STOCK TITAN

Director at i3 Verticals (NASDAQ: IIIV) awarded 6,496 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

i3 Verticals, Inc. director John C. Harrison reported an equity award in the form of Class A common stock. On 02/10/2026, he acquired 6,496 shares at a price of $0.00 per share as a grant or award, rather than an open-market purchase.

A footnote explains this reflects restricted stock units that will vest in full on the first anniversary of the grant date, subject to his continued service with the company. Following this award, Harrison beneficially owns 10,372 shares of Class A common stock directly.

Positive

  • None.

Negative

  • None.
Insider HARRISON JOHN C.
Role Director
Type Security Shares Price Value
Grant/Award Class A common stock, par value $0.0001 per share 6,496 $0.00 --
Holdings After Transaction: Class A common stock, par value $0.0001 per share — 10,372 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HARRISON JOHN C.

(Last) (First) (Middle)
40 BURTON HILLS BOULEVARD
SUITE 415

(Street)
NASHVILLE TN 37215

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
i3 Verticals, Inc. [ IIIV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock, par value $0.0001 per share 02/10/2026 A 6,496(1) A $0 10,372 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects restricted stock units that will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.
Remarks:
/s/ Paul Maple, Attorney-in-Fact for John C. Harrison 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did i3 Verticals (IIIV) disclose for John C. Harrison?

i3 Verticals disclosed that director John C. Harrison received an equity award of 6,496 shares of Class A common stock on 02/10/2026 at $0.00 per share. The award is reported as a grant or other acquisition, not an open-market stock purchase.

How many i3 Verticals (IIIV) shares did John C. Harrison acquire and at what price?

John C. Harrison acquired 6,496 shares of i3 Verticals Class A common stock at a price of $0.00 per share. The filing classifies this as a grant, award, or other acquisition, consistent with a restricted stock unit or similar equity incentive grant.

What are the vesting terms of John C. Harrison’s equity award at i3 Verticals (IIIV)?

The award represents restricted stock units that will vest in full on the first anniversary of the grant date. Vesting is conditioned on Harrison’s continued service with i3 Verticals through that one-year period, according to the footnote in the Form 4 filing.

How many i3 Verticals (IIIV) shares does John C. Harrison own after this grant?

After the reported grant, John C. Harrison beneficially owns 10,372 shares of i3 Verticals Class A common stock. The Form 4 indicates these holdings are direct ownership, reflecting his total position following the 6,496-share equity award transaction.

Is John C. Harrison a director or officer of i3 Verticals (IIIV) in this filing?

John C. Harrison is identified as a director of i3 Verticals in the filing. He is not listed as an officer or 10% owner. The Form 4 is filed as a single reporting person, reflecting his role and the reported equity award transaction.

What transaction code is used for John C. Harrison’s i3 Verticals (IIIV) award?

The transaction is reported with code “A,” which the data describes as a grant, award, or other acquisition. This indicates the shares were received as compensation or an equity award, rather than being bought or sold in the open market by the director.