Quantum Ltd. files Form 144 to sell 30,000 shares

Quantum Ltd. submitted a Form 144 notice for the proposed sale of 30,000 Ordinary Shares through Oppenheimer & Co. Inc. on 05/27/2026 on Nasdaq.

Rhea-AI Filing Summary

Quantum Ltd. submitted a Form 144 notice for the proposed sale of 30,000 Ordinary Shares through Oppenheimer & Co. Inc. on 05/27/2026 on Nasdaq. The filing lists prior acquisitions including 13,605 shares acquired upon exercise of employee stock options on 05/27/2026 (cash payment upon exercise) and 86,395 shares issued upon vesting of RSUs on 11/02/2021.

Insights

Corporate Counsel

Form 144 notifies a proposed resale of registered shares via a broker on a specified date.

Form 144 is a disclosure of an intended resale by an affiliate or control person; this filing lists the broker (Oppenheimer & Co.), the exchange (Nasdaq), the intended sale date (05/27/2026), and the share quantity (30,000).

Timing and method are stated in the excerpt; cash‑flow treatment and exact pricing mechanics are not specified in the provided lines. Subsequent filings or broker reports would show execution details.

Equity Compensation Specialist

Two acquisition sources are documented: option exercise and RSU vesting.

The excerpt shows 13,605 shares were acquired via option exercise on 05/27/2026 (cash paid on exercise) and 86,395 shares were issued upon RSU vesting on 11/02/2021. These grant/vesting events supply shares that may be subject to resale rules.

Whether the shares sold are the newly exercised/vested shares or other holdings is not stated; resale timing appears tied to the 05/27/2026 broker filing.

Key Figures

Proposed resale quantity: 30,000 shares Named broker: Oppenheimer & Co. Inc. Shares from option exercise: 13,605 shares +2 more

5 metrics

Proposed resale quantity 30,000 shares Form 144 notice dated 05/27/2026

Named broker Oppenheimer & Co. Inc. Broker for proposed sale on Nasdaq 05/27/2026

Shares from option exercise 13,605 shares Acquired upon exercise of employee stock options on 05/27/2026 (cash payment upon exercise)

Shares from RSU vesting 86,395 shares Issued upon vesting of RSUs on 11/02/2021 (no consideration)

Exchange / Date Nasdaq, 05/27/2026 Market and intended sale date shown on Form 144

Key Terms

Form 144, RSU, exercise of employee stock options, Oppenheimer & Co. Inc.

4 terms

Form 144 regulatory

"submitted a Form 144 notice for the proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU financial

"Shares issued upon vesting of RSUs on 11/02/2021"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

exercise of employee stock options financial

"Shares acquired upon exercise of employee stock options on 05/27/2026"

Oppenheimer & Co. Inc. market

"Oppenheimer & Co. Inc. 85 Broad St. New York NY 10004"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Quantum Ltd.'s Form 144 filing for IINN indicate?

It indicates a proposed resale of 30,000 Ordinary Shares through Oppenheimer & Co. on 05/27/2026. The notice lists acquisition sources and the intended broker/exchange but does not show execution details.

Were the shares being sold recently acquired by the filer?

Yes. The filing shows 13,605 shares were acquired upon exercise of employee stock options on 05/27/2026 (cash paid) and 86,395 shares were issued upon RSU vesting on 11/02/2021.

Which broker and market are named for the proposed sale?

The excerpt names Oppenheimer & Co. Inc. as the broker and lists the market as Nasdaq, with the proposed sale date of 05/27/2026.

Does the Form 144 show proceeds or sale price for the transaction?

The provided excerpt does not state an explicit sale price or total proceeds for the proposed resale. It lists share quantities and the broker/exchange with the sale date.

Are there disclosures of shares sold in the past three months?

The excerpt includes a section header for "Securities Sold During The Past 3 Months" but contains no populated entries in the provided lines.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/28/2026 - 06:58 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Ordinary Shares	Oppenheimer & Co. Inc 85 Broad St. New York NY 10004	30000	45600.00	35949247	05/27/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Ordinary Shares	05/27/2026	Shares acquired upon exercise of employee stock options	Quantum Ltd.			13605	05/27/2026	Cash payment upon exercise of stock options
Ordinary Shares	11/02/2021	Shares issued upon vesting of RSUs	Quantum Ltd.			86395	11/02/2021	No consideration shares issued upon vesting of RSUs

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)