.001 par value 5,769 $0 5,769 D
Explanation of Responses:
1. Restricted Stock Units became earned and vested, and shares of Common Stock were issued in settlement of Vested Restricted Stock Units on September 30, 2025.
Remarks:
/s/ Adam Sragovicz, Attorney-In-Fact 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What security did the Intellicheck (IDN) insider receive?

The reporting person received 5,769 shares of common stock issued in settlement of vested restricted stock units.

When did the RSUs vest and shares issue for IDN director Guy L. Smith?

The RSUs became earned and vested and shares were issued on September 30, 2025.

How many shares does Guy L. Smith beneficially own after the transaction?

The Form 4 reports 5,769 shares beneficially owned following the reported transaction.

Was this Form 4 signed and when was it filed?

The Form 4 was signed by an attorney-in-fact on October 2, 2025 as shown on the filing.

What is the relationship of the reporting person to Intellicheck (IDN)?

The reporting person, Guy L. Smith, is reported as a Director of Intellicheck, Inc.
Intellicheck

NASDAQ:IDN

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144.06M
19.00M
5.73%
45.77%
0.92%
Software - Application
Services-prepackaged Software
Link
United States
MELVILLE