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Ivanhoe Electric (IE) SVP discloses stock and option stakes

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Ivanhoe Electric Inc. reports that SVP, Exploration Alexander William Neufeld beneficially owns 60,939 common-stock-related interests held directly. This includes 38,727 shares of common stock plus 22,212 restricted stock units that vest in annual installments from March 6, 2027 through March 6, 2029, subject to continued employment. He also holds employee stock options over 16,667 shares at $11.75 expiring December 1, 2030 and options over 45,552 shares at $13.50 expiring March 11, 2031, of which 30,368 shares are already vested and exercisable, with the remaining 15,184 vesting on March 11, 2027 subject to continued employment.

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Insider Neufeld Alexander William
Role SVP, Exploration
Type Security Shares Price Value
holding Employee Stock Option (right to buy) -- -- --
holding Employee Stock Option (right to buy) F2 -- -- --
holding Common Stock F1 -- -- --
Holdings After Transaction: Employee Stock Option (right to buy) — 62,219 shares (Direct); Common Stock — 60,939 shares (Direct)
Footnotes (2)
  1. F1. Of the reported securities, 38,727 are shares of common stock, 10,788 are restricted stock units that vest in two equal annual installments on March 6, 2027 and March 6, 2028, and 11,424 are restricted stock units that vest in three equal annual installments on March 6, 2027, March 6, 2028, and March 6, 2029, in each case subject to the reporting person's continued employment.
  2. F2. The option is vested and exercisable as to 30,368 shares, with the remaining 15,184 shares vesting and becoming exercisable on March 11, 2027, subject to continued employment
Beneficial ownership 60939 shares Total common stock and RSU interests reported as held directly by Alexander William Neufeld
Common stock 38727 shares Portion of Neufeld’s reported securities that are common shares
RSUs vesting 2027–2028 10788 units Restricted stock units vesting in two equal annual installments on March 6, 2027 and March 6, 2028
RSUs vesting 2027–2029 11424 units Restricted stock units vesting in three equal annual installments on March 6, 2027, 2028, and 2029
Option exercise price 11.7500 $/share Employee stock option over 16667 underlying shares expiring 2030-12-01
Option exercise price 13.5000 $/share Employee stock option over 45552 underlying shares expiring 2031-03-11
Vested option portion 30368 shares Shares currently vested and exercisable under the $13.5000 option grant
Unvested option portion 15184 shares Remaining shares vesting and becoming exercisable on March 11, 2027, subject to continued employment
restricted stock units financial
"10,788 are restricted stock units that vest in two equal annual installments"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Employee Stock Option (right to buy) financial
"security_title": "Employee Stock Option (right to buy)""
vested and exercisable financial
"The option is vested and exercisable as to 30,368 shares"
subject to the reporting person's continued employment financial
"in each case subject to the reporting person's continued employment"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider equity holdings does Ivanhoe Electric (IE) SVP Alexander William Neufeld report?

Alexander William Neufeld reports 60,939 Ivanhoe Electric equity interests held directly. These comprise 38,727 common shares and 22,212 restricted stock units that vest over 2027–2029, plus stock options over 16,667 and 45,552 shares at fixed exercise prices.

How many Ivanhoe Electric (IE) restricted stock units does Neufeld hold and when do they vest?

Neufeld holds 10,788 RSUs vesting in two equal annual installments on March 6, 2027 and March 6, 2028, and 11,424 RSUs vesting in three equal annual installments on March 6, 2027, 2028, and 2029, in each case subject to continued employment.

What stock options in Ivanhoe Electric (IE) does Alexander Neufeld hold?

Neufeld holds an employee stock option over 16,667 shares at an exercise price of $11.75 expiring December 1, 2030, and another over 45,552 shares at $13.50 expiring March 11, 2031, all held directly.

How many of Neufeld’s Ivanhoe Electric (IE) options are already vested and exercisable?

For the $13.50 option covering 45,552 shares, 30,368 shares are vested and exercisable. The remaining 15,184 shares vest and become exercisable on March 11, 2027, subject to Neufeld’s continued employment with Ivanhoe Electric.

Are Neufeld’s Ivanhoe Electric (IE) RSUs and options subject to employment conditions?

Yes. All reported RSUs and the unvested 15,184 shares under the $13.50 option vest only if Neufeld’s employment continues through the scheduled vesting dates in 2027, 2028, and 2029, as specified in the compensation terms.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Neufeld Alexander William

(Last)(First)(Middle)
C/O IVANHOE ELECTRIC INC.
450 E. RIO SALADO PARKWAY SUITE 130

(Street)
TEMPE ARIZONA 85281

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2026
3. Issuer Name and Ticker or Trading Symbol
Ivanhoe Electric Inc. [ IE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Exploration
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock60,939(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)12/01/202612/01/2030Common Stock16,667$11.75D
Employee Stock Option (right to buy) (2)03/11/2031Common Stock45,552$13.5D
Explanation of Responses:
1. Of the reported securities, 38,727 are shares of common stock, 10,788 are restricted stock units that vest in two equal annual installments on March 6, 2027 and March 6, 2028, and 11,424 are restricted stock units that vest in three equal annual installments on March 6, 2027, March 6, 2028, and March 6, 2029, in each case subject to the reporting person's continued employment.
2. The option is vested and exercisable as to 30,368 shares, with the remaining 15,184 shares vesting and becoming exercisable on March 11, 2027, subject to continued employment
/s/ Alexander Neufeld08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)